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BAC

BANK OF AMERICA CORP /DE/

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2801
SEC CIK
0000070858
Parsed reports
2,178

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2020 Filed Apr 17, 2020 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 18,132 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014031 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2020 Cash Settled Restricted Stock Units · Derivative 18,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-011045 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,450

Underlying: Common Stock · 18,131 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2020 and ending in February 2021.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Disposition to issuerCommon Stock 18,131 $24.16 $438,044.96
Disclosure

SEC source: 0001127602-20-011045 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789,119

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 18,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011045 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:53 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 7,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009076 · form4.xml · derivative · entry 7

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 7,098 units which were settled in cash on March 1, 2020.

F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 7,098 units which were settled in cash on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:53 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 397,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009076 · form4.xml · derivative · entry 6

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 397,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F4 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:53 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Disposition to issuerCommon Stock 7,098 $28.50 $202,293.00
Disclosure

SEC source: 0001127602-20-009076 · form4.xml · nonDerivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789,119

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:53 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009076 · form4.xml · nonDerivative · entry 3

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,796,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:53 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Tax withholdingCommon Stock 180,689 $28.50 $5,149,636.50
Disclosure

SEC source: 0001127602-20-009076 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789,119

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:53 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 397,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009076 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:55 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009084 · form4.xml · derivative · entry 6

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,166 units which were settled in cash on March 1, 2020.

F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,166 units which were settled in cash on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:55 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 92,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009084 · form4.xml · derivative · entry 5

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F4 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:55 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Disposition to issuerCommon Stock 1,166 $28.50 $33,231.00
Disclosure

SEC source: 0001127602-20-009084 · form4.xml · nonDerivative · entry 4

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,377

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:55 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Exercise / conversionCommon Stock 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009084 · form4.xml · nonDerivative · entry 3

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:55 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Tax withholdingCommon Stock 41,085 $28.50 $1,170,922.50
Disclosure

SEC source: 0001127602-20-009084 · form4.xml · nonDerivative · entry 2

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,377

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:55 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Exercise / conversionCommon Stock 92,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009084 · form4.xml · nonDerivative · entry 1

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC
Bessant Catherine PChief Ops & Tech Officer
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 1,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009093 · form4.xml · derivative · entry 10

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F4 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F7 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,851 units which were settled in cash on March 1, 2020.

F7 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,851 units which were settled in cash on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC
Bessant Catherine PChief Ops & Tech Officer
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 82,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009093 · form4.xml · derivative · entry 9

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F6 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F6 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC
Bessant Catherine PChief Ops & Tech Officer
Disposition to issuerCommon Stock 1,851 $28.50 $52,753.50
Disclosure

SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 4

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 328,892

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC
Bessant Catherine PChief Ops & Tech Officer
Exercise / conversionCommon Stock 1,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 3

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 330,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC
Bessant Catherine PChief Ops & Tech Officer
Tax withholdingCommon Stock 37,191 $28.50 $1,059,943.50
Disclosure

SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 2

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 328,892

F3 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC
Bessant Catherine PChief Ops & Tech Officer
Exercise / conversionCommon Stock 82,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 1

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 366,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · balance_after: 42,737 shares previously reported as being directly held are held in the reporting person's Revocable Trust.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:01 UTC
Bronstein Sheri B.Chief Human Resources Officer
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 40,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009098 · form4.xml · derivative · entry 3

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F3 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:01 UTC
Bronstein Sheri B.Chief Human Resources Officer
Tax withholdingCommon Stock 19,984 $28.50 $569,544.00
Disclosure

SEC source: 0001127602-20-009098 · form4.xml · nonDerivative · entry 2

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,043

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:01 UTC
Bronstein Sheri B.Chief Human Resources Officer
Exercise / conversionCommon Stock 40,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009098 · form4.xml · nonDerivative · entry 1

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:10 UTC
Donofrio Paul MChief Financial Officer
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 133,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009113 · form4.xml · derivative · entry 4

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F3 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:10 UTC
Donofrio Paul MChief Financial Officer
Tax withholdingCommon Stock 71,296 $28.50 $2,031,936.00
Disclosure

SEC source: 0001127602-20-009113 · form4.xml · nonDerivative · entry 2

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,339

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:10 UTC
Donofrio Paul MChief Financial Officer
Exercise / conversionCommon Stock 133,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009113 · form4.xml · nonDerivative · entry 1

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:12 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 2,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009117 · form4.xml · derivative · entry 6

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 2,648 units which were settled in cash on March 1, 2020.

F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 2,648 units which were settled in cash on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:12 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 124,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009117 · form4.xml · derivative · entry 5

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F4 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:12 UTC
Greener Geoffrey SChief Risk Officer
Disposition to issuerCommon Stock 2,648 $28.50 $75,468.00
Disclosure

SEC source: 0001127602-20-009117 · form4.xml · nonDerivative · entry 4

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,253

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:12 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversionCommon Stock 2,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009117 · form4.xml · nonDerivative · entry 3

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:12 UTC
Greener Geoffrey SChief Risk Officer
Tax withholdingCommon Stock 63,581 $28.50 $1,812,058.50
Disclosure

SEC source: 0001127602-20-009117 · form4.xml · nonDerivative · entry 2

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,253

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:12 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversionCommon Stock 124,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009117 · form4.xml · nonDerivative · entry 1

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:15 UTC
Leitch David GGlobal General Counsel
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 64,406 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009120 · form4.xml · derivative · entry 3

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F3 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:15 UTC
Leitch David GGlobal General Counsel
Tax withholdingCommon Stock 29,054 $28.50 $828,039.00
Disclosure

SEC source: 0001127602-20-009120 · form4.xml · nonDerivative · entry 2

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,197

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:15 UTC
Leitch David GGlobal General Counsel
Exercise / conversionCommon Stock 64,406 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009120 · form4.xml · nonDerivative · entry 1

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:18 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 4,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009125 · form4.xml · derivative · entry 7

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 4,814 units which were settled in cash on March 1, 2020.

F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 4,814 units which were settled in cash on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:18 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 206,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009125 · form4.xml · derivative · entry 6

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 206,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F4 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:18 UTC
Montag Thomas K.Chief Operating Officer
Disposition to issuerCommon Stock 4,814 $28.50 $137,199.00
Disclosure

SEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 4

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,714

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:18 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversionCommon Stock 4,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 3

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:18 UTC
Montag Thomas K.Chief Operating Officer
Tax withholdingCommon Stock 109,686 $28.50 $3,126,051.00
Disclosure

SEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 2

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,714

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:18 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversionCommon Stock 206,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 1

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:27 UTC
Nguyen Thong MVice Chairman
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009140 · form4.xml · derivative · entry 7

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,166 units which were settled in cash on March 1, 2020.

F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,166 units which were settled in cash on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:27 UTC
Nguyen Thong MVice Chairman
Exercise / conversion2017 Performance Restricted Stock Units · Derivative 92,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009140 · form4.xml · derivative · entry 6

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

F4 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:27 UTC
Nguyen Thong MVice Chairman
Disposition to issuerCommon Stock 1,166 $28.50 $33,231.00
Disclosure

SEC source: 0001127602-20-009140 · form4.xml · nonDerivative · entry 4

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,632

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:27 UTC
Nguyen Thong MVice Chairman
Exercise / conversionCommon Stock 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009140 · form4.xml · nonDerivative · entry 3

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:27 UTC
Nguyen Thong MVice Chairman
Tax withholdingCommon Stock 49,675 $28.50 $1,415,737.50
Disclosure

SEC source: 0001127602-20-009140 · form4.xml · nonDerivative · entry 2

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,632

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:27 UTC
Nguyen Thong MVice Chairman
Exercise / conversionCommon Stock 92,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009140 · form4.xml · nonDerivative · entry 1

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:29 UTC
Smith Andrea BChief Administrative Officer
Exercise / conversion2015 Performance Restricted Stock Units · Derivative 1,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009148 · form4.xml · derivative · entry 9

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,814 units which were settled in cash on March 1, 2020.

F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,814 units which were settled in cash on March 1, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.