Tapewire

NYSE · USD

BALY

Bally's Corp

Export transactions ↓
Tapewire entity
5528
SEC CIK
0001747079
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2021 Filed Dec 14, 2021 22:15 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCall Option (right to buy) · Derivative 357,000 $37.31 Strike: $0.01 $13,319,670.00
Disclosure

SEC source: 0001567619-21-022043 · doc1.xml · derivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 357,000

Underlying: Common Stock · 357,000 shares

Expires 2022-03-31

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 06, 2021 Filed Dec 6, 2021 22:23 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCall Option (right to buy) · Derivative 122,937 $33.55 Strike: $5.00 $4,124,880.57
Disclosure

SEC source: 0001567619-21-021659 · doc1.xml · derivative · entry 4

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 352,627

Underlying: Common Stock · 122,937 shares

Expires 2021-12-17

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 22:23 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCall Option (right to buy) · Derivative 185,301 $32.13 Strike: $5.00 $5,954,165.85
Disclosure

SEC source: 0001567619-21-021659 · doc1.xml · derivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 229,690

Underlying: Common Stock · 185,301 shares

Expires 2021-12-17

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 22:23 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCall Option (right to buy) · Derivative 44,389 $32.11 Strike: $5.00 $1,425,375.18
Disclosure

SEC source: 0001567619-21-021659 · doc1.xml · derivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,389

Underlying: Common Stock · 44,389 shares

Expires 2021-12-17

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 12:01 UTC
CAPP STEPHEN HExecutive Vice President, CFO
PurchaseCommon Stock 5,500 $44.82 $246,510.00
Disclosure

SEC source: 0001747079-21-000173 · wf-form4_163647725347376.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,182

F1 · price: The transaction price listed is a weighted average. Actual purchase prices ranged from $44.40 to $45.00.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:04 UTC PurchaseCommon Stock 1,000 $45.00 $45,000.00
Disclosure

SEC source: 0001747079-21-000179 · wf-form4_163649183342327.xml · nonDerivative · entry 1

Downey Terrence · CIK 0001768673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,604

Read SEC document
November 05, 2021 Filed Nov 9, 2021 17:01 UTC
Reeves RobesonDirector · President, Interactive
PurchaseCommon Stock 5,750 $45.00 $258,750.00
Disclosure

SEC source: 0001747079-21-000175 · wf-form4_163647729023879.xml · nonDerivative · entry 1

Reeves Robeson · CIK 0001885093 · Director · President, Interactive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,511

Read SEC document
November 05, 2021 Filed Nov 9, 2021 17:01 UTC
Papanier George T.Director · President, Retail
PurchaseCommon Stock 2,250 $45.21 $101,722.50
Disclosure

SEC source: 0001747079-21-000174 · wf-form4_163647727036798.xml · nonDerivative · entry 1

Papanier George T. · CIK 0001767780 · Director · President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,543

Read SEC document
November 05, 2021 Filed Nov 9, 2021 17:00 UTC
Fenton LeeDirector · Chief Executive Officer
PurchaseCommon Stock 5,750 $44.99 $258,692.50
Disclosure

SEC source: 0001747079-21-000172 · wf-form4_163647723523039.xml · nonDerivative · entry 1

Fenton Lee · CIK 0001885063 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,289

Read SEC document
November 05, 2021 Filed Nov 10, 2021 21:59 UTC
Reeves RobesonDirector · President, Interactive
GrantRestricted Stock Unit · Derivative 11,660 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000184 · wf-form4_163658157515666.xml · derivative · entry 1

Reeves Robeson · CIK 0001885093 · Director · President, Interactive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660

Underlying: Common Stock · 11,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On November 5, 2021, the reporting person was granted 11,660 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.

F2 · derivative.expiration_date: On November 5, 2021, the reporting person was granted 11,660 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 21:59 UTC
Fenton LeeDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 13,697 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000183 · wf-form4_163658155295244.xml · derivative · entry 1

Fenton Lee · CIK 0001885063 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Underlying: Common Stock · 13,697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On November 5, 2021, the reporting person was granted 13,697 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.

F2 · derivative.expiration_date: On November 5, 2021, the reporting person was granted 13,697 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 19:11 UTC GrantCommon Stock 1,883 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000163 · wf-form4_163347549961765.xml · nonDerivative · entry 1

Ryan James Alan · CIK 0001885552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313

F1 · kind: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2022 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 23:11 UTC
Reeves RobesonDirector · President, Interactive
GrantRestricted Stock Unit · Derivative 56,518 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000162 · wf-form4_163347548438819.xml · derivative · entry 1

Reeves Robeson · CIK 0001885093 · Director · President, Interactive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,518

Underlying: Common Stock · 56,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On October 1, 2021, the reporting person was granted 56,518 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.

F2 · derivative.expiration_date: On October 1, 2021, the reporting person was granted 56,518 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 23:11 UTC
Fenton LeeDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 70,648 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000161 · wf-form4_163347545346987.xml · derivative · entry 1

Fenton Lee · CIK 0001885063 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,648

Underlying: Common Stock · 70,648 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On October 1, 2021, the reporting person was granted 70,648 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.

F2 · derivative.expiration_date: On October 1, 2021, the reporting person was granted 70,648 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:23 UTC Tax withholdingCommon Stock 751 $53.01 $39,810.51
Disclosure

SEC source: 0001747079-21-000123 · wf-form4_162154216468061.xml · nonDerivative · entry 2

Wilson Wanda Y. · CIK 0001768610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,852

F2 · kind: On May 18, 2021, 3,413 shares of Bally's Corporation restricted stock awards vested. In connection with this vesting, 751 shares were withheld on that date to satisfy tax withholding obligations.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:23 UTC GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000123 · wf-form4_162154216468061.xml · nonDerivative · entry 1

Wilson Wanda Y. · CIK 0001768610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,603

F1 · kind: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2022 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:22 UTC Tax withholdingCommon Stock 1,434 $53.01 $76,016.34
Disclosure

SEC source: 0001747079-21-000122 · wf-form4_162154213845006.xml · nonDerivative · entry 2

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,336

F2 · kind: On May 18, 2021, 3,413 shares of Bally's Corporation restricted stock awards vested. In connection with this vesting, 1,434 shares were withheld on that date to satisfy tax withholding obligations.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:22 UTC GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000122 · wf-form4_162154213845006.xml · nonDerivative · entry 1

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,770

F1 · kind: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2022 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:22 UTC GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000121 · wf-form4_162154211994076.xml · nonDerivative · entry 1

PATEL JAYMIN B · CIK 0001241813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

F1 · kind: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2022 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:21 UTC GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000120 · wf-form4_162154210415336.xml · nonDerivative · entry 1

Downey Terrence · CIK 0001768673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,604

F1 · kind: These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2022 annual meeting of shareholders, subject to the reporting person's continued service through such date and shall be subject to an additional one-year holding period thereafter.

Read SEC document
May 01, 2021 Filed May 4, 2021 20:08 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000105 · wf-form4_162015889952210.xml · derivative · entry 3

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F3 · derivative.exercise_date: 9,485 restricted stock units were granted on May 8, 2019 and fully vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively.

F3 · derivative.expiration_date: 9,485 restricted stock units were granted on May 8, 2019 and fully vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively.

Read SEC document
May 01, 2021 Filed May 4, 2021 20:08 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Tax withholdingCommon Stock 717 $57.96 $41,557.32
Disclosure

SEC source: 0001747079-21-000105 · wf-form4_162015889952210.xml · nonDerivative · entry 2

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,130

F1 · kind: On May 1, 2021, 1,580 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 717 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
May 01, 2021 Filed May 4, 2021 20:08 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000105 · wf-form4_162015889952210.xml · nonDerivative · entry 1

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:30 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock, $.01 par value 909,090 $55.00 $49,999,950.00
Disclosure

SEC source: 0001567619-21-008362 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,342,069

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares sold in a private transaction to a strategic investor, in connection with which the Reporting Persons terminated a previously disclosed trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
April 01, 2021 Filed Jan 3, 2022 21:16 UTC
Eaton Craig LEVP, General Counsel
PurchaseCommon Stock 2 $70.00 $140.00
Disclosure

SEC source: 0001747079-22-000006 · wf-form5_164124455221221.xml · nonDerivative · entry 1

Eaton Craig L · CIK 0001778893 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,299

F1 · price: Represents price per share.

Read SEC document
March 30, 2021 Filed Mar 30, 2021 16:53 UTC
CAPP STEPHEN HExecutive Vice President, CFO
SaleCommon Stock 43,527 $66.51 $2,894,980.77
Disclosure

SEC source: 0001747079-21-000096 · wf-form4_161713760784308.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,682

F3 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $65.61 to $67.50. The reporting person undertakes to provide Bally's, any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 16:53 UTC
CAPP STEPHEN HExecutive Vice President, CFO
SaleCommon Stock 301 $69.17 $20,820.17
Disclosure

SEC source: 0001747079-21-000096 · wf-form4_161713760784308.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,209

F2 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $69.00 to $69.25. The reporting person undertakes to provide Bally's, any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 16:53 UTC
CAPP STEPHEN HExecutive Vice President, CFO
SaleCommon Stock 56,172 $69.97 $3,930,354.84
Disclosure

SEC source: 0001747079-21-000096 · wf-form4_161713760784308.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,510

F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $68.87 to $71.41. The reporting person undertakes to provide Bally's Corporation ("Bally's"), any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:54 UTC
CRISAFULLI MARC AEVP Strategy & Operations
SaleCommon Stock 10,000 $74.58 $745,800.00
Disclosure

SEC source: 0001747079-21-000097 · wf-form4_161713763256857.xml · nonDerivative · entry 1

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,267

F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $73.41 to $75.14. The reporting person undertakes to provide Bally's Corporation ("Bally's") any security holder of Bally's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:27 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Tax withholdingCommon Stock 2,952 $71.58 $211,304.16
Disclosure

SEC source: 0001747079-21-000078 · wf-form4_161592644411097.xml · nonDerivative · entry 2

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,682

F2 · kind: As described in footnote 1, on March 15, 2021, the reporting person became entitled to receive 6,526 shares of the Company's common stock. The Company retained 2,952 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:27 UTC
CAPP STEPHEN HExecutive Vice President, CFO
GrantCommon Stock 6,526 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000078 · wf-form4_161592644411097.xml · nonDerivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,634

F1 · kind: On March 15, 2021, the reporting person was granted 13,051 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2020. Based on the performance of the Company against the applicable strategic goals, 6,526 performance units subject to such criteria vested on March 15, 2021, resulting in the issuance of 6,526 shares of the Company's common stock to the reporting person.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:28 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Tax withholdingCommon Stock 6,703 $71.58 $479,800.74
Disclosure

SEC source: 0001747079-21-000079 · wf-form4_161592647086885.xml · nonDerivative · entry 2

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,267

F2 · kind: As described in footnote 1, on March 15, 2021, the reporting person became entitled to receive 14,756 shares of the Company's common stock. The Company retained 6,703 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:28 UTC
CRISAFULLI MARC AEVP Strategy & Operations
GrantCommon Stock 14,756 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000079 · wf-form4_161592647086885.xml · nonDerivative · entry 1

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,970

F1 · kind: On March 15, 2021, the reporting person was granted 14,756 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2020. Based on the performance of the Company against the applicable strategic goals, 14,756 performance units subject to such criteria vested on March 15, 2021, resulting in the issuance of 14,756 shares of the Company's common stock to the reporting person.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:28 UTC
Papanier George T.Director · President and CEO
Tax withholdingCommon Stock 4,012 $71.58 $287,178.96
Disclosure

SEC source: 0001747079-21-000080 · wf-form4_161592648980646.xml · nonDerivative · entry 2

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,293

F2 · kind: As described in footnote 1, on March 15, 2021, the reporting person became entitled to receive 10,196 shares of the Company's common stock. The Company retained 4,012 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:28 UTC
Papanier George T.Director · President and CEO
GrantCommon Stock 10,196 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000080 · wf-form4_161592648980646.xml · nonDerivative · entry 1

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,305

F1 · kind: On March 15, 2021, the reporting person was granted 20,392 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2020. Based on the performance of the Company against the applicable strategic goals, 10,196 performance units subject to such criteria vested on March 15, 2021, resulting in the issuance of 10,196 shares of the Company's common stock to the reporting person.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 16:20 UTC
CAPP STEPHEN HExecutive Vice President, CFO
GrantRestricted Stock Unit · Derivative 19,011 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000049 · wf-form4_161428801239858.xml · derivative · entry 1

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

Underlying: Common Stock · 19,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

F2 · derivative.expiration_date: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:31 UTC
Papanier George T.Director · President and CEO
GiftCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000043 · wf-form4_161308266169575.xml · nonDerivative · entry 2

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,000

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust controlled by his wife. The reporting person disclaims beneficial ownership of the shares held by the trust and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:31 UTC
Papanier George T.Director · President and CEO
GiftCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000043 · wf-form4_161308266169575.xml · nonDerivative · entry 1

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,109

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust controlled by his wife. The reporting person disclaims beneficial ownership of the shares held by the trust and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:31 UTC
Standard General L.P.Director · 10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock, $.01 par value 220,304 $54.50 $12,006,568.00
Disclosure

SEC source: 0001567619-21-001665 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · Director · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,251,159

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares sold pursuant to a plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 21:16 UTC
Papanier George T.Director · President and CEO
GrantRestricted Stock Unit · Derivative 57,241 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000023 · wf-form4_161117735675489.xml · derivative · entry 1

Papanier George T. · CIK 0001767780 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,241

Underlying: Common Stock · 57,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: On January 19, 2021, the reporting person was granted 57,241 restricted stock units vesting in three equal installments on December 31, 2021, December 31, 2022, and December 31, 2023, respectively.

F2 · derivative.expiration_date: On January 19, 2021, the reporting person was granted 57,241 restricted stock units vesting in three equal installments on December 31, 2021, December 31, 2022, and December 31, 2023, respectively.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:22 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000021 · wf-form4_161057294362445.xml · nonDerivative · entry 2

PATEL JAYMIN B · CIK 0001241813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,655

F2 · kind: These shares reflect a grant of restricted stock that will vest on the first anniversary of the date of grant subject to the reporting person's continued services through such date.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:22 UTC GrantCommon Stock 3,635 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000021 · wf-form4_161057294362445.xml · nonDerivative · entry 1

PATEL JAYMIN B · CIK 0001241813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635

F1 · kind: On January 11, 2021, the reporting person was granted 3,635 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 22:41 UTC SaleCommon Stock 5,000 $48.29 $241,455.00
Disclosure

SEC source: 0001747079-21-000013 · wf-form4_160980004948262.xml · nonDerivative · entry 2

ROLLINS JEFFREY W · CIK 0001180826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,638

F2 · kind: The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 18, 2020.

F3 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $46.00 to $51.14. The reporting person undertakes to provide Bally's Corporation, any security holder of Bally's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Exercise / conversionRestricted Stock Unit · Derivative 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · derivative · entry 8

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

F6 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Exercise / conversionRestricted Stock Unit · Derivative 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · derivative · entry 7

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,050

Underlying: Common Stock · 13,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F5 · derivative.expiration_date: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Tax withholdingCommon Stock 16,679 $50.23 $837,786.17
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 5

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,108

F3 · kind: On December 31, 2020, 36,785 shares of the Company restricted stock units vested. The Company retained 16,679 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Exercise / conversionCommon Stock 23,734 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 4

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:39 UTC
CAPP STEPHEN HExecutive Vice President, CFO
Exercise / conversionCommon Stock 13,051 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000008 · wf-form4_160979997172109.xml · nonDerivative · entry 3

CAPP STEPHEN H · CIK 0001242287 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionRestricted Stock Unit · Derivative 21,756 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · derivative · entry 7

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,757

Underlying: Common Stock · 21,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: On January 2, 2020, the reporting person was granted 65,269 restricted stock units which vest in equal installments on January 15, 2020, December 31, 2020 and January 2, 2022.

F5 · derivative.expiration_date: On January 2, 2020, the reporting person was granted 65,269 restricted stock units which vest in equal installments on January 15, 2020, December 31, 2020 and January 2, 2022.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC
CRISAFULLI MARC AEVP Strategy & Operations
Exercise / conversionRestricted Stock Unit · Derivative 10,013 $0.00 $0.00
Disclosure

SEC source: 0001747079-21-000009 · wf-form4_160979998673048.xml · derivative · entry 6

CRISAFULLI MARC A · CIK 0001241413 · EVP Strategy & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,014

Underlying: Common Stock · 10,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4 · derivative.exercise_date: On May 5, 2020, the reporting person was granted 20,027 restricted stock units which vest in two equal installments on December 31, 2020 and 2021.

F4 · derivative.expiration_date: On May 5, 2020, the reporting person was granted 20,027 restricted stock units which vest in two equal installments on December 31, 2020 and 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.