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person · Reporting owner

CAPP STEPHEN H

Disclosed activity across 1 company

Tapewire entity
127645
SEC CIK
0001242287

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bally's Corp

Report date April 30, 2022 · Filed May 03, 2022

Section 16 reporting ended · disclosed 2022-05-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect251,817 Ending reported balance After 2022-04-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-04-30 · Exercise / conversion · Acquired 4,270 · Balance 250,908

F1: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

Row 2 · 2022-04-30 · Grant · Acquired 4,270 · Balance 255,178

F2: In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.

Row 3 · 2022-04-30 · Tax withholding · Disposed 3,361 · Balance 251,817

F3: As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-04-30 · Exercise / conversion · Disposed 4,270 · Balance 0

F1: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

Common StockSEC Table I · non-derivativeIndirectBy Spouse3,000 Reported balance Holding disclosure · report date 2022-04-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,000

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

F2: In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.

F3: As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2022 Filed May 3, 2022 16:16 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 4,270 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000056 · wf-form4_165160895349844.xml · derivative · entry 5

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

F1 · derivative.exercise_date: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

F1 · derivative.expiration_date: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

Read SEC document
April 30, 2022 Filed May 3, 2022 16:16 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 3,361 $29.84 $100,292.24
Disclosure

SEC source: 0001747079-22-000056 · wf-form4_165160895349844.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,817

F3 · kind: As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
April 30, 2022 Filed May 3, 2022 16:16 UTC Bally's Corp BALY · Entity 5528 GrantCommon Stock 4,270 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000056 · wf-form4_165160895349844.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,178

F2 · kind: In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.

Read SEC document
April 30, 2022 Filed May 3, 2022 16:16 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionCommon Stock 4,270 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000056 · wf-form4_165160895349844.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:16 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 1,894 $35.26 $66,782.44
Disclosure

SEC source: 0001747079-22-000030 · wf-form4_164634216214897.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,638

F2 · kind: As described in footnote 1, on March 1, 2022, the reporting person became entitled to receive 4,813 shares of the Company's common stock. The Company retained 1,894 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:16 UTC Bally's Corp BALY · Entity 5528 GrantCommon Stock 4,813 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000030 · wf-form4_164634216214897.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,532

F1 · kind: On March 1, 2022, the reporting person was granted 19,249 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2021. Based on the performance of Bally's Corporation (the "Company") against the applicable strategic goals, 4,813 performance units subject to such criteria vested on March 1, 2022, resulting in the issuance of 4,813 shares of the Company's common stock to the reporting person.

Read SEC document
January 02, 2022 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 23,735 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · derivative · entry 9

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

F6 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

Read SEC document
January 02, 2022 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 7,871 $38.06 $299,570.26
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · nonDerivative · entry 5

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,719

F2 · kind: On January 2, 2022, 23,735 shares of Company restricted stock units vested. The Company retained 7,871 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
January 02, 2022 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionCommon Stock 23,735 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · nonDerivative · entry 4

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 6,199 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · derivative · entry 8

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,812

Underlying: Common Stock · 6,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

F5 · derivative.expiration_date: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 13,050 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · derivative · entry 7

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F4 · derivative.expiration_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 7,576 $38.06 $288,342.56
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,855

F1 · kind: On December 31, 2021, 19,249 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 7,576 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionCommon Stock 6,199 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:19 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionCommon Stock 13,050 $0.00 $0.00
Disclosure

SEC source: 0001747079-22-000009 · wf-form4_164124470981840.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 12:01 UTC Bally's Corp BALY · Entity 5528 PurchaseCommon Stock 5,500 $44.82 $246,510.00
Disclosure

SEC source: 0001747079-21-000173 · wf-form4_163647725347376.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,182

F1 · price: The transaction price listed is a weighted average. Actual purchase prices ranged from $44.40 to $45.00.

Read SEC document
March 30, 2021 Filed Mar 30, 2021 16:53 UTC Bally's Corp BALY · Entity 5528 SaleCommon Stock 43,527 $66.51 $2,894,980.77
Disclosure

SEC source: 0001747079-21-000096 · wf-form4_161713760784308.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,682

F3 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $65.61 to $67.50. The reporting person undertakes to provide Bally's, any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 16:53 UTC Bally's Corp BALY · Entity 5528 SaleCommon Stock 301 $69.17 $20,820.17
Disclosure

SEC source: 0001747079-21-000096 · wf-form4_161713760784308.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,209

F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $69.00 to $69.25. The reporting person undertakes to provide Bally's, any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 16:53 UTC Bally's Corp BALY · Entity 5528 SaleCommon Stock 56,172 $69.97 $3,930,354.84
Disclosure

SEC source: 0001747079-21-000096 · wf-form4_161713760784308.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,510

F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $68.87 to $71.41. The reporting person undertakes to provide Bally's Corporation ("Bally's"), any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:27 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 2,952 $71.58 $211,304.16
Disclosure

SEC source: 0001747079-21-000078 · wf-form4_161592644411097.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,682

F2 · kind: As described in footnote 1, on March 15, 2021, the reporting person became entitled to receive 6,526 shares of the Company's common stock. The Company retained 2,952 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:27 UTC Bally's Corp BALY · Entity 5528 GrantCommon Stock 6,526 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000078 · wf-form4_161592644411097.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,634

F1 · kind: On March 15, 2021, the reporting person was granted 13,051 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2020. Based on the performance of the Company against the applicable strategic goals, 6,526 performance units subject to such criteria vested on March 15, 2021, resulting in the issuance of 6,526 shares of the Company's common stock to the reporting person.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 16:20 UTC Bally's Corp BALY · Entity 5528 GrantRestricted Stock Unit · Derivative 19,011 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000049 · wf-form4_161428801239858.xml · derivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

Underlying: Common Stock · 19,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

F2 · derivative.expiration_date: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · derivative · entry 8

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

F6 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · derivative · entry 7

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,050

Underlying: Common Stock · 13,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F5 · derivative.expiration_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 16,679 $50.23 $837,786.17
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 5

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,108

F3 · kind: On December 31, 2020, 36,785 shares of the Company restricted stock units vested. The Company retained 16,679 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionCommon Stock 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 4

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 Exercise / conversionCommon Stock 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 Tax withholdingCommon Stock 5,959 $50.23 $299,320.57
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,002

F2 · kind: Represents 5,959 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:39 UTC Bally's Corp BALY · Entity 5528 GrantCommon Stock 13,143 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,961

F1 · kind: On December 30, 2020, the reporting person was granted 13,143 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 16:05 UTC Bally's Corp TRWH · Entity 5528 Tax withholdingCommon Stock 5,918 $16.55 $97,942.90
Disclosure

SEC source: 0001747079-20-000044 · wf-form4_158447553061209.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,818

F1 · kind: On March 13, 2020, the reporting person was granted 13,051 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 5,918 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 16:05 UTC Bally's Corp TRWH · Entity 5528 GrantCommon Stock 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000044 · wf-form4_158447553061209.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,736

F1 · kind: On March 13, 2020, the reporting person was granted 13,051 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 5,918 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F2 · acquired: Performance share units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:08 UTC Bally's Corp TRWH · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · derivative · entry 4

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,469

Underlying: Common Stock · 23,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

F4 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

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January 15, 2020 Filed Jan 17, 2020 16:08 UTC Bally's Corp TRWH · Entity 5528 Tax withholdingCommon Stock 10,994 $25.91 $284,854.54
Disclosure

SEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,685

F2 · kind: On January 15, 2020, 23,734 shares of Twin River Worldwide Holdings, Inc. (the "Company") restricted stock units vested. The Company retained 10,994 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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January 15, 2020 Filed Jan 17, 2020 16:08 UTC Bally's Corp TRWH · Entity 5528 Exercise / conversionCommon Stock 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000013 · wf-form4_157929527988913.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

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January 02, 2020 Filed Jan 3, 2020 16:09 UTC Bally's Corp TRWH · Entity 5528 GrantRestricted Stock Unit · Derivative 71,203 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000004 · wf-form4_157808572308278.xml · derivative · entry 5

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,203

Underlying: Common Stock · 71,203 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

F5 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.

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December 31, 2019 Filed Jan 3, 2020 16:09 UTC Bally's Corp TRWH · Entity 5528 Exercise / conversionRestricted Stock Unit · Derivative 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000004 · wf-form4_157808572308278.xml · derivative · entry 4

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,101

Underlying: Common Stock · 13,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F4 · derivative.expiration_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

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December 31, 2019 Filed Jan 3, 2020 16:09 UTC Bally's Corp TRWH · Entity 5528 Tax withholdingCommon Stock 5,918 $25.65 $151,796.70
Disclosure

SEC source: 0001747079-20-000004 · wf-form4_157808572308278.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,945

F2 · kind: On December 31, 2019, 13,051 restricted stock units vested. Twin River Worldwide Holdings Inc. (the "Company") retained 5,918 of Company common stock on that date to satisfy certain tax withholding obligations in connection with the vesting of the restricted shares.

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December 31, 2019 Filed Jan 3, 2020 16:09 UTC Bally's Corp TRWH · Entity 5528 Exercise / conversionCommon Stock 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-20-000004 · wf-form4_157808572308278.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 16:32 UTC Bally's Corp TRWH · Entity 5528 PurchaseCommon Stock 280 $21.95 $6,146.00
Disclosure

SEC source: 0001242287-19-000008 · wf-form4_156685152766382.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

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August 22, 2019 Filed Aug 26, 2019 16:32 UTC Bally's Corp TRWH · Entity 5528 PurchaseCommon Stock 2,720 $21.95 $59,704.00
Disclosure

SEC source: 0001242287-19-000008 · wf-form4_156685152766382.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,720

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August 22, 2019 Filed Aug 26, 2019 16:32 UTC Bally's Corp TRWH · Entity 5528 PurchaseCommon Stock 6,000 $21.95 $131,700.00
Disclosure

SEC source: 0001242287-19-000008 · wf-form4_156685152766382.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,812

Read SEC document
April 02, 2019 Filed Apr 4, 2019 16:39 UTC Bally's Corp TRWH · Entity 5528 GrantRestricted Stock Unit · Derivative 39,152 $0.00 $0.00
Disclosure

SEC source: 0001242287-19-000006 · wf-form4_155441037394648.xml · derivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,152

Underlying: Common Stock · 39,152 shares

Expires not disclosed

F1 · security: Restricted Stock Units awarded April 2, 2019

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Twin River Worldwide Holdings, Inc. common stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F3 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 31, 2019, 2020 and 2021, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.