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BANK OF AMERICA CORP /DE/

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2801
SEC CIK
0000070858
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2,178

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 22:54 UTC
Nguyen Thong MVice Chair, Gl Stra & Ent Plat
Exercise / conversion2020 Performance Restricted Stock Units · Derivative 85,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-008837 · form4.xml · derivative · entry 4

Nguyen Thong M · CIK 0001618734 · Vice Chair, Gl Stra & Ent Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.

F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:54 UTC
Nguyen Thong MVice Chair, Gl Stra & Ent Plat
Tax withholdingCommon Stock 40,783 $34.14 $1,392,331.62
Disclosure

SEC source: 0001127602-23-008837 · form4.xml · nonDerivative · entry 2

Nguyen Thong M · CIK 0001618734 · Vice Chair, Gl Stra & Ent Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,293

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:54 UTC
Nguyen Thong MVice Chair, Gl Stra & Ent Plat
Exercise / conversionCommon Stock 85,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-008837 · form4.xml · nonDerivative · entry 1

Nguyen Thong M · CIK 0001618734 · Vice Chair, Gl Stra & Ent Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:56 UTC
Sieg Andrew M.Pres, Merrill Wealth Mgmt
Exercise / conversion2020 Performance Restricted Stock Units · Derivative 42,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-008838 · form4.xml · derivative · entry 5

Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.

F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:56 UTC
Sieg Andrew M.Pres, Merrill Wealth Mgmt
Tax withholdingCommon Stock 21,749 $34.14 $742,510.86
Disclosure

SEC source: 0001127602-23-008838 · form4.xml · nonDerivative · entry 2

Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,831.1787

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:56 UTC
Sieg Andrew M.Pres, Merrill Wealth Mgmt
Exercise / conversionCommon Stock 42,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-008838 · form4.xml · nonDerivative · entry 1

Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,580.1787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:35 UTC
Koder Matthew MPres, Gl Corp & Invest Banking
SaleCommon Stock 105,054 $34.27 $3,600,410.69
Disclosure

SEC source: 0001127602-23-007125 · form4.xml · nonDerivative · entry 1

Koder Matthew M · CIK 0001888653 · Pres, Gl Corp & Invest Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,803

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.175 to $34.30, inclusive. The reporting person undertakes to provide to Bank of America Corporation, any security holder of Bank of America Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 01:59 UTC
Athanasia Dean CPresident, Regional Banking
Grant2023 Restricted Stock Units · Derivative 107,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005392 · form4.xml · derivative · entry 3

Athanasia Dean C · CIK 0001618705 · President, Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Underlying: Common Stock · 107,411 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 01:59 UTC
Athanasia Dean CPresident, Regional Banking
Grant2023 Performance Restricted Stock Units · Derivative 107,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005392 · form4.xml · derivative · entry 2

Athanasia Dean C · CIK 0001618705 · President, Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Underlying: Common Stock · 107,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:02 UTC
Bhasin AdityaChief Tech & Info Officer
Grant2023 Restricted Stock Units · Derivative 47,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005393 · form4.xml · derivative · entry 3

Bhasin Aditya · CIK 0001888583 · Chief Tech & Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,877

Underlying: Common Stock · 47,877 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:02 UTC
Bhasin AdityaChief Tech & Info Officer
Grant2023 Performance Restricted Stock Units · Derivative 47,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005393 · form4.xml · derivative · entry 2

Bhasin Aditya · CIK 0001888583 · Chief Tech & Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,877

Underlying: Common Stock · 47,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:04 UTC
Bless Rudolf A.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005395 · form4.xml · derivative · entry 3

Bless Rudolf A. · CIK 0001636078 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in two equal annual installments commencing February 15, 2026.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:04 UTC
Bless Rudolf A.Chief Accounting Officer
Grant2023 Restricted Stock Units · Derivative 84,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005395 · form4.xml · derivative · entry 2

Bless Rudolf A. · CIK 0001636078 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,305

Underlying: Common Stock · 84,305 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:07 UTC
Boland Darrin SteveChief Administrative Officer
Grant2023 Restricted Stock Units · Derivative 27,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005397 · form4.xml · derivative · entry 3

Boland Darrin Steve · CIK 0001889339 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

Underlying: Common Stock · 27,061 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:07 UTC
Boland Darrin SteveChief Administrative Officer
Grant2023 Performance Restricted Stock Units · Derivative 27,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005397 · form4.xml · derivative · entry 2

Boland Darrin Steve · CIK 0001889339 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

Underlying: Common Stock · 27,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:09 UTC
Borthwick Alastair MChief Financial Officer
Grant2023 Restricted Stock Units · Derivative 79,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005399 · form4.xml · derivative · entry 3

Borthwick Alastair M · CIK 0001888495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,101

Underlying: Common Stock · 79,101 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:09 UTC
Borthwick Alastair MChief Financial Officer
Grant2023 Performance Restricted Stock Units · Derivative 79,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005399 · form4.xml · derivative · entry 2

Borthwick Alastair M · CIK 0001888495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,101

Underlying: Common Stock · 79,101 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:11 UTC
Bronstein Sheri B.Chief Human Resources Officer
Grant2023 Restricted Stock Units · Derivative 39,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005401 · form4.xml · derivative · entry 3

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,551

Underlying: Common Stock · 39,551 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:11 UTC
Bronstein Sheri B.Chief Human Resources Officer
Grant2023 Performance Restricted Stock Units · Derivative 39,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005401 · form4.xml · derivative · entry 2

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,551

Underlying: Common Stock · 39,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:13 UTC
DeMare James PPresident, Global Markets
GrantRestricted Stock Units · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005403 · form4.xml · derivative · entry 4

DeMare James P · CIK 0001889024 · President, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in two equal annual installments commencing February 15, 2026.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:13 UTC
DeMare James PPresident, Global Markets
Grant2023 Restricted Stock Units · Derivative 149,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005403 · form4.xml · derivative · entry 3

DeMare James P · CIK 0001889024 · President, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,876

Underlying: Common Stock · 149,876 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:13 UTC
DeMare James PPresident, Global Markets
Grant2023 Performance Restricted Stock Units · Derivative 149,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005403 · form4.xml · derivative · entry 2

DeMare James P · CIK 0001889024 · President, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,876

Underlying: Common Stock · 149,876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:15 UTC
Donofrio Paul MVice Chair
Grant2023 Restricted Stock Units · Derivative 107,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005405 · form4.xml · derivative · entry 4

Donofrio Paul M · CIK 0001649927 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Underlying: Common Stock · 107,411 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:15 UTC
Donofrio Paul MVice Chair
Grant2023 Performance Restricted Stock Units · Derivative 107,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005405 · form4.xml · derivative · entry 3

Donofrio Paul M · CIK 0001649927 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Underlying: Common Stock · 107,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:17 UTC
Greener Geoffrey SChief Risk Officer
Grant2023 Restricted Stock Units · Derivative 107,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005407 · form4.xml · derivative · entry 3

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Underlying: Common Stock · 107,411 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:17 UTC
Greener Geoffrey SChief Risk Officer
Grant2023 Performance Restricted Stock Units · Derivative 107,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005407 · form4.xml · derivative · entry 2

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Underlying: Common Stock · 107,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:20 UTC
Knox Kathleen A.President, The Private Bank
Grant2023 Restricted Stock Units · Derivative 60,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005409 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,367

Underlying: Common Stock · 60,367 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:20 UTC
Knox Kathleen A.President, The Private Bank
Grant2023 Performance Restricted Stock Units · Derivative 60,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005409 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,367

Underlying: Common Stock · 60,367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:22 UTC
Koder Matthew MPres, Gl Corp & Invest Banking
Grant2023 Restricted Stock Units · Derivative 122,399 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005411 · form4.xml · derivative · entry 3

Koder Matthew M · CIK 0001888653 · Pres, Gl Corp & Invest Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,399

Underlying: Common Stock · 122,399 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:22 UTC
Koder Matthew MPres, Gl Corp & Invest Banking
Grant2023 Performance Restricted Stock Units · Derivative 122,399 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005411 · form4.xml · derivative · entry 2

Koder Matthew M · CIK 0001888653 · Pres, Gl Corp & Invest Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,399

Underlying: Common Stock · 122,399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:24 UTC
Mensah Bernard APresident, International
Grant2023 Restricted Stock Units · Derivative 87,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005413 · form4.xml · derivative · entry 3

Mensah Bernard A · CIK 0001888933 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,608

Underlying: Common Stock · 87,608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in five equal annual installments commencing February 15, 2026. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting.

F3 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in five equal annual installments commencing February 15, 2026. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:24 UTC
Mensah Bernard APresident, International
Grant2023 Performance Restricted Stock Units · Derivative 87,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005413 · form4.xml · derivative · entry 2

Mensah Bernard A · CIK 0001888933 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,608

Underlying: Common Stock · 87,608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares and vest in five equal annual installments commencing on March 1, 2026. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares and vest in five equal annual installments commencing on March 1, 2026. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:25 UTC
Mogensen Lauren AGlobal General Counsel
Grant2023 Restricted Stock Units · Derivative 47,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005415 · form4.xml · derivative · entry 3

Mogensen Lauren A · CIK 0001888647 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,877

Underlying: Common Stock · 47,877 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:25 UTC
Mogensen Lauren AGlobal General Counsel
Grant2023 Performance Restricted Stock Units · Derivative 47,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005415 · form4.xml · derivative · entry 2

Mogensen Lauren A · CIK 0001888647 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,877

Underlying: Common Stock · 47,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:28 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Grant2023 Restricted Stock Units · Derivative 158,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005418 · form4.xml · derivative · entry 6

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,202

Underlying: Common Stock · 158,202 shares

Expires 2027-02-15

F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:28 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Grant2023 Performance Restricted Stock Units · Derivative 395,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005418 · form4.xml · derivative · entry 5

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,504

Underlying: Common Stock · 395,504 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F4 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:28 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Grant2023 Cash Settled Restricted Stock Units · Derivative 237,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005418 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,303

Underlying: Common Stock · 237,303 shares

Expires 2024-02-15

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th on the 15th day of each month during the 12-month period beginning March 2023 and ending in February 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:30 UTC
Nguyen Thong MVice Chair, Gl Stra & Ent Plat
Grant2023 Restricted Stock Units · Derivative 99,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005420 · form4.xml · derivative · entry 4

Nguyen Thong M · CIK 0001618734 · Vice Chair, Gl Stra & Ent Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,917

Underlying: Common Stock · 99,917 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:30 UTC
Nguyen Thong MVice Chair, Gl Stra & Ent Plat
Grant2023 Performance Restricted Stock Units · Derivative 99,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005420 · form4.xml · derivative · entry 3

Nguyen Thong M · CIK 0001618734 · Vice Chair, Gl Stra & Ent Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,917

Underlying: Common Stock · 99,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:32 UTC
Scrivener Thomas MChief Operations Executive
Grant2023 Restricted Stock Units · Derivative 37,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005422 · form4.xml · derivative · entry 3

Scrivener Thomas M · CIK 0001888799 · Chief Operations Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,469

Underlying: Common Stock · 37,469 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:32 UTC
Scrivener Thomas MChief Operations Executive
Grant2023 Performance Restricted Stock Units · Derivative 37,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005422 · form4.xml · derivative · entry 2

Scrivener Thomas M · CIK 0001888799 · Chief Operations Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,469

Underlying: Common Stock · 37,469 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:34 UTC
Sieg Andrew M.Pres, Merrill Wealth Mgmt
Grant2023 Restricted Stock Units · Derivative 62,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005425 · form4.xml · derivative · entry 5

Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,448

Underlying: Common Stock · 62,448 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:34 UTC
Sieg Andrew M.Pres, Merrill Wealth Mgmt
Grant2023 Performance Restricted Stock Units · Derivative 62,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005425 · form4.xml · derivative · entry 4

Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,448

Underlying: Common Stock · 62,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

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February 15, 2023 Filed Feb 16, 2023 02:36 UTC
Thompson Bruce R.Vice Chair, Head Ent Credit
Grant2023 Restricted Stock Units · Derivative 87,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005429 · form4.xml · derivative · entry 5

Thompson Bruce R. · CIK 0001481697 · Vice Chair, Head Ent Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,428

Underlying: Common Stock · 87,428 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:36 UTC
Thompson Bruce R.Vice Chair, Head Ent Credit
Grant2023 Performance Restricted Stock Units · Derivative 87,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005429 · form4.xml · derivative · entry 4

Thompson Bruce R. · CIK 0001481697 · Vice Chair, Head Ent Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,428

Underlying: Common Stock · 87,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 15,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005965 · form4.xml · derivative · entry 14

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,853 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F7 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2022 and ending in February 2023.

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February 15, 2023 Filed Feb 18, 2023 00:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2022 Restricted Stock Units · Derivative 31,705 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005965 · form4.xml · derivative · entry 13

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,115

Underlying: Common Stock · 31,705 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F6 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2021 Restricted Stock Units · Derivative 35,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005965 · form4.xml · derivative · entry 12

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,274

Underlying: Common Stock · 35,637 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2020 Restricted Stock Units · Derivative 48,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005965 · form4.xml · derivative · entry 11

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,352 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Disposition to issuerCommon Stock 15,853 $35.56 $563,732.68
Disclosure

SEC source: 0001127602-23-005965 · form4.xml · nonDerivative · entry 8

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137,069

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.