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BAC

BANK OF AMERICA CORP /DE/

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2801
SEC CIK
0000070858
Parsed reports
2,178

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2009 Filed Jan 5, 2009 22:10 UTC
THAIN JOHN APres Glbl Bkg Sec & Wlth Mgmt
GrantCommon Stock 214,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-000512 · doc4.xml · nonDerivative · entry 4

THAIN JOHN A · CIK 0001090355 · Pres Glbl Bkg Sec & Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT

Disclosed balance after: 214,875

F1 · kind: Received in exchange for common stock of Merrill Lynch & Co., Inc. (Merrill) at an exchange ratio of .8595 of a share of Bank of America common stock for each share of Merrill common stock in connection with the merger of Merrill into Bank of America on January 1, 2009. The closing price of Merrill common stock on the last day prior to the effective time of the merger was $11.64 per share.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 22:10 UTC
THAIN JOHN APres Glbl Bkg Sec & Wlth Mgmt
Tax withholdingCommon Stock 93,374 $13.56 $1,266,151.44
Disclosure

SEC source: 0001225208-09-000512 · doc4.xml · nonDerivative · entry 3

THAIN JOHN A · CIK 0001090355 · Pres Glbl Bkg Sec & Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,071

F3 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e).

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January 01, 2009 Filed Jan 5, 2009 22:10 UTC
THAIN JOHN APres Glbl Bkg Sec & Wlth Mgmt
Exercise / conversionCommon Stock 114,600 $13.56 $1,553,976.00
Disclosure

SEC source: 0001225208-09-000512 · doc4.xml · nonDerivative · entry 2

THAIN JOHN A · CIK 0001090355 · Pres Glbl Bkg Sec & Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Received in exchange for Merrill Lynch & Co., Inc. (Merrill) restricted stock units at an exchange ratio of .8595 of a Bank of America restricted stock unit for each Merrill restricted stock unit held prior to the merger on January 1, 2009. These restricted stock units vested 2/3 on the effective time of the merger. The remaining restricted stock units vest in four equal installments commencing December 1, 2009. The closing price of Merrill stock on the last day prior to the effective time of the merger was $11.64 per share.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 22:10 UTC
THAIN JOHN APres Glbl Bkg Sec & Wlth Mgmt
GrantCommon Stock 443,845 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-000512 · doc4.xml · nonDerivative · entry 1

THAIN JOHN A · CIK 0001090355 · Pres Glbl Bkg Sec & Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,845

F1 · kind: Received in exchange for common stock of Merrill Lynch & Co., Inc. (Merrill) at an exchange ratio of .8595 of a share of Bank of America common stock for each share of Merrill common stock in connection with the merger of Merrill into Bank of America on January 1, 2009. The closing price of Merrill common stock on the last day prior to the effective time of the merger was $11.64 per share.

F1 · price: Received in exchange for common stock of Merrill Lynch & Co., Inc. (Merrill) at an exchange ratio of .8595 of a share of Bank of America common stock for each share of Merrill common stock in connection with the merger of Merrill into Bank of America on January 1, 2009. The closing price of Merrill common stock on the last day prior to the effective time of the merger was $11.64 per share.

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December 31, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
GrantCommon Stock 2,055.47 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 15

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Indirect · Thrift Trust

Disclosed balance after: 22,701.46

F2 · shares: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

Read SEC document
December 31, 2008 Filed Jan 22, 2009 20:58 UTC
MOYNIHAN BRIAN TPres Gbl Wlth and Inv Mgt
GrantCommon Stock 254.58 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001783 · doc4.xml · nonDerivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Pres Gbl Wlth and Inv Mgt

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 2,733.76

F1 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

F1 · price: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

Read SEC document
December 31, 2008 Filed Feb 18, 2009 19:30 UTC
DESOER BARBARA JPres Mtge Home Equity & Ins Sv
GrantCommon Stock 1,223.7 $0.00 $0.00
Disclosure

SEC source: 0000070858-09-000163 · primary_doc.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Pres Mtge Home Equity & Ins Sv

10b5-1 filing: Not disclosed

Ownership: Indirect · Thrift Trust

Disclosed balance after: 13,499.8

F1 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America 401(k) Plan.

Read SEC document
December 31, 2008 Filed Feb 18, 2009 20:51 UTC
BRINKLEY AMY WOODSGlobal Risk Executive
GrantCommon Stock 1,217.96 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004133 · doc4.xml · nonDerivative · entry 3

BRINKLEY AMY WOODS · CIK 0001055386 · Global Risk Executive

10b5-1 filing: Not disclosed

Ownership: Indirect · Thrift Trust

Disclosed balance after: 13,451.72

F3 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

Read SEC document
December 31, 2008 Filed Feb 18, 2009 15:51 UTC
MCGEE LIAM EPrs Glbl Cons Sml Bus Bkg
GrantCommon Stock 133.57 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004135 · doc4.xml · nonDerivative · entry 3

MCGEE LIAM E · CIK 0001283707 · Prs Glbl Cons Sml Bus Bkg

10b5-1 filing: Not disclosed

Ownership: Indirect · Thrift Trust

Disclosed balance after: 1,475.27

F2 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

Read SEC document
December 31, 2008 Filed Feb 18, 2009 15:52 UTC
Price Joe LChief Financial Officer
GrantCommon Stock 456.33 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004137 · doc4.xml · nonDerivative · entry 3

Price Joe L · CIK 0001384216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Thrift Trust

Disclosed balance after: 5,039.98

F2 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

Read SEC document
December 31, 2008 Filed Feb 18, 2009 15:52 UTC
Rosato Craig RChief Accounting Officer
GrantCommon Stock 172.04 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004138 · doc4.xml · nonDerivative · entry 3

Rosato Craig R · CIK 0001449390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Thrift Trust

Disclosed balance after: 7,494.79

F2 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan.

Read SEC document
December 30, 2008 Filed Feb 5, 2009 15:01 UTC GiftCommon Stock 1,862 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-003094 · doc5.xml · nonDerivative · entry 2

GIFFORD CHARLES K · CIK 0001195062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,098

F1 · balance_after: Of 96,205 shares previously transferred by the reporting person to the reporting person's CRRJ Trust, 60,904 shares were returned to the reporting person on March 24, 2008. On August 14, 2008, 100,000 shares previously owned by the reporting person were transferred to the reporting person's GRAT IV.

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December 29, 2008 Filed Feb 5, 2009 15:01 UTC GiftCommon Stock 19,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-003094 · doc5.xml · nonDerivative · entry 1

GIFFORD CHARLES K · CIK 0001195062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,960

Read SEC document
December 26, 2008 Filed Jan 2, 2009 13:43 UTC GrantPhantom Stock · Derivative 283.62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-000094 · doc4.xml · derivative · entry 15

BARNET WILLIAM III · CIK 0001195056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124.93

Underlying: Common Stock · 283.62 shares

Expires not disclosed

F3 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F3 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 2, 2009 13:43 UTC GrantDirector Stock Unit Plan · Derivative 1,640.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-000094 · doc4.xml · derivative · entry 14

BARNET WILLIAM III · CIK 0001195056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,128.19

Underlying: Common Stock · 1,640.42 shares

Expires not disclosed

F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

F2 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantPhantom Stock · Derivative 108.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001674 · doc4.xml · derivative · entry 9

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,639.93

Underlying: Common Stock · 108.54 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantDirector Stock Unit Plan · Derivative 713.47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001674 · doc4.xml · derivative · entry 8

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500.88

Underlying: Common Stock · 713.47 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantPhantom Stock · Derivative 374.13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001676 · doc4.xml · derivative · entry 5

TILLMAN ROBERT L · CIK 0001219938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,993.9

Underlying: Common Stock · 374.13 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantPhantom Stock · Derivative 1,840.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001678 · doc4.xml · derivative · entry 10

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,666.36

Underlying: Common Stock · 1,840.15 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 21, 2009 15:39 UTC GrantPhantom Stock · Derivative 79.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001685 · doc5.xml · derivative · entry 11

SLOAN JR O TEMPLE · CIK 0001189908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419.46

Underlying: Common Stock · 79.98 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 22, 2009 20:58 UTC GrantPhantom Stock · Derivative 727.2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001784 · doc4.xml · derivative · entry 7

RYAN THOMAS M · CIK 0001194416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,087.71

Underlying: Common Stock · 727.2 shares

Expires not disclosed

F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 22, 2009 20:58 UTC GrantDirector Stock Unit Plan · Derivative 645.12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001784 · doc4.xml · derivative · entry 6

RYAN THOMAS M · CIK 0001194416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,579.06

Underlying: Common Stock · 645.12 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

F1 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Jan 23, 2009 16:23 UTC GrantPhantom Stock · Derivative 283.67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001939 · doc4.xml · derivative · entry 6

BRAMBLE FRANK P · CIK 0001166100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,126.91

Underlying: Common Stock · 283.67 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Feb 5, 2009 15:01 UTC GrantPhantom Stock · Derivative 286.71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-003094 · doc5.xml · derivative · entry 8

GIFFORD CHARLES K · CIK 0001195062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,256.75

Underlying: Common Stock · 286.71 shares

Expires not disclosed

F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Feb 5, 2009 15:01 UTC GrantPhantom Stock · Derivative 283.67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-003095 · doc4.xml · derivative · entry 7

Franks Tommy General (Ret) · CIK 0001325006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,126.91

Underlying: Common Stock · 283.67 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
December 26, 2008 Filed Feb 9, 2009 10:13 UTC GrantPhantom Stock · Derivative 1,048.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-003162 · doc4.xml · derivative · entry 4

MASSEY WALTER E · CIK 0001179811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,831.79

Underlying: Common Stock · 1,048.7 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 800 $23.06 $18,448.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 10

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 1,000 $23.08 $23,080.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 9

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,200

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 1,000 $23.11 $23,110.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 8

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,200

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 1,900 $23.07 $43,833.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 7

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,200

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 2,100 $23.14 $48,594.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 6

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,300

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 3,590 $23.09 $82,893.10
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 5

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,200

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 6,050 $23.13 $139,936.50
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 4

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,610

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 6,600 $23.12 $152,592.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 3

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,560

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 18,710 $23.10 $432,201.00
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 2

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,960

Read SEC document
November 04, 2008 Filed Jan 21, 2009 14:47 UTC
LEWIS KENNETH DDirector · Chairman CEO and Pres
PurchaseSeries H Non-Cumulative Preferred Stock 44,250 $23.15 $1,024,387.50
Disclosure

SEC source: 0001225208-09-001675 · doc4.xml · nonDerivative · entry 1

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman CEO and Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Read SEC document
October 10, 2008 Filed Jan 21, 2009 15:39 UTC GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001685 · doc5.xml · nonDerivative · entry 3

SLOAN JR O TEMPLE · CIK 0001189908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,957

Read SEC document
October 01, 2008 Filed Oct 2, 2008 15:37 UTC
BRINKLEY AMY WOODSGlobal Risk Executive
Exercise / conversionOption, Right to Buy · Derivative 25,000 $24.22 Strike: $24.22 $605,500.00
Disclosure

SEC source: 0001225208-08-015454 · doc4.xml · derivative · entry 5

BRINKLEY AMY WOODS · CIK 0001055386 · Global Risk Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2010-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal installments commencing January 3, 2001.

Read SEC document
October 01, 2008 Filed Oct 2, 2008 15:37 UTC
BRINKLEY AMY WOODSGlobal Risk Executive
SaleCommon Stock 25,000 $38.00 $950,000.00
Disclosure

SEC source: 0001225208-08-015454 · doc4.xml · nonDerivative · entry 2

BRINKLEY AMY WOODS · CIK 0001055386 · Global Risk Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 24, 2008 pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
October 01, 2008 Filed Oct 2, 2008 15:37 UTC
BRINKLEY AMY WOODSGlobal Risk Executive
Exercise / conversionCommon Stock 25,000 $24.22 $605,500.00
Disclosure

SEC source: 0001225208-08-015454 · doc4.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Global Risk Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2008 Filed Jan 2, 2009 13:43 UTC GrantPhantom Stock · Derivative 202.96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-000094 · doc4.xml · derivative · entry 13

BARNET WILLIAM III · CIK 0001195056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,841.31

Underlying: Common Stock · 202.96 shares

Expires not disclosed

F3 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F3 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

Read SEC document
September 26, 2008 Filed Jan 2, 2009 13:43 UTC GrantDirector Stock Unit Plan · Derivative 1,173.87 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-000094 · doc4.xml · derivative · entry 12

BARNET WILLIAM III · CIK 0001195056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,487.77

Underlying: Common Stock · 1,173.87 shares

Expires not disclosed

F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

F2 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

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September 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantPhantom Stock · Derivative 77.66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001674 · doc4.xml · derivative · entry 7

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531.39

Underlying: Common Stock · 77.66 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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September 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantDirector Stock Unit Plan · Derivative 510.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001674 · doc4.xml · derivative · entry 6

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,787.41

Underlying: Common Stock · 510.55 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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September 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantPhantom Stock · Derivative 267.72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001676 · doc4.xml · derivative · entry 4

TILLMAN ROBERT L · CIK 0001219938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,619.77

Underlying: Common Stock · 267.72 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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September 26, 2008 Filed Jan 21, 2009 14:47 UTC GrantPhantom Stock · Derivative 1,316.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001678 · doc4.xml · derivative · entry 9

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,826.21

Underlying: Common Stock · 1,316.79 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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September 26, 2008 Filed Jan 21, 2009 15:39 UTC GrantPhantom Stock · Derivative 57.24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001685 · doc5.xml · derivative · entry 10

SLOAN JR O TEMPLE · CIK 0001189908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,339.48

Underlying: Common Stock · 57.24 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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September 26, 2008 Filed Jan 22, 2009 20:58 UTC GrantPhantom Stock · Derivative 520.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001784 · doc4.xml · derivative · entry 5

RYAN THOMAS M · CIK 0001194416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,360.51

Underlying: Common Stock · 520.37 shares

Expires not disclosed

F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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September 26, 2008 Filed Jan 22, 2009 20:58 UTC GrantDirector Stock Unit Plan · Derivative 461.64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001784 · doc4.xml · derivative · entry 4

RYAN THOMAS M · CIK 0001194416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,933.94

Underlying: Common Stock · 461.64 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

F1 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director.

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September 26, 2008 Filed Jan 23, 2009 16:23 UTC GrantPhantom Stock · Derivative 202.99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001939 · doc4.xml · derivative · entry 5

BRAMBLE FRANK P · CIK 0001166100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,843.24

Underlying: Common Stock · 202.99 shares

Expires not disclosed

F1 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.