Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
CRISAFULLI MARC AEVP Strategy & Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · derivative · entry 5 CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 4,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: On May 8, 2019, the reporting person was granted 9,485 restricted stock units which vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively. F3 · derivative.expiration_date: On May 8, 2019, the reporting person was granted 9,485 restricted stock units which vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
CRISAFULLI MARC AEVP Strategy & Operations
|
Tax withholdingCommon Stock | 16,555 | $50.23 | $831,557.65 |
DisclosureSEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 4 CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,214 F1 · kind: On December 31, 2020, 36,512 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,555 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
CRISAFULLI MARC AEVP Strategy & Operations
|
Exercise / conversionCommon Stock | 21,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 3 CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
CRISAFULLI MARC AEVP Strategy & Operations
|
Exercise / conversionCommon Stock | 10,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 2 CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
CRISAFULLI MARC AEVP Strategy & Operations
|
Exercise / conversionCommon Stock | 4,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · nonDerivative · entry 1 CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 20,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · derivative · entry 7 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,373 Underlying: Common Stock · 20,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F6 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively. F6 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 20,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · derivative · entry 6 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F5 · derivative.exercise_date: On April 2, 2019, the reporting person was granted 40,784 restricted stock units vesting in two equal installments on December 31, 2019 and 2020, respectively. F5 · derivative.expiration_date: On April 2, 2019, the reporting person was granted 40,784 restricted stock units vesting in two equal installments on December 31, 2019 and 2020, respectively. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
Tax withholdingCommon Stock | 18,483 | $50.23 | $928,401.09 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 5 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,109 F3 · kind: On December 31, 2020, 40,764 shares of the Company's restricted stock units vested. The Company retained 18,483 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
Exercise / conversionCommon Stock | 20,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 4 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
Exercise / conversionCommon Stock | 20,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 3 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · derivative · entry 5 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,696 Underlying: Common Stock · 10,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F5 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively. F5 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Tax withholdingCommon Stock | 4,850 | $50.23 | $243,615.50 |
DisclosureSEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 4 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,297 F3 · kind: On December 31,2020, 10,695 shares of Company restricted stock units vested. The Company retained 4,850 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:40 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Exercise / conversionCommon Stock | 10,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 3 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:41 UTC |
Wilson Wanda Y.Director
|
GrantCommon Stock | 3,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000014 · wf-form4_160980006837644.xml · nonDerivative · entry 1 Wilson Wanda Y. · CIK 0001768610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 F1 · kind: On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:41 UTC |
ROLLINS JEFFREY WDirector
|
GrantCommon Stock | 3,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000013 · wf-form4_160980004948262.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,638 F1 · kind: On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:39 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
Tax withholdingCommon Stock | 5,959 | $50.23 | $299,320.57 |
DisclosureSEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 2 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,002 F2 · kind: Represents 5,959 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:39 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
GrantCommon Stock | 13,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 1 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,961 F1 · kind: On December 30, 2020, the reporting person was granted 13,143 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:40 UTC |
CRISAFULLI MARC AEVP Strategy & Operations
|
GrantRestricted Stock Unit · Derivative | 109,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · derivative · entry 8 CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,529 Underlying: Common Stock · 109,529 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F6 · kind: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023. F6 · derivative.exercise_date: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023. F6 · derivative.expiration_date: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
Tax withholdingCommon Stock | 7,161 | $50.23 | $359,697.03 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 2 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,828 F2 · kind: Represents 7,161 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:40 UTC |
Papanier George T.Director · President and CEO
|
GrantCommon Stock | 15,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000012 · wf-form4_160980003447310.xml · nonDerivative · entry 1 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,989 F1 · kind: On December 30, 2020, the reporting person was granted 15,794 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:40 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Tax withholdingCommon Stock | 1,340 | $50.23 | $67,308.20 |
DisclosureSEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 2 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,452 F2 · kind: Represents 1,340 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:40 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
GrantCommon Stock | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000011 · wf-form4_160980001763193.xml · nonDerivative · entry 1 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,792 F1 · kind: On December 30, 2020, the reporting person was granted 2,957 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:40 UTC |
Downey TerrenceDirector
|
GrantCommon Stock | 3,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-21-000010 · wf-form4_160980000298107.xml · nonDerivative · entry 1 Downey Terrence · CIK 0001768673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,472 F1 · kind: On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:15 UTC |
ROLLINS JEFFREY WDirector
|
SaleCommon Stock | 5,000 | $44.48 | $222,410.00 |
DisclosureSEC source: 0001747079-20-000154 · wf-form4_160875813060204.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,695 F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 18, 2020. F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $43.55 to $44.99. The reporting person undertakes to provide Bally's Corporation, any security holder of Bally's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 17, 2020 Filed Feb 9, 2022 21:20 UTC |
ROLLINS JEFFREY WDirector
|
GiftCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-22-000012 · wf-form5_164444160465637.xml · nonDerivative · entry 2 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,806 Read SEC document |
| December 16, 2020 Filed Feb 9, 2022 21:20 UTC |
ROLLINS JEFFREY WDirector
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-22-000012 · wf-form5_164444160465637.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,036 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:15 UTC |
ROLLINS JEFFREY WDirector
|
SaleCommon Stock | 5,000 | $44.24 | $221,200.00 |
DisclosureSEC source: 0001747079-20-000147 · wf-form4_160694374343968.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,695 F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019. F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $44.14 to $44.58. The reporting person undertakes to provide Bally's Corporation, any security holder of Bally's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 14:18 UTC |
ROLLINS JEFFREY WDirector
|
SaleCommon Stock | 4,500 | $30.00 | $135,000.00 |
DisclosureSEC source: 0001747079-20-000135 · wf-form4_160562269539068.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,695 F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 21:27 UTC |
ROLLINS JEFFREY WDirector
|
SaleCommon Stock | 500 | $30.00 | $15,000.00 |
DisclosureSEC source: 0001747079-20-000133 · wf-form4_160504364959231.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,195 F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019. Read SEC document |
| October 07, 2020 Filed Oct 8, 2020 21:00 UTC |
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
SaleCommon Stock | 273,650 | $25.50 | $6,978,868.59 |
DisclosureSEC source: 0001567619-20-017691 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · Director · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,471,463 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Shares sold pursuant to a plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 21:00 UTC |
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
SaleCommon Stock, $.01 par value | 800 | $26.41 | $21,124.32 |
DisclosureSEC source: 0001567619-20-017691 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · Director · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,745,113 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Shares sold pursuant to a plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:04 UTC |
Wilson Wanda Y.Director
|
GrantCommon Stock | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000076 · wf-form4_159009144070170.xml · nonDerivative · entry 1 Wilson Wanda Y. · CIK 0001768610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,528 F1 · shares: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2021 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:04 UTC |
ROLLINS JEFFREY WDirector
|
GrantCommon Stock | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000077 · wf-form4_159009146558992.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,695 F1 · shares: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2021 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:02 UTC |
Downey TerrenceDirector
|
GrantCommon Stock | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000073 · wf-form4_159009130256067.xml · nonDerivative · entry 1 Downey Terrence · CIK 0001768673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,529 F1 · shares: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2021 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter. Read SEC document |
| May 14, 2020 Filed May 15, 2020 21:00 UTC |
Wilson Wanda Y.Director
|
GrantCommon Stock | 2,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000067 · wf-form4_158957641313472.xml · nonDerivative · entry 1 Wilson Wanda Y. · CIK 0001768610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,115 F1 · shares: To further align director interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the Board of Directors of Twin River Worldwide Holdings, Inc. (the "Company") determined in March 2020 to pay the cash portion of the non-employee director annual retainer in shares of Company common stock instead of cash while the majority of operations were shut down. Accordingly, on May 14 2020, the reporting person received a number of fully-vested Company shares equal to the cash portion of the reporting person's quarterly cash retainer divided by the closing price per share of Company common stock on May 13, 2020, which resulted in a grant of 2,998 shares of Company common stock. Read SEC document |
| May 14, 2020 Filed May 15, 2020 21:04 UTC |
ROLLINS JEFFREY WDirector
|
GrantCommon Stock | 1,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000069 · wf-form4_158957663233409.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,282 F1 · shares: To further align director interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the Board of Directors of Twin River Worldwide Holdings, Inc. (the "Company") determined in March 2020 to pay the cash portion of the non-employee director annual retainer in shares of Company common stock instead of cash while the majority of operations were shut down. Accordingly, on May 14 2020, the reporting person received a number of fully-vested Company shares equal to the cash portion of the reporting person's quarterly cash retainer divided by the closing price per share of Company common stock on May 13, 2020, which resulted in a grant of 1,999 shares of Company common stock. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:58 UTC |
Downey TerrenceDirector
|
GrantCommon Stock | 1,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000065 · wf-form4_158957627972147.xml · nonDerivative · entry 1 Downey Terrence · CIK 0001768673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,116 F1 · shares: To further align director interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the Board of Directors of Twin River Worldwide Holdings, Inc. (the "Company") determined in March 2020 to pay the cash portion of the non-employee director annual retainer in shares of Company common stock instead of cash while the majority of operations were shut down. Accordingly, on May 14 2020, the reporting person received a number of fully-vested Company shares equal to the cash portion of the reporting person's quarterly cash retainer divided by the closing price per share of Company common stock on May 13, 2020, which resulted in a grant of 1,999 shares of Company common stock. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:05 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
Tax withholdingCommon Stock | 5,918 | $16.55 | $97,942.90 |
DisclosureSEC source: 0001747079-20-000044 · wf-form4_158447553061209.xml · nonDerivative · entry 2 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,818 F1 · kind: On March 13, 2020, the reporting person was granted 13,051 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 5,918 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:05 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
GrantCommon Stock | 13,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000044 · wf-form4_158447553061209.xml · nonDerivative · entry 1 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,736 F1 · kind: On March 13, 2020, the reporting person was granted 13,051 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 5,918 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. F2 · acquired: Performance share units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:06 UTC |
Papanier George T.Director · President and CEO
|
Tax withholdingCommon Stock | 9,246 | $16.55 | $153,021.30 |
DisclosureSEC source: 0001747079-20-000045 · wf-form4_158447555326285.xml · nonDerivative · entry 2 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,195 F1 · kind: On March 13, 2020, the reporting person was granted 20,392 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 9,246 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:06 UTC |
Papanier George T.Director · President and CEO
|
GrantCommon Stock | 20,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000045 · wf-form4_158447555326285.xml · nonDerivative · entry 1 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,441 F1 · kind: On March 13, 2020, the reporting person was granted 20,392 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 9,246 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. F2 · price: Performance share units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:33 UTC |
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
SaleCommon Stock, $.01 par value | 512,047 | $28.34 | $14,511,411.98 |
DisclosureSEC source: 0001567619-20-004454 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · Director · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,745,913 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:08 UTC |
ROLLINS JEFFREY WDirector
|
SaleCommon Stock | 5,000 | $30.09 | $150,450.00 |
DisclosureSEC source: 0001747079-20-000027 · wf-form4_158171449430566.xml · nonDerivative · entry 1 ROLLINS JEFFREY W · CIK 0001180826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,283 F1 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2019. F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $30.00 to $30.36. The reporting person undertakes to provide Twin River Worldwide Holdings, Inc., any security holder of Twin River Worldwide Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:08 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 23,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · derivative · entry 4 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,469 Underlying: Common Stock · 23,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:08 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
Tax withholdingCommon Stock | 10,994 | $25.91 | $284,854.54 |
DisclosureSEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · nonDerivative · entry 2 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,685 F2 · kind: On January 15, 2020, 23,734 shares of Twin River Worldwide Holdings, Inc. (the "Company") restricted stock units vested. The Company retained 10,994 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:08 UTC |
CAPP STEPHEN HExecutive Vice President, CFO
|
Exercise / conversionCommon Stock | 23,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · nonDerivative · entry 1 CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:08 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000014 · wf-form4_157929530279299.xml · derivative · entry 3 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,391 Underlying: Common Stock · 10,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 32,086 restricted stock units, vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:08 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Tax withholdingCommon Stock | 5,108 | $25.91 | $132,348.28 |
DisclosureSEC source: 0001747079-20-000014 · wf-form4_157929530279299.xml · nonDerivative · entry 2 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,835 F2 · kind: On January 15, 2020, 10,695 shares of Twin River Worldwide Holdings, Inc. (the "Company") restricted stock units vested. The Company retained 5,108 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:08 UTC |
Eaton Craig LEVP, General Counsel, Sec.
|
Exercise / conversionCommon Stock | 10,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000014 · wf-form4_157929530279299.xml · nonDerivative · entry 1 Eaton Craig L · CIK 0001778893 · EVP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:09 UTC |
Papanier George T.Director · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 20,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-20-000015 · wf-form4_157929532534511.xml · derivative · entry 3 Papanier George T. · CIK 0001767780 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,745 Underlying: Common Stock · 20,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.