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AZO

AUTOZONE INC

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Tapewire entity
8831
SEC CIK
0000866787
Parsed reports
792

Last 12 months

Inside the activity.

4 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202605
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2019 Filed Dec 26, 2019 21:32 UTC
Smith Richard CraigSr. Vice President
SaleCommon Stock 1,455 $1,217.74 $1,771,811.70
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 4

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F3 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,217.39 -$1,218.37 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 21:32 UTC
Smith Richard CraigSr. Vice President
SaleCommon Stock 1,025 $1,216.55 $1,246,963.75
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455

F2 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,216.39 -$1,217.23 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 21:32 UTC
Smith Richard CraigSr. Vice President
SaleCommon Stock 20 $1,218.51 $24,370.20
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,218.42 -$1,218.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 21:32 UTC
Smith Richard CraigSr. Vice President
Exercise / conversionCommon Stock 2,500 $326.00 $815,000.00
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,100 $0.00 Strike: $744.62 $0.00
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · derivative · entry 8

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F7 · derivative.exercise_date: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,954 $0.00 Strike: $587.13 $0.00
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · derivative · entry 7

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956

Underlying: Common Stock · 2,954 shares

Expires 2027-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F6 · derivative.exercise_date: Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
SaleCommon Stock 3,493 $1,221.31 $4,266,025.70
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · nonDerivative · entry 6

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828.9158

F4 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,221.21 -$1,222.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
SaleCommon Stock 700 $1,223.53 $856,468.48
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · nonDerivative · entry 5

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321.9158

F3 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,223.505 -$1,224.415 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
SaleCommon Stock 561 $1,225.02 $687,238.46
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · nonDerivative · entry 4

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021.9158

F2 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,224.81 -$1,225.435 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
SaleCommon Stock 300 $1,222.31 $366,692.01
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · nonDerivative · entry 3

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582.9158

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,222.28 -$1,222.34 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
Exercise / conversionCommon Stock 2,100 $744.62 $1,563,702.00
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · nonDerivative · entry 2

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882.9158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Hackney William R.Sr. Vice President
Exercise / conversionCommon Stock 2,954 $587.13 $1,734,382.02
Disclosure

SEC source: 0001225208-19-016020 · doc4.xml · nonDerivative · entry 1

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782.9158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,350 $0.00 Strike: $425.11 $0.00
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · derivative · entry 13

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,350 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F10 · derivative.exercise_date: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,350 $0.00 Strike: $371.47 $0.00
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · derivative · entry 12

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,350 shares

Expires 2022-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F9 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,950 $0.00 Strike: $507.79 $0.00
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · derivative · entry 11

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975

Underlying: Common Stock · 3,950 shares

Expires 2024-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F8 · derivative.exercise_date: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 3,300 $1,215.28 $4,010,430.93
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 10

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186.6571

F6 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,214.88 - $1,215.85 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 2,100 $1,213.32 $2,547,976.20
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 9

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486.6571

F5 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,212.69 - $1,213.66 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 1,709 $1,214.13 $2,074,951.42
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 8

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,586.6571

F4 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,213.70 - $1,214.62 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 1,400 $1,218.56 $1,705,977.98
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 7

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,295.6571

F3 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,218.21 - $1,218.79 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 1,141 $1,216.31 $1,387,808.57
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 6

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,695.6571

F2 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,216.00 - $1,216.90 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 900 $1,217.66 $1,095,895.17
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 5

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,836.6571

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,217.19 - $1,218.09 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 100 $1,219.24 $121,924.00
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 4

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,736.6571

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionCommon Stock 2,350 $371.47 $872,954.50
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 3

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836.6571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionCommon Stock 3,950 $507.79 $2,005,770.50
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 2

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,486.6571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionCommon Stock 4,350 $425.11 $1,849,228.50
Disclosure

SEC source: 0001225208-19-016019 · doc4.xml · nonDerivative · entry 1

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536.6571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
HURTADO DOMINGOSr. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 925 $0.00 Strike: $744.62 $0.00
Disclosure

SEC source: 0001225208-19-015774 · doc4.xml · derivative · entry 3

HURTADO DOMINGO · CIK 0001754662 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

Underlying: Common Stock · 925 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F3 · derivative.exercise_date: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
HURTADO DOMINGOSr. Vice President
SaleCommon Stock 925 $1,231.20 $1,138,860.74
Disclosure

SEC source: 0001225208-19-015774 · doc4.xml · nonDerivative · entry 2

HURTADO DOMINGO · CIK 0001754662 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,231.1894 - $1,231.2755 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
HURTADO DOMINGOSr. Vice President
Exercise / conversionCommon Stock 925 $744.62 $688,773.50
Disclosure

SEC source: 0001225208-19-015774 · doc4.xml · nonDerivative · entry 1

HURTADO DOMINGO · CIK 0001754662 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $326.00 $0.00
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · derivative · entry 12

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2021-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F7 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 125 $0.00 Strike: $326.00 $0.00
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · derivative · entry 11

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F7 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 5,403 $1,230.24 $6,646,975.37
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 9

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,277.1091

F5 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,230.00 - $1,230.97 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 4,400 $1,231.42 $5,418,229.96
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 8

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680.1091

F4 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,231.00 - $1,231.94 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 1,208 $1,240.01 $1,497,933.29
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 7

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,080.1091

F3 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,240.00 - $1,240.39 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 600 $1,250.04 $750,022.98
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 6

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,288.1091

F2 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,250.00 - $1,250.18 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

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December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 200 $1,252.01 $250,401.00
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 5

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888.1091

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,252.00 - $1,252.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 100 $1,232.00 $123,200.00
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 4

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,088.1091

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
SaleCommon Stock 89 $1,253.26 $111,540.14
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 3

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,188.1091

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
Exercise / conversionCommon Stock 125 $326.00 $40,750.00
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 2

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,277.1091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:14 UTC
GILES WILLIAM TExecutive V.P. & CFO
Exercise / conversionCommon Stock 12,000 $326.00 $3,912,000.00
Disclosure

SEC source: 0001225208-19-015772 · doc4.xml · nonDerivative · entry 1

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,152.1091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 27

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Wife

Disclosed balance after: 8,685

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 24

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,676.334

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,800 $0.00 Strike: $326.00 $0.00
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · derivative · entry 30

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,800 shares

Expires 2021-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F21 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 41 $1,266.56 $51,928.96
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 26

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Son's trust

Disclosed balance after: 40

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 41 $1,266.56 $51,928.96
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 25

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Daughter's Trust

Disclosed balance after: 40

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,663 $1,237.40 $3,295,187.68
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 23

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,039.334

F19 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,236.76 - $1,237.67 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,481 $1,238.14 $3,071,832.29
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 22

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,702.334

F18 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,237.77 - $1,238.71 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,439 $1,239.35 $3,022,769.53
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 21

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,183.334

F17 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,238.79 - $1,239.76 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,200 $1,241.47 $2,731,228.50
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 20

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622.334

F16 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,240.91 - $1,241.76 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 1,516 $1,243.59 $1,885,277.29
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 19

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,822.334

F15 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,243.18 - $1,244.17 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 1,100 $1,234.41 $1,357,852.98
Disclosure

SEC source: 0001225208-19-015771 · doc4.xml · nonDerivative · entry 18

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,338.334

F14 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,233.91 - $1,234.85 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.