Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXT INCAXTI · Entity 4105 | CFO | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXT INC
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 191,278 |
Ending reported balance
After 2026-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-12 · Sale · Disposed 8,256 · Balance 272,054 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.72,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Row 2 · 2026-03-13 · Sale · Disposed 80,776 · Balance 191,278 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.19 to $51.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.72,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.19 to $51.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 16, 2026 18:30 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 80,776 | $50.64 | $4,090,714.74 |
DisclosureSEC source: 0001437749-26-008379 · rdgdoc.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,278 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.19 to $51.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 18:30 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 8,256 | $50.20 | $414,430.56 |
DisclosureSEC source: 0001437749-26-008379 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,054 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.72,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:45 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 405,233 | $41.46 | $16,798,934.02 |
DisclosureSEC source: 0001437749-26-006642 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,310 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $45.82,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option (Right to Buy) · Derivative | 92,440 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 8 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,440 shares Expires 2029-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the exercise of options which were originally granted on 11/6/2019 and became first exercisable on 11/6/2020. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,500 | $0.00 Strike: $5.77 | $0.00 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 7 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,500 shares Expires 2028-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the exercise of options which were originally granted on 11/5/2018 and became first exercisable on 11/5/2019. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option (Right to Buy) · Derivative | 34,203 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 6 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,203 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the exercise of options which were originally granted on 10/27/2017 and became first exercisable on 10/27/2018. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option (Right to Buy) · Derivative | 65,685 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 5 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,685 shares Expires 2026-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the exercise of options which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 92,440 | $3.06 | $282,866.40 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 4 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 685,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the exercise of options which were originally granted on 11/6/2019 and became first exercisable on 11/6/2020. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 55,500 | $5.77 | $320,235.00 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 3 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the exercise of options which were originally granted on 11/5/2018 and became first exercisable on 11/5/2019. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 34,203 | $9.50 | $324,928.50 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the exercise of options which were originally granted on 10/27/2017 and became first exercisable on 10/27/2018. All of the shares subject to this option are fully vested. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:21 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 65,685 | $5.21 | $342,218.85 |
DisclosureSEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the exercise of options which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. All of the shares subject to this option are fully vested. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:34 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 75,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-004931 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437,715 F1 · shares: Represents an award of at-risk, performance shares ("PSAs") under the Issuer's 2015 Equity Incentive Plan. The PSAs were originally approved to the Reporting Person on February 18, 2025 and are eligible to vest upon the achievement of certain target financial metrics for fiscal year 2025 ("FY2025"). The PSAs reported represent 97.6% of the maximum number of PSAs issuable to the Reporting Person in connection with exceeding the target financial metrics for FY2025. Read SEC document |
| November 13, 2025 Filed Nov 13, 2025 21:19 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 101,297 | $10.14 | $1,026,948.99 |
DisclosureSEC source: 0001437749-25-034845 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,997 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.05 to $10.28, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| November 06, 2025 Filed Nov 6, 2025 23:03 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 22,675 | $8.87 | $201,177.14 |
DisclosureSEC source: 0001437749-25-033656 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,294 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $8.96, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| November 05, 2025 Filed Nov 6, 2025 01:07 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 52,515 | $9.21 | $483,600.13 |
DisclosureSEC source: 0001437749-25-033425 · rdgdoc.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,969 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.61, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 01:07 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 27,720 | $8.09 | $224,182.73 |
DisclosureSEC source: 0001437749-25-033425 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,484 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.13, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| October 28, 2025 Filed Oct 30, 2025 17:58 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-032372 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,204 F1 · price: Represents a grant of restricted stock under the Issuer's 2025 Equity Incentive Plan on October 28, 2025 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 20:55 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,280 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001437749-25-031532 · rdgdoc.xml · derivative · entry 2 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,828 Underlying: Common Stock · 10,280 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 20:55 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 10,280 | $2.18 | $22,410.40 |
DisclosureSEC source: 0001437749-25-031532 · rdgdoc.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:36 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 77,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004945 · form4-02202025_110216.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,424 F2 · shares: Represents an award of at-risk, performance shares ("PSAs") under the Issuer's 2015 Equity Incentive Plan. The PSAs were originally approved to the Reporting Person on February 20, 2024 and are eligible to vest upon the achievement of certain target financial metrics for fiscal year 2024 ("FY2024"). The PSAs reported in this row represent the maximum number of PSAs issued to the Reporting Person in connection with exceeding the target financial metric for FY2024. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:36 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 14,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-004945 · form4-02202025_110216.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,824 F1 · price: Represents common stock granted on February 18, 2025 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the forth fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.16, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:48 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 38,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026748 · form4-11132024_101129.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 426,074 F1 · price: Represents a grant of restricted stock under the Issuer's 2015 Equity Incentive Plan on November 11, 2024 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 18:09 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 13,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-025820 · form4-10312024_061019.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,274 F1 · price: Represents common stock granted on October 29, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the third fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.46, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 18:53 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 17,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-021987 · form4-08222024_060858.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,265 F1 · price: Represents common stock granted on August 20, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the second fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $3.10, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 22:59 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 38,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-015108 · form4-11142023_101138.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,620 Read SEC document |
| October 28, 2022 Filed Nov 2, 2022 00:58 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 38,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-010967 · form4-11012022_051145.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,820 Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 19:26 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 40,000 | $9.19 | $367,600.00 |
DisclosureSEC source: 0001415889-22-008101 · form4-08022022_120826.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,020 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 19:26 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 60,000 | $8.25 | $495,000.00 |
DisclosureSEC source: 0001415889-22-008101 · form4-08022022_120826.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,020 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:47 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 38,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003062 · form4-03162022_020331.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,020 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:31 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 22,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010084 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,545 Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 17:54 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $12.52 | $125,200.00 |
DisclosureSEC source: 0001179110-21-004293 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,495 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 15:40 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $12.03 | $120,300.00 |
DisclosureSEC source: 0001179110-21-004161 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,495 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 18:19 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002019 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,495 Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 16:20 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option · Derivative | 10,000 | $2.18 Strike: $2.18 | $21,800.00 |
DisclosureSEC source: 0001179110-20-011096 · edgar.xml · derivative · entry 6 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,108 Underlying: Common Stock · 10,000 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 16:20 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $7.14 | $71,400.00 |
DisclosureSEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 4 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,495 Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 16:20 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 10,000 | $2.18 | $21,800.00 |
DisclosureSEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 3 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 16:20 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option · Derivative | 10,000 | $2.18 Strike: $2.18 | $21,800.00 |
DisclosureSEC source: 0001179110-20-011096 · edgar.xml · derivative · entry 5 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,108 Underlying: Common Stock · 10,000 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 16:20 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $7.04 | $70,400.00 |
DisclosureSEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,495 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 16:20 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 10,000 | $2.18 | $21,800.00 |
DisclosureSEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:39 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Option · Derivative | 20,000 | $2.18 Strike: $2.18 | $43,600.00 |
DisclosureSEC source: 0001179110-20-010957 · edgar.xml · derivative · entry 4 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,108 Underlying: Common Stock · 20,000 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:39 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $6.89 | $68,900.00 |
DisclosureSEC source: 0001179110-20-010957 · edgar.xml · nonDerivative · entry 3 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,495 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:39 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 10,000 | $6.84 | $68,400.00 |
DisclosureSEC source: 0001179110-20-010957 · edgar.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,495 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:39 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 20,000 | $2.18 | $43,600.00 |
DisclosureSEC source: 0001179110-20-010957 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:31 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 25,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010942 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,495 Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 20:18 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Options · Derivative | 40,328 | $2.18 Strike: $2.18 | $87,915.04 |
DisclosureSEC source: 0001179110-20-010653 · edgar.xml · derivative · entry 6 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,108 Underlying: Common Stock · 40,328 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 20:18 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Options · Derivative | 8,054 | $2.47 Strike: $2.47 | $19,893.38 |
DisclosureSEC source: 0001179110-20-010653 · edgar.xml · derivative · entry 5 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,436 Underlying: Common Stock · 8,054 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 20:18 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionStock Options · Derivative | 56,004 | $2.29 Strike: $2.29 | $128,249.16 |
DisclosureSEC source: 0001179110-20-010653 · edgar.xml · derivative · entry 4 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,490 Underlying: Common Stock · 56,004 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 20:18 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 40,328 | $2.18 | $87,915.04 |
DisclosureSEC source: 0001179110-20-010653 · edgar.xml · nonDerivative · entry 3 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 20:18 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 8,054 | $2.47 | $19,893.38 |
DisclosureSEC source: 0001179110-20-010653 · edgar.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 20:18 UTC | AXT INC AXTI · Entity 4105 | Exercise / conversionCommon Stock | 56,004 | $2.29 | $128,249.16 |
DisclosureSEC source: 0001179110-20-010653 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.