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Booz Allen Hamilton Holding Corp

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3574
SEC CIK
0001443646
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582

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2020 Filed Dec 18, 2020 21:21 UTC
ROZANSKI HORACIODirector · President and CEO
GiftClass A Common Stock 2,825 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000179 · wf-form4_160832646367625.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,478

F1 · price: Bona fide gift by the Reporting Person for no consideration.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:14 UTC
Dahut Karen MExecutive Vice President
SaleClass A Common Stock 7,100 $85.97 $610,387.00
Disclosure

SEC source: 0001443646-20-000150 · wf-form4_159726326073904.xml · nonDerivative · entry 2

Dahut Karen M · CIK 0001533450 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,230

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.08 to $86.87, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:13 UTC
LABOVICH GARY DExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,283 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001443646-20-000149 · wf-form4_159726320437776.xml · derivative · entry 6

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,283 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:13 UTC
LABOVICH GARY DExecutive Vice President
SaleClass A Common Stock 5,283 $85.82 $453,387.06
Disclosure

SEC source: 0001443646-20-000149 · wf-form4_159726320437776.xml · nonDerivative · entry 4

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,274

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $86.75, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:13 UTC
LABOVICH GARY DExecutive Vice President
Exercise / conversionClass A Common Stock 5,283 $18.35 $96,943.05
Disclosure

SEC source: 0001443646-20-000149 · wf-form4_159726320437776.xml · nonDerivative · entry 3

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:14 UTC
Dahut Karen MExecutive Vice President
SaleClass A Common Stock 2,900 $85.10 $246,790.00
Disclosure

SEC source: 0001443646-20-000150 · wf-form4_159726326073904.xml · nonDerivative · entry 1

Dahut Karen M · CIK 0001533450 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,330

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.24, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:13 UTC
LABOVICH GARY DExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 39,717 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001443646-20-000149 · wf-form4_159726320437776.xml · derivative · entry 5

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Underlying: Class A Common Stock · 39,717 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:13 UTC
LABOVICH GARY DExecutive Vice President
SaleClass A Common Stock 39,717 $85.02 $3,376,739.34
Disclosure

SEC source: 0001443646-20-000149 · wf-form4_159726320437776.xml · nonDerivative · entry 2

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,274

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.24, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:13 UTC
LABOVICH GARY DExecutive Vice President
Exercise / conversionClass A Common Stock 39,717 $18.35 $728,806.95
Disclosure

SEC source: 0001443646-20-000149 · wf-form4_159726320437776.xml · nonDerivative · entry 1

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 16:13 UTC GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000143 · wf-form4_159674477001630.xml · nonDerivative · entry 1

JOHNSON ARTHUR E · CIK 0001179514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,665

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:14 UTC GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000146 · wf-form4_159674487638553.xml · nonDerivative · entry 1

SHRADER RALPH W · CIK 0001505406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,981

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:14 UTC GrantClass A Common Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000145 · wf-form4_159674484395489.xml · nonDerivative · entry 2

ROSSOTTI CHARLES O · CIK 0001237642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,807

F3 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:12 UTC
Jewett EllenDirector
GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000142 · wf-form4_159674475222892.xml · nonDerivative · entry 1

Jewett Ellen · CIK 0001526875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:14 UTC GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000144 · wf-form4_159674482694217.xml · nonDerivative · entry 1

McClain Gretchen W · CIK 0001394828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,472

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:12 UTC GrantClass A Common Stock 2,167 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000141 · wf-form4_159674470687207.xml · nonDerivative · entry 1

Gaumond Mark E. · CIK 0001504680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,542

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:11 UTC
FUJIYAMA IANDirector
GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000140 · wf-form4_159674468216072.xml · nonDerivative · entry 1

FUJIYAMA IAN · CIK 0001505606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,553

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:10 UTC GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000139 · wf-form4_159674459019604.xml · nonDerivative · entry 1

Flournoy Michele Angelique · CIK 0001659488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:09 UTC GrantClass A Common Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000137 · wf-form4_159674452568786.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,682

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:09 UTC GrantClass A Common Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000138 · wf-form4_159674457172770.xml · nonDerivative · entry 1

Barnes Melody C · CIK 0001619369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,098

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 20:20 UTC SaleClass A Common Stock 2,480 $80.22 $198,945.60
Disclosure

SEC source: 0001443646-20-000103 · wf-form4_159173399912412.xml · nonDerivative · entry 1

Barnes Melody C · CIK 0001619369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,292

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.20 to $80.24, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:08 UTC
Thompson Elizabeth MEVP and Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $11.93 $0.00
Disclosure

SEC source: 0001443646-20-000097 · wf-form4_159138769317325.xml · derivative · entry 3

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,000 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:08 UTC
Thompson Elizabeth MEVP and Chief People Officer
SaleClass A Common Stock 15,000 $80.20 $1,203,000.00
Disclosure

SEC source: 0001443646-20-000097 · wf-form4_159138769317325.xml · nonDerivative · entry 2

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,782

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.14 to $80.27, inclusive. The Reporting Person undertakes to provideto Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:08 UTC
Thompson Elizabeth MEVP and Chief People Officer
Exercise / conversionClass A Common Stock 15,000 $11.93 $178,950.00
Disclosure

SEC source: 0001443646-20-000097 · wf-form4_159138769317325.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 20:06 UTC
Dahut Karen MExecutive Vice President
SaleClass A Common Stock 2,687 $80.18 $215,443.66
Disclosure

SEC source: 0001443646-20-000094 · wf-form4_159121476408905.xml · nonDerivative · entry 2

Dahut Karen M · CIK 0001533450 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,230

F1 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.43, inclusive. The Reporting Person undertakes to provide toBooz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate pricewithin the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:07 UTC
Penfield Susan LExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,259 $0.00 Strike: $10.67 $0.00
Disclosure

SEC source: 0001443646-20-000095 · wf-form4_159121481481743.xml · derivative · entry 3

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,259 shares

Expires 2022-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:07 UTC
Penfield Susan LExecutive Vice President
SaleClass A Common Stock 17,259 $80.01 $1,380,892.59
Disclosure

SEC source: 0001443646-20-000095 · wf-form4_159121481481743.xml · nonDerivative · entry 2

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,142

F3 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.07, inclusive. The Reporting Person undertakes to provide toBooz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate pricewithin the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:07 UTC
Penfield Susan LExecutive Vice President
Exercise / conversionClass A Common Stock 17,259 $10.67 $184,153.53
Disclosure

SEC source: 0001443646-20-000095 · wf-form4_159121481481743.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2020.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:06 UTC
Dahut Karen MExecutive Vice President
SaleClass A Common Stock 7,313 $80.20 $586,502.60
Disclosure

SEC source: 0001443646-20-000094 · wf-form4_159121476408905.xml · nonDerivative · entry 1

Dahut Karen M · CIK 0001533450 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,917

F1 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.35, inclusive. The Reporting Person undertakes to provide toBooz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate pricewithin the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 20:10 UTC SaleClass A Common Stock 2,000 $78.13 $156,260.00
Disclosure

SEC source: 0001443646-20-000091 · wf-form4_159104220387457.xml · nonDerivative · entry 1

McClain Gretchen W · CIK 0001394828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,666

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.06 to $78.14, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
May 29, 2020 Filed Aug 6, 2020 20:14 UTC GiftClass A Common Stock 7,598 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000145 · wf-form4_159674484395489.xml · nonDerivative · entry 1

ROSSOTTI CHARLES O · CIK 0001237642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,797

F1 · price: Bona fide gifts by the Reporting Person for no consideration.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
May 20, 2020 Filed May 22, 2020 17:56 UTC
Dotson JudithExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 19,359 $0.00 Strike: $74.59 $0.00
Disclosure

SEC source: 0001443646-20-000075 · wf-form4_159018458116161.xml · derivative · entry 4

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,359

Underlying: Class A Common Stock · 19,359 shares

Expires 2030-05-20

F5 · derivative.exercise_date: The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2021, 2022, 2023, 2024 and 2025. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.

Read SEC document
May 20, 2020 Filed May 22, 2020 17:56 UTC
Dotson JudithExecutive Vice President
Tax withholdingClass A Common Stock 2,410 $74.59 $179,761.90
Disclosure

SEC source: 0001443646-20-000075 · wf-form4_159018458116161.xml · nonDerivative · entry 3

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,385

F4 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 17:56 UTC
Dotson JudithExecutive Vice President
GrantClass A Common Stock 7,797 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000075 · wf-form4_159018458116161.xml · nonDerivative · entry 2

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,795

F3 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2018 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 17:56 UTC
Dotson JudithExecutive Vice President
GrantClass A Common Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000075 · wf-form4_159018458116161.xml · nonDerivative · entry 1

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,998

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2021, 2022 and 2023, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 18:00 UTC
Penfield Susan LExecutive Vice President
Tax withholdingClass A Common Stock 9,891 $74.59 $737,769.69
Disclosure

SEC source: 0001443646-20-000078 · wf-form4_159018482402680.xml · nonDerivative · entry 3

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,142

F4 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 18:00 UTC
Penfield Susan LExecutive Vice President
GrantClass A Common Stock 20,478 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000078 · wf-form4_159018482402680.xml · nonDerivative · entry 2

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,033

F3 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2018 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 18:00 UTC
Penfield Susan LExecutive Vice President
GrantClass A Common Stock 4,693 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000078 · wf-form4_159018482402680.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,555

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2021, 2022 and 2023, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:36 UTC
ANDERSON KRISTINEExecutive Vice President
Tax withholdingClass A Common Stock 1,208 $74.59 $90,104.72
Disclosure

SEC source: 0001443646-20-000081 · wf-form4_159018699009618.xml · nonDerivative · entry 3

ANDERSON KRISTINE · CIK 0001225438 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,727

F4 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:36 UTC
ANDERSON KRISTINEExecutive Vice President
GrantClass A Common Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000081 · wf-form4_159018699009618.xml · nonDerivative · entry 2

ANDERSON KRISTINE · CIK 0001225438 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,935

F3 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2018 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:36 UTC
ANDERSON KRISTINEExecutive Vice President
GrantClass A Common Stock 4,693 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000081 · wf-form4_159018699009618.xml · nonDerivative · entry 1

ANDERSON KRISTINE · CIK 0001225438 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2021, 2022 and 2023, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:01 UTC
Thompson Elizabeth MEVP and Chief People Officer
GrantEmployee Stock Option (right to buy) · Derivative 19,359 $0.00 Strike: $74.59 $0.00
Disclosure

SEC source: 0001443646-20-000080 · wf-form4_159018486775112.xml · derivative · entry 4

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,359

Underlying: Class A Common Stock · 19,359 shares

Expires 2030-05-20

F5 · derivative.exercise_date: The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2021, 2022, 2023, 2024 and 2025. These options fully vest and become exercisableimmediately prior to the effective date of certain change in control events.

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May 20, 2020 Filed May 22, 2020 22:01 UTC
Thompson Elizabeth MEVP and Chief People Officer
Tax withholdingClass A Common Stock 2,647 $74.59 $197,439.73
Disclosure

SEC source: 0001443646-20-000080 · wf-form4_159018486775112.xml · nonDerivative · entry 3

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,782

F4 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:01 UTC
Thompson Elizabeth MEVP and Chief People Officer
GrantClass A Common Stock 5,867 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000080 · wf-form4_159018486775112.xml · nonDerivative · entry 2

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,429

F3 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2018 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:01 UTC
Thompson Elizabeth MEVP and Chief People Officer
GrantClass A Common Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000080 · wf-form4_159018486775112.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,562

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2021, 2022 and 2023, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:01 UTC
ROZANSKI HORACIODirector · President and CEO
Tax withholdingClass A Common Stock 28,208 $74.59 $2,104,034.72
Disclosure

SEC source: 0001443646-20-000079 · wf-form4_159018484679833.xml · nonDerivative · entry 3

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,303

F4 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:01 UTC
ROZANSKI HORACIODirector · President and CEO
GrantClass A Common Stock 58,400 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000079 · wf-form4_159018484679833.xml · nonDerivative · entry 2

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,511

F3 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2018 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:01 UTC
ROZANSKI HORACIODirector · President and CEO
GrantClass A Common Stock 18,770 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000079 · wf-form4_159018484679833.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,111

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2021, 2022 and 2023, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 20, 2020 Filed May 22, 2020 22:00 UTC
LABOVICH GARY DExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 19,359 $0.00 Strike: $74.59 $0.00
Disclosure

SEC source: 0001443646-20-000077 · wf-form4_159018479929118.xml · derivative · entry 4

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,359

Underlying: Class A Common Stock · 19,359 shares

Expires 2030-05-20

F5 · derivative.exercise_date: The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2021, 2022, 2023, 2024 and 2025. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:00 UTC
LABOVICH GARY DExecutive Vice President
Tax withholdingClass A Common Stock 3,356 $74.59 $250,324.04
Disclosure

SEC source: 0001443646-20-000077 · wf-form4_159018479929118.xml · nonDerivative · entry 3

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,274

F4 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:00 UTC
LABOVICH GARY DExecutive Vice President
GrantClass A Common Stock 9,747 $0.00 $0.00
Disclosure

SEC source: 0001443646-20-000077 · wf-form4_159018479929118.xml · nonDerivative · entry 2

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,630

F3 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2018 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.