Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXT INCAXTI · Entity 4105 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXT INC
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,275 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Sale · Disposed 6,172 · Balance 50,275 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.38 to $116.69,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.38 to $116.69,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 15:53 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 6,172 | $115.24 | $711,284.12 |
DisclosureSEC source: 0001437749-26-020895 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.38 to $116.69,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 17:55 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 13,000 | $95.77 | $1,245,059.40 |
DisclosureSEC source: 0001437749-26-020633 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,447 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.70 to $103.33,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 17:55 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 9,000 | $88.55 | $796,932.90 |
DisclosureSEC source: 0001437749-26-020633 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,447 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.38 to $89.50,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 10, 2026 Filed Jun 10, 2026 23:10 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 9,000 | $86.73 | $780,579.90 |
DisclosureSEC source: 0001437749-26-020209 · rdgdoc.xml · nonDerivative · entry 3 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,447 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $90.00,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 23:10 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 1,500 | $93.30 | $139,950.00 |
DisclosureSEC source: 0001437749-26-020209 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,447 Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 23:10 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 6,000 | $94.00 | $564,007.20 |
DisclosureSEC source: 0001437749-26-020209 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,947 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.12 to $95.88,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 04, 2026 Filed Jun 5, 2026 20:23 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-019750 · rdgdoc.xml · nonDerivative · entry 3 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,947 F3 · price: Represents an annual equity grant of common stock calculated based upon $105.99, which was the closing price of the Issuer's common stock on June 4, 2026 (the "Grant Date"), and vests on May 14, 2027. Read SEC document |
| June 04, 2026 Filed Jun 5, 2026 20:23 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 6,133 | $108.28 | $664,073.88 |
DisclosureSEC source: 0001437749-26-019750 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,193 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.32 to $112.26,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:23 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 4,000 | $111.36 | $445,440.00 |
DisclosureSEC source: 0001437749-26-019750 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,326 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.68 to $114.36,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 19:32 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 2,000 | $111.03 | $222,065.00 |
DisclosureSEC source: 0001437749-26-019347 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,326 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.685 to $111.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 19:32 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 3,200 | $111.56 | $356,996.80 |
DisclosureSEC source: 0001437749-26-019347 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,326 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.2609 to $115.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 18:32 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 8,083 | $50.25 | $406,168.33 |
DisclosureSEC source: 0001437749-26-008381 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,526 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.39 to $51.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 18:32 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 6,003 | $48.95 | $293,871.46 |
DisclosureSEC source: 0001437749-26-008381 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,609 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $49.825,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 11, 2026 Filed Mar 12, 2026 17:14 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 15,000 | $47.13 | $706,941.00 |
DisclosureSEC source: 0001437749-26-007896 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,612 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.83 to $47.68,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 17:14 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 14,000 | $46.15 | $646,105.60 |
DisclosureSEC source: 0001437749-26-007896 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,612 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.60 to $46.63,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 09, 2026 Filed Mar 10, 2026 18:28 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 12,452 | $37.69 | $469,334.56 |
DisclosureSEC source: 0001437749-26-007494 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,612 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.29 to $38.30,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 18:28 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 2,000 | $36.63 | $73,260.00 |
DisclosureSEC source: 0001437749-26-007494 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,064 Read SEC document |
| March 05, 2026 Filed Mar 5, 2026 22:53 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 11,147 | $38.26 | $426,510.97 |
DisclosureSEC source: 0001437749-26-007097 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,064 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.69, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 22:53 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 8,800 | $38.83 | $341,684.64 |
DisclosureSEC source: 0001437749-26-007097 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,211 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.53 to $39.13,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 01:31 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 11,007 | $40.49 | $445,694.34 |
DisclosureSEC source: 0001437749-26-006776 · rdgdoc.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,011 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.09 to $41.0951, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:31 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 11,320 | $45.59 | $516,116.16 |
DisclosureSEC source: 0001437749-26-006776 · rdgdoc.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,018 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.39 to $45.83,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| May 15, 2025 Filed May 16, 2025 21:09 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 55,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-013459 · form4-05162025_090536.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,338 F1 · price: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date. Read SEC document |
| May 16, 2024 Filed May 20, 2024 16:13 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 23,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013694 · form4-05202024_040512.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,166 Read SEC document |
| May 18, 2023 Filed May 19, 2023 22:33 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 23,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-008430 · form4-05192023_100504.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,843 Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 18:27 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 7,500 | $4.45 | $33,375.00 |
DisclosureSEC source: 0001415889-23-003627 · form4-03012023_060305.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,520 Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:03 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 15,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005473 · form4-05232022_090541.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,020 Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:59 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 6,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005830 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,782 F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 17:51 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $13.09 | $130,900.00 |
DisclosureSEC source: 0001179110-21-002402 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,056 Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 15:27 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $13.39 | $133,900.00 |
DisclosureSEC source: 0001179110-21-002258 · edgar.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,056 Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 15:27 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $13.69 | $136,900.00 |
DisclosureSEC source: 0001179110-21-002258 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,056 Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:26 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $5.33 | $53,300.00 |
DisclosureSEC source: 0001179110-20-006733 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,056 Read SEC document |
| May 27, 2020 Filed Feb 18, 2021 17:28 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $5.33 | $53,300.00 |
DisclosureSEC source: 0001179110-21-001853 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,056 Read SEC document |
| May 21, 2020 Filed May 22, 2020 23:29 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 10,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006552 · edgar.xml · nonDerivative · entry 2 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,056 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 23:29 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $5.56 | $55,600.00 |
DisclosureSEC source: 0001179110-20-006552 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,147 Read SEC document |
| May 24, 2018 Filed May 25, 2018 00:40 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 7,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007496 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,695 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 23, 2018 Filed May 24, 2019 16:10 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 13,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006624 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,147 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:25 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 15,000 | $10.35 | $155,250.00 |
DisclosureSEC source: 0001179110-17-014673 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Dec 19, 2017 21:32 UTC Amendment | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 15,000 | $10.35 | $155,250.00 |
DisclosureSEC source: 0001179110-17-015631 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Instead of 106,101 reported on 11/28, the correct securities beneficially owned should be 121,101. Read SEC document |
| May 25, 2017 Filed May 27, 2017 00:35 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 8,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008160 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,101 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the ReportingPerson's continued status as a service provider on each relevant vesting date. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 16:46 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 16,388 | $5.30 | $86,856.40 |
DisclosureSEC source: 0001179110-16-032007 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,278 F1 · price: Price in Column 4 is a weighted average price. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 02:04 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 39,593 | $5.30 | $209,842.90 |
DisclosureSEC source: 0001179110-16-031920 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,666 F1 · price: Price in Column 4 is a weighted average price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 01:25 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 26,000 | $5.15 | $133,900.00 |
DisclosureSEC source: 0001179110-16-031744 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,259 F1 · shares: Price in Column 4 is a weighted average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.