BBAI

SEC source: 0001062993-22-013435 · form4.xml · nonDerivative · entry 1

Dinu Raluca · CIK 0001430575 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 8,702,000

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions4, LLC (the "Sponsor").

F2 · balance_after: The total reported shares is a result of the deduction of the number of disposed shares of Common Stock from 9,552,000 shares of Common Stock as previously reported in Form 4 filed by the Reporting Person on December 8, 2021.

F3 · ownership.nature: The shares of Common Stock are held directly by the Sponsor. Dr. Dinu is a member of GigFounders, LLC, which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Dr. Dinu by virtue of her financial interest in GigFounders, LLC.

SEC source: 0001062993-22-013604 · form4a.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,083

Underlying: Common Stock · 7,083 shares

Expires 2026-12-07

F4 · kind: Distribution of Private Warrants to direct and indirect members of the Sponsor.

SEC source: 0001062993-22-013604 · form4a.xml · derivative · entry 3

Katz Avi S · CIK 0001451693 · Director

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 0

Underlying: Common Stock · 283,333 shares

Expires 2026-12-07

F4 · kind: Distribution of Private Warrants to direct and indirect members of the Sponsor.

F3 · ownership.nature: The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

SEC source: 0001062993-22-013604 · form4a.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions4, LLC (the "Sponsor").

SEC source: 0001062993-22-013604 · form4a.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 8,702,000

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions4, LLC (the "Sponsor").

F2 · balance_after: The total reported shares is a result of the deduction of the number of disposed shares of Common Stock from 9,552,000 shares of Common Stock as previously reported in Form 4 filed by the Reporting Person on December 8, 2021.

F3 · ownership.nature: The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

SEC source: 0000899243-22-017094 · doc4.xml · derivative · entry 1

Gordy Samuel J · CIK 0001893964 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 22,857 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the BigBear.ai Holdings, Inc.'s Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on May 5, 2022. The reported RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 75% will vest in equal installments on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the BigBear.ai Holdings, Inc.'s Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on May 5, 2022. The reported RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 75% will vest in equal installments on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014094 · doc4.xml · derivative · entry 1

Cannito Peter Anthony Jr · CIK 0001877807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014076 · doc4.xml · derivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires not disclosed

F1 · shares: The reported securities were granted to Kirk Michael Konert and Jeffrey Hart on February 14, 2022 in their capacity as members of the issuer's board of directors and, subject to their continued service, the reported securities will vest in a single installment on December 7, 2022 and be assigned to AE Industrial Partners, LP. Prior to such vesting and assignment, Kirk Michael Konert and Jeffrey Hart will hold the reported securities for the benefit of AE Industrial Partners, LP and they disclaim all right title and interest in such securities.

F1 · derivative.exercise_date: The reported securities were granted to Kirk Michael Konert and Jeffrey Hart on February 14, 2022 in their capacity as members of the issuer's board of directors and, subject to their continued service, the reported securities will vest in a single installment on December 7, 2022 and be assigned to AE Industrial Partners, LP. Prior to such vesting and assignment, Kirk Michael Konert and Jeffrey Hart will hold the reported securities for the benefit of AE Industrial Partners, LP and they disclaim all right title and interest in such securities.

F1 · derivative.expiration_date: The reported securities were granted to Kirk Michael Konert and Jeffrey Hart on February 14, 2022 in their capacity as members of the issuer's board of directors and, subject to their continued service, the reported securities will vest in a single installment on December 7, 2022 and be assigned to AE Industrial Partners, LP. Prior to such vesting and assignment, Kirk Michael Konert and Jeffrey Hart will hold the reported securities for the benefit of AE Industrial Partners, LP and they disclaim all right title and interest in such securities.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-22-014081 · doc4.xml · derivative · entry 1

Braden Pamela Joyce · CIK 0001883979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date.The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date.The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014071 · doc4.xml · derivative · entry 1

HAYES DOROTHY D · CIK 0001142619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014095 · doc4.xml · derivative · entry 2

Dyer Jeffry R · CIK 0001895969 · President of Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share the issuer's Common Stock. The PSUs vest upon the achievement of specified performance metrics for each calendar year from January 1, 2022 to December 31, 2025.

F2 · derivative.expiration_date: Each performance stock unit ("PSU") represents a contingent right to receive one share the issuer's Common Stock. The PSUs vest upon the achievement of specified performance metrics for each calendar year from January 1, 2022 to December 31, 2025.

SEC source: 0000899243-22-014095 · doc4.xml · derivative · entry 1

Dyer Jeffry R · CIK 0001895969 · President of Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,429

Underlying: Common Stock · 71,429 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 50,000 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 21,429 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 50,000 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 21,429 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014074 · doc4.xml · derivative · entry 1

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Common Stock · 36,250 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 17,500 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 18,750 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 17,500 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 18,750 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014083 · doc4.xml · derivative · entry 1

Brothers Louis R Jr · CIK 0001877221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,571

Underlying: Common Stock · 98,571 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 40,000 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 58,571 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 40,000 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 58,571 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014092 · doc4.xml · derivative · entry 1

Katz Avi S · CIK 0001451693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014104 · doc4.xml · derivative · entry 1

Dinu Raluca · CIK 0001430575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014093 · doc4.xml · derivative · entry 1

FULCHINO PAUL E · CIK 0001182805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014102 · doc4.xml · derivative · entry 1

Gordy Samuel J · CIK 0001893964 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 40,000 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 10,000 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 40,000 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 10,000 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014096 · doc4.xml · derivative · entry 1

Horowitz Raanan · CIK 0001847202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date.The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date.The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014084 · doc4.xml · derivative · entry 1

BATTLE SEAN BERNARD · CIK 0001884324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest on December 7, 2022 and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014073 · doc4.xml · derivative · entry 1

Ricker Sean Raymond · CIK 0001883732 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022, vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-014069 · doc4.xml · derivative · entry 1

Frutchey Brian Douglas · CIK 0001883797 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,794.5

Underlying: Common Stock · 23,794.5 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 12,187.5 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 11,607 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. 12,187.5 of the RSUs vest in four equal annual installments on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025, and shall be settled within sixty days of the vesting date. The remaining 11,607 RSUs vest as follows: 25% will vest on March 30, 2023 and the remaining 6.25% will vest on each quarterly anniversary thereafter, such that the entire award will be vested on March 30, 2026, and shall be settled within sixty days of the vesting date.

SEC source: 0000899243-22-017470 · doc4.xml · derivative · entry 1

Ricker Sean Raymond · CIK 0001883732 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,913

Underlying: Common Stock · 12,913 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the BigBear.ai Holdings, Inc.'s Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. The reported RSUs vest as follows: 25% will vest on February 15, 2023 and the remaining 75% will vest in equal installments on each quarterly anniversary thereafter, such that the entire award will be vested on February 15, 2026 and shall be settled within sixty days of the vesting date. The RSUs reported as acquired herein were unintentionally omitted from the Reporting Person's prior Form 4, filed with the Securities & Exchange Commission on April 6, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the BigBear.ai Holdings, Inc.'s Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on April 5, 2022. The reported RSUs vest as follows: 25% will vest on February 15, 2023 and the remaining 75% will vest in equal installments on each quarterly anniversary thereafter, such that the entire award will be vested on February 15, 2026 and shall be settled within sixty days of the vesting date. The RSUs reported as acquired herein were unintentionally omitted from the Reporting Person's prior Form 4, filed with the Securities & Exchange Commission on April 6, 2022.

SEC source: 0000899243-22-013188 · doc4.xml · derivative · entry 1

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,625

Underlying: Common Stock · 46,875 shares

Expires 2032-03-30

F1 · derivative.exercise_date: The option was granted on March 30, 2022 and vest as follows: 25% of the option will vest on March 30, 2023 and the remaining 75% will vest in equal quarterly installments on each quarterly anniversary of the date of grant thereafter, such that the entire award will be vested on March 30, 2026 (subject to the reporting person's continued employment through each vesting date).

SEC source: 0000899243-22-013183 · doc4.xml · derivative · entry 1

Dyer Jeffry R · CIK 0001895969 · President of Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,571

Underlying: Common Stock · 53,571 shares

Expires 2032-03-30

F1 · derivative.exercise_date: The option was granted on March 30, 2022 and vest as follows: 25% of the option will vest on March 30, 2023 and the remaining 75% will vest in equal quarterly installments on each quarterly anniversary of the date of grant thereafter, such that the entire award will be vested on March 30, 2026 (subject to the reporting person's continued employment through each vesting date).

SEC source: 0000899243-22-013186 · doc4.xml · derivative · entry 1

Brothers Louis R Jr · CIK 0001877221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,429

Underlying: Common Stock · 146,429 shares

Expires 2032-03-30

F1 · derivative.exercise_date: The option was granted on March 30, 2022 and vest as follows: 25% of the option will vest on March 30, 2023 and the remaining 75% will vest in equal quarterly installments on each quarterly anniversary of the date of grant thereafter, such that the entire award will be vested on March 30, 2026 (subject to the reporting person's continued employment through each vesting date).

SEC source: 0000899243-22-013185 · doc4.xml · derivative · entry 1

Frutchey Brian Douglas · CIK 0001883797 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,486.75

Underlying: Common Stock · 29,018 shares

Expires 2032-03-30

F1 · derivative.exercise_date: The option was granted on March 30, 2022 and vest as follows: 25% of the option will vest on March 30, 2023 and the remaining 75% will vest in equal quarterly installments on each quarterly anniversary of the date of grant thereafter, such that the entire award will be vested on March 30, 2026 (subject to the reporting person's continued employment through each vesting date).

SEC source: 0000899243-22-013184 · doc4.xml · derivative · entry 1

Gordy Samuel J · CIK 0001893964 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2032-03-30

F1 · derivative.exercise_date: The option was granted on March 30, 2022 and vest as follows: 25% of the option will vest on March 30, 2023 and the remaining 75% will vest in equal quarterly installments on each quarterly anniversary of the date of grant thereafter, such that the entire award will be vested on March 30, 2026 (subject to the reporting person's continued employment through each vesting date).

SEC source: 0000899243-21-048777 · doc4.xml · nonDerivative · entry 4

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

SEC source: 0000899243-21-048777 · doc4.xml · nonDerivative · entry 3

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $8.42 to $8.45, inclusive. The reporting person undertakes to provide to BigBear.ai Holdings, Inc., any securityholder of BigBear.ai Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

SEC source: 0000899243-21-048777 · doc4.xml · nonDerivative · entry 2

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

SEC source: 0000899243-21-048777 · doc4.xml · nonDerivative · entry 1

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

SEC source: 0001628280-23-004356 · wf-form4_167701801266972.xml · nonDerivative · entry 1

Cannito Peter Anthony Jr · CIK 0001877807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,490

SEC source: 0000899243-21-047194 · doc4.xml · derivative · entry 1

Dyer Jeffry R · CIK 0001895969 · President of Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The options were granted on December 7, 2021, and vest ratably on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025.

SEC source: 0000899243-21-047195 · doc4.xml · derivative · entry 1

Kinley Joshua Lane · CIK 0001883946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The options were granted on December 7, 2021, and vest ratably on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025.

SEC source: 0000899243-21-047199 · doc4.xml · derivative · entry 1

Brothers Louis R Jr · CIK 0001877221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The options were granted on December 7, 2021, and vest ratably on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025.

SEC source: 0000899243-21-047192 · doc4.xml · derivative · entry 1

Gordy Samuel J · CIK 0001893964 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The options were granted on December 7, 2021, and vest ratably on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025.

SEC source: 0000899243-21-047191 · doc4.xml · derivative · entry 1

Frutchey Brian Douglas · CIK 0001883797 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,468.75

Underlying: Common Stock · 30,468.75 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The options were granted on December 7, 2021, and vest ratably on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025.

SEC source: 0000899243-21-047186 · doc4.xml · derivative · entry 1

Ricker Sean Raymond · CIK 0001883732 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The options were granted on December 7, 2021, and vest ratably on each of December 7, 2022, December 7, 2023, December 7, 2024 and December 7, 2025.

SEC source: 0001062993-21-012477 · form4.xml · nonDerivative · entry 3

Katz Avi S · CIK 0001451693 · Director · Executive Chairman · 10% owner

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 9,552,000

F3 · kind: Transfer of Common Stock by Sponsor to AE BBAI Aggregator, LP.

F2 · price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F1 · ownership.nature: The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital4, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

SEC source: 0001062993-21-012474 · form4.xml · nonDerivative · entry 3

Dinu Raluca · CIK 0001430575 · Director · President, CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 9,552,000

F3 · kind: Transfer of Common Stock by Sponsor to AE BBAI Aggregator, LP.

F2 · price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F1 · ownership.nature: The Common Stock and Private Warrants are held directly by the Sponsor. Dr. Dinu is a member of GigFounders, LLC, which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock and Private Warrants held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Dr. Dinu by virtue of her financial interest in GigFounders, LLC.

SEC source: 0001062993-21-012477 · form4.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director · Executive Chairman · 10% owner

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 283,333

Underlying: Common Stock · 283,333 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F2 · price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F4 · derivative.exercise_date: The Private Warrants included in the units will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.

F5 · derivative.expiration_date: The Private Warrants included in the units will expire on the fifth anniversary of the Company's completion of its initial business combination.

F1 · ownership.nature: The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital4, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

SEC source: 0001062993-21-012477 · form4.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Executive Chairman · 10% owner

GigAcquisitions4, LLC · CIK 0001844503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 9,802,000

F2 · shares: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F2 · price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F1 · ownership.nature: The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital4, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

SEC source: 0001062993-21-012474 · form4.xml · derivative · entry 4

Dinu Raluca · CIK 0001430575 · Director · President, CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 283,333

Underlying: Common Stock · 283,333 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F2 · price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F4 · derivative.exercise_date: The Private Warrants included in the units will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.

F5 · derivative.expiration_date: The Private Warrants included in the units will expire on the fifth anniversary of the Company's completion of its initial business combination.

F1 · ownership.nature: The Common Stock and Private Warrants are held directly by the Sponsor. Dr. Dinu is a member of GigFounders, LLC, which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock and Private Warrants held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Dr. Dinu by virtue of her financial interest in GigFounders, LLC.

SEC source: 0001062993-21-012474 · form4.xml · nonDerivative · entry 2

Dinu Raluca · CIK 0001430575 · Director · President, CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GigAcquisitions4, LLC

Disclosed balance after: 9,802,000

F2 · shares: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F2 · price: Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.

F1 · ownership.nature: The Common Stock and Private Warrants are held directly by the Sponsor. Dr. Dinu is a member of GigFounders, LLC, which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock and Private Warrants held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Dr. Dinu by virtue of her financial interest in GigFounders, LLC.

SEC source: 0001628280-24-010030 · wk-form4_1709935137.xml · nonDerivative · entry 1

Peffer Julie · CIK 0001932370 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,418

F1 · kind: On March 23, 2023, the Reporting Person was granted performance stock units ("PSUs") which vested on March 5, 2024.