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Nasdaq · USD

AXTI

AXT INC

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4105
SEC CIK
0001051627
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202504
Jan 202600
Feb 202600
Mar 2026021
Apr 202600
May 202600
Jun 2026014
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2016 Filed Dec 1, 2016 23:02 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 10,710 $5.05 $54,085.50
Disclosure

SEC source: 0001179110-16-032283 · edgar.xml · nonDerivative · entry 3

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,304

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionStock Option · Derivative 5,250 $2.18 Strike: $2.18 $11,445.00
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · derivative · entry 10

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,181

Underlying: Common Stock · 5,250 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionStock Option · Derivative 4,248 $2.47 Strike: $2.47 $10,492.56
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · derivative · entry 9

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,431

Underlying: Common Stock · 4,248 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
SaleCommon Stock 9,498 $4.95 $47,015.10
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · nonDerivative · entry 6

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionCommon Stock 5,250 $2.18 $11,445.00
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · nonDerivative · entry 5

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionCommon Stock 4,248 $2.47 $10,492.56
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · nonDerivative · entry 4

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:02 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 700 $5.10 $3,570.00
Disclosure

SEC source: 0001179110-16-032283 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,014

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionStock Option · Derivative 7,752 $2.47 Strike: $2.47 $19,147.44
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · derivative · entry 8

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,679

Underlying: Common Stock · 7,752 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionStock Option · Derivative 687 $2.91 Strike: $2.91 $1,999.17
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · derivative · entry 7

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,431

Underlying: Common Stock · 687 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
SaleCommon Stock 8,439 $5.00 $42,195.00
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · nonDerivative · entry 3

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionCommon Stock 7,752 $2.47 $19,147.44
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · nonDerivative · entry 2

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:24 UTC
Ochrym Robert GVP Business Development
Exercise / conversionCommon Stock 687 $2.91 $1,999.17
Disclosure

SEC source: 0001179110-16-032264 · edgar.xml · nonDerivative · entry 1

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 19:43 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 34,556 $5.13 $177,272.28
Disclosure

SEC source: 0001179110-16-032165 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,948

F1 · balance_after: 1. This total includes 284,465 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 19:43 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 10,512 $5.10 $53,611.20
Disclosure

SEC source: 0001179110-16-032165 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,504

Read SEC document
November 23, 2016 Filed Dec 1, 2016 23:02 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032283 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,714

Read SEC document
November 22, 2016 Filed Nov 24, 2016 02:27 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
Exercise / conversionStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001104659-16-158981 · a4.xml · derivative · entry 3

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,792

Underlying: Common Stock · 80,000 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested and exercisable.

Read SEC document
November 22, 2016 Filed Nov 24, 2016 02:27 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 3,522 $5.20 $18,314.40
Disclosure

SEC source: 0001104659-16-158981 · a4.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,016

F1 · balance_after: This total includes 329,533 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 22, 2016 Filed Nov 24, 2016 02:27 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
Exercise / conversionCommon Stock 80,000 $1.59 $127,200.00
Disclosure

SEC source: 0001104659-16-158981 · a4.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 329,533 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 16:46 UTC
CHEN JESSEDirector
SaleCommon Stock 16,388 $5.30 $86,856.40
Disclosure

SEC source: 0001179110-16-032007 · edgar.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,278

F1 · price: Price in Column 4 is a weighted average price.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 02:04 UTC
CHEN JESSEDirector
SaleCommon Stock 39,593 $5.30 $209,842.90
Disclosure

SEC source: 0001179110-16-031920 · edgar.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,666

F1 · price: Price in Column 4 is a weighted average price.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 01:25 UTC
CHEN JESSEDirector
SaleCommon Stock 26,000 $5.15 $133,900.00
Disclosure

SEC source: 0001179110-16-031744 · edgar.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,259

F1 · shares: Price in Column 4 is a weighted average price.

Read SEC document
November 08, 2016 Filed Nov 8, 2016 23:25 UTC SaleCommon Stock 5,000 $5.21 $26,050.00
Disclosure

SEC source: 0001179110-16-031343 · edgar.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,134

F1 · price: The price in Column 4 is a weighted average price.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 20:19 UTC
Ochrym Robert GVP Business Development
Exercise / conversionStock Options · Derivative 81,861 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001179110-16-031373 · edgar.xml · derivative · entry 3

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,118

Underlying: Common Stock · 81,861 shares

Expires 2023-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Price in column 2 is a weighted average price. Prices actually sold between $2.04 to $4.79.

F4 · derivative.exercise_date: Earliest date shown. Exercisable date of multiple lots between 10/26/2013 and 11/4/2017.

F5 · derivative.expiration_date: Latest date shown. Expriation date of multiple lots between 10/26/2019 and 11/4/2023.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 20:19 UTC
Ochrym Robert GVP Business Development
SaleCommon Stock 81,861 $5.07 $415,035.27
Disclosure

SEC source: 0001179110-16-031373 · edgar.xml · nonDerivative · entry 2

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F2 · price: Price in column 4 is a weighted average price. Prices actually sold between $5.05 to $5.23.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 20:19 UTC
Ochrym Robert GVP Business Development
Exercise / conversionCommon Stock 81,861 $3.46 $283,239.06
Disclosure

SEC source: 0001179110-16-031373 · edgar.xml · nonDerivative · entry 1

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price in column 4 is a weighted average price. Prices actually sold between $2.04 to $4.79.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 18:08 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GrantStock Options · Derivative 174,896 $5.21 Strike: $5.21 $911,208.16
Disclosure

SEC source: 0001179110-16-031044 · edgar.xml · derivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,792

Underlying: Common Stock · 174,896 shares

Expires 2026-10-28

F2 · derivative.underlying_shares: 1/4 vested on first year anniversary and 1/48 monthly thereafter.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 18:08 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GrantCommon Stock 58,299 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031044 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,538

F1 · shares: Represent grant of restricted stock awards which vest in four equal installments on each anniversary of the date of grant.

F3 · balance_after: This total includes 603,951 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 18:07 UTC
Ochrym Robert GVP Business Development
GrantStock Options · Derivative 21,000 $5.21 Strike: $5.21 $109,410.00
Disclosure

SEC source: 0001179110-16-031043 · edgar.xml · derivative · entry 2

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,979

Underlying: Common Stock · 21,000 shares

Expires 2026-10-28

F2 · shares: 1/4 vested on first year anniversary and 1/48 monthly thereafter.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 18:07 UTC
Ochrym Robert GVP Business Development
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031043 · edgar.xml · nonDerivative · entry 1

Ochrym Robert G · CIK 0001415887 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · shares: Represent grant of restricted stock awards which vest in four equal installments on each anniversary of the date of grant.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 18:06 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
GrantStock Options · Derivative 65,685 $5.21 Strike: $5.21 $342,218.85
Disclosure

SEC source: 0001179110-16-031042 · edgar.xml · derivative · entry 2

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,685

Underlying: Common Stock · 65,685 shares

Expires 2026-10-28

F2 · shares: 1/4 vested on first year anniversary and 1/48 monthly thereafter.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 18:06 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
GrantCommon Stock 21,895 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031042 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,895

F1 · shares: Represent grant of restricted stock awards which vest in four equal installments on each anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.