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Bally's Corp

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5528
SEC CIK
0001747079
Parsed reports
233

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionRestricted Stock Unit · Derivative 4,743 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · derivative · entry 5

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 4,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F3 · derivative.exercise_date: On May 8, 2019, the reporting person was granted 9,485 restricted stock units which vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively.

F3 · derivative.expiration_date: On May 8, 2019, the reporting person was granted 9,485 restricted stock units which vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Tax withholdingCommon Stock 16,555 $50.23 $831,557.65
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 4

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,214

F1 · kind: On December 31, 2020, 36,512 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,555 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionCommon Stock 21,756 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 3

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionCommon Stock 10,013 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 2

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionCommon Stock 4,743 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 1

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 20,372 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · derivative · entry 7

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,373

Underlying: Common Stock · 20,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

F6 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 20,392 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · derivative · entry 6

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On April 2, 2019, the reporting person was granted 40,784 restricted stock units vesting in two equal installments on December 31, 2019 and 2020, respectively.

F5 · derivative.expiration_date: On April 2, 2019, the reporting person was granted 40,784 restricted stock units vesting in two equal installments on December 31, 2019 and 2020, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
Tax withholdingCommon Stock 18,483 $50.23 $928,401.09
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 5

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,109

F3 · kind: On December 31, 2020, 40,764 shares of the Company's restricted stock units vested. The Company retained 18,483 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
Exercise / conversionCommon Stock 20,372 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 4

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
Exercise / conversionCommon Stock 20,392 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 3

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Eaton Craig LEVP, General Counsel, Sec.
Exercise / conversionRestricted Stock Unit · Derivative 10,695 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · derivative · entry 5

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,696

Underlying: Common Stock · 10,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

F5 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Eaton Craig LEVP, General Counsel, Sec.
Tax withholdingCommon Stock 4,850 $50.23 $243,615.50
Disclosure

SEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 4

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,297

F3 · kind: On December 31,2020, 10,695 shares of Company restricted stock units vested. The Company retained 4,850 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
Eaton Craig LEVP, General Counsel, Sec.
Exercise / conversionCommon Stock 10,695 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 3

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:41 UTC GrantCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000014 · wf-form4_160980006837644.xml · nonDerivative · entry 1

Wilson Wanda Y. · CIK 0001768610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

F1 · kind: On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:41 UTC GrantCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000013 · wf-form4_160980004948262.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,638

F1 · kind: On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Tax withholdingCommon Stock 5,959 $50.23 $299,320.57
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,002

F2 · kind: Represents 5,959 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
GrantCommon Stock 13,143 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,961

F1 · kind: On December 30, 2020, the reporting person was granted 13,143 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
GrantRestricted Stock Unit · Derivative 109,529 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · derivative · entry 8

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,529

Underlying: Common Stock · 109,529 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · kind: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.

F6 · derivative.exercise_date: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.

F6 · derivative.expiration_date: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
Tax withholdingCommon Stock 7,161 $50.23 $359,697.03
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 2

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,828

F2 · kind: Represents 7,161 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:40 UTC
Papanier George T.Director · President and CEO
GrantCommon Stock 15,794 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 1

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,989

F1 · kind: On December 30, 2020, the reporting person was granted 15,794 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:40 UTC
Eaton Craig LEVP, General Counsel, Sec.
Tax withholdingCommon Stock 1,340 $50.23 $67,308.20
Disclosure

SEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 2

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,452

F2 · kind: Represents 1,340 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:40 UTC
Eaton Craig LEVP, General Counsel, Sec.
GrantCommon Stock 2,957 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 1

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,792

F1 · kind: On December 30, 2020, the reporting person was granted 2,957 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:40 UTC GrantCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000010 · wf-form4_160980000298107.xml · nonDerivative · entry 1

Downey Terrence · CIK 0001768673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,472

F1 · kind: On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:15 UTC SaleCommon Stock 5,000 $44.48 $222,410.00
Disclosure

SEC source: 0001747079-20-000154 · wf-form4_160875813060204.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,695

F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 18, 2020.

F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $43.55 to $44.99. The reporting person undertakes to provide Bally's Corporation, any security holder of Bally's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 17, 2020 Filed Feb 9, 2022 21:20 UTC GiftCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000012 · wf-form5_164444160465637.xml · nonDerivative · entry 2

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,806

Read SEC document
December 16, 2020 Filed Feb 9, 2022 21:20 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000012 · wf-form5_164444160465637.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,036

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:15 UTC SaleCommon Stock 5,000 $44.24 $221,200.00
Disclosure

SEC source: 0001747079-20-000147 · wf-form4_160694374343968.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,695

F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019.

F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $44.14 to $44.58. The reporting person undertakes to provide Bally's Corporation, any security holder of Bally's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 14:18 UTC SaleCommon Stock 4,500 $30.00 $135,000.00
Disclosure

SEC source: 0001747079-20-000135 · wf-form4_160562269539068.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,695

F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:27 UTC SaleCommon Stock 500 $30.00 $15,000.00
Disclosure

SEC source: 0001747079-20-000133 · wf-form4_160504364959231.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,195

F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 21:00 UTC
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock 273,650 $25.50 $6,978,868.59
Disclosure

SEC source: 0001567619-20-017691 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · Director · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,471,463

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares sold pursuant to a plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:00 UTC
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock, $.01 par value 800 $26.41 $21,124.32
Disclosure

SEC source: 0001567619-20-017691 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · Director · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,745,113

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares sold pursuant to a plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:04 UTC GrantCommon Stock 3,413 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000076 · wf-form4_159009144070170.xml · nonDerivative · entry 1

Wilson Wanda Y. · CIK 0001768610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,528

F1 · shares: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2021 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:04 UTC GrantCommon Stock 3,413 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000077 · wf-form4_159009146558992.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,695

F1 · shares: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2021 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:02 UTC GrantCommon Stock 3,413 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000073 · wf-form4_159009130256067.xml · nonDerivative · entry 1

Downey Terrence · CIK 0001768673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

F1 · shares: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2021 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:00 UTC GrantCommon Stock 2,998 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000067 · wf-form4_158957641313472.xml · nonDerivative · entry 1

Wilson Wanda Y. · CIK 0001768610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,115

F1 · shares: To further align director interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the Board of Directors of Twin River Worldwide Holdings, Inc. (the "Company") determined in March 2020 to pay the cash portion of the non-employee director annual retainer in shares of Company common stock instead of cash while the majority of operations were shut down. Accordingly, on May 14 2020, the reporting person received a number of fully-vested Company shares equal to the cash portion of the reporting person's quarterly cash retainer divided by the closing price per share of Company common stock on May 13, 2020, which resulted in a grant of 2,998 shares of Company common stock.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:04 UTC GrantCommon Stock 1,999 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000069 · wf-form4_158957663233409.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,282

F1 · shares: To further align director interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the Board of Directors of Twin River Worldwide Holdings, Inc. (the "Company") determined in March 2020 to pay the cash portion of the non-employee director annual retainer in shares of Company common stock instead of cash while the majority of operations were shut down. Accordingly, on May 14 2020, the reporting person received a number of fully-vested Company shares equal to the cash portion of the reporting person's quarterly cash retainer divided by the closing price per share of Company common stock on May 13, 2020, which resulted in a grant of 1,999 shares of Company common stock.

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May 14, 2020 Filed May 15, 2020 20:58 UTC GrantCommon Stock 1,999 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000065 · wf-form4_158957627972147.xml · nonDerivative · entry 1

Downey Terrence · CIK 0001768673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

F1 · shares: To further align director interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the Board of Directors of Twin River Worldwide Holdings, Inc. (the "Company") determined in March 2020 to pay the cash portion of the non-employee director annual retainer in shares of Company common stock instead of cash while the majority of operations were shut down. Accordingly, on May 14 2020, the reporting person received a number of fully-vested Company shares equal to the cash portion of the reporting person's quarterly cash retainer divided by the closing price per share of Company common stock on May 13, 2020, which resulted in a grant of 1,999 shares of Company common stock.

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March 13, 2020 Filed Mar 17, 2020 16:05 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Tax withholdingCommon Stock 5,918 $16.55 $97,942.90
Disclosure

SEC source: 0001747079-20-000044 · wf-form4_158447553061209.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,818

F1 · kind: On March 13, 2020, the reporting person was granted 13,051 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 5,918 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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March 13, 2020 Filed Mar 17, 2020 16:05 UTC
CAPP STEPHEN HExecutive Vice President, CFO
GrantCommon Stock 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000044 · wf-form4_158447553061209.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,736

F1 · kind: On March 13, 2020, the reporting person was granted 13,051 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 5,918 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F2 · acquired: Performance share units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person

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March 13, 2020 Filed Mar 17, 2020 20:06 UTC
Papanier George T.Director · President and CEO
Tax withholdingCommon Stock 9,246 $16.55 $153,021.30
Disclosure

SEC source: 0001747079-20-000045 · wf-form4_158447555326285.xml · nonDerivative · entry 2

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,195

F1 · kind: On March 13, 2020, the reporting person was granted 20,392 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 9,246 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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March 13, 2020 Filed Mar 17, 2020 20:06 UTC
Papanier George T.Director · President and CEO
GrantCommon Stock 20,392 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000045 · wf-form4_158447555326285.xml · nonDerivative · entry 1

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,441

F1 · kind: On March 13, 2020, the reporting person was granted 20,392 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 9,246 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F2 · price: Performance share units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

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February 18, 2020 Filed Feb 20, 2020 21:33 UTC
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock, $.01 par value 512,047 $28.34 $14,511,411.98
Disclosure

SEC source: 0001567619-20-004454 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · Director · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,745,913

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 12, 2020 Filed Feb 14, 2020 21:08 UTC SaleCommon Stock 5,000 $30.09 $150,450.00
Disclosure

SEC source: 0001747079-20-000027 · wf-form4_158171449430566.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,283

F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019.

F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $30.00 to $30.36. The reporting person undertakes to provide Twin River Worldwide Holdings, Inc., any security holder of Twin River Worldwide Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 15, 2020 Filed Jan 17, 2020 16:08 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Exercise / conversionRestricted Stock Unit · Derivative 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · derivative · entry 4

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,469

Underlying: Common Stock · 23,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

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January 15, 2020 Filed Jan 17, 2020 16:08 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Tax withholdingCommon Stock 10,994 $25.91 $284,854.54
Disclosure

SEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,685

F2 · kind: On January 15, 2020, 23,734 shares of Twin River Worldwide Holdings, Inc. (the "Company") restricted stock units vested. The Company retained 10,994 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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January 15, 2020 Filed Jan 17, 2020 16:08 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Exercise / conversionCommon Stock 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

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January 15, 2020 Filed Jan 17, 2020 21:08 UTC
Eaton Craig LEVP, General Counsel, Sec.
Exercise / conversionRestricted Stock Unit · Derivative 10,695 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000014 · wf-form4_157929530279299.xml · derivative · entry 3

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,391

Underlying: Common Stock · 10,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

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January 15, 2020 Filed Jan 17, 2020 21:08 UTC
Eaton Craig LEVP, General Counsel, Sec.
Tax withholdingCommon Stock 5,108 $25.91 $132,348.28
Disclosure

SEC source: 0001747079-20-000014 · wf-form4_157929530279299.xml · nonDerivative · entry 2

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,835

F2 · kind: On January 15, 2020, 10,695 shares of Twin River Worldwide Holdings, Inc. (the "Company") restricted stock units vested. The Company retained 5,108 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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January 15, 2020 Filed Jan 17, 2020 21:08 UTC
Eaton Craig LEVP, General Counsel, Sec.
Exercise / conversionCommon Stock 10,695 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000014 · wf-form4_157929530279299.xml · nonDerivative · entry 1

Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

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January 15, 2020 Filed Jan 17, 2020 21:09 UTC
Papanier George T.Director · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 20,372 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000015 · wf-form4_157929532534511.xml · derivative · entry 3

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,745

Underlying: Common Stock · 20,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.