Last 12 months
Inside the activity.
0 purchase rows · 50 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 21 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 14 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2018 Filed May 25, 2018 00:40 UTC |
CHEN JESSEDirector
|
GrantCommon Stock | 7,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007496 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,695 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 24, 2018 Filed May 25, 2018 00:39 UTC |
CHANG DAVID CDirector
|
GrantCommon Stock | 7,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007495 · edgar.xml · nonDerivative · entry 1 CHANG DAVID C · CIK 0001188184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,401 F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 23, 2018 Filed May 24, 2019 16:10 UTC |
CHEN JESSEDirector
|
GrantCommon Stock | 13,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006624 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,147 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 23, 2018 Filed May 24, 2019 16:11 UTC |
CHANG DAVID CDirector
|
GrantCommon Stock | 13,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006625 · edgar.xml · nonDerivative · entry 1 CHANG DAVID C · CIK 0001188184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,853 F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 23, 2018 Filed May 24, 2019 16:09 UTC |
LEBLANC LEONARD JDirector
|
GrantCommon Stock | 13,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006623 · edgar.xml · nonDerivative · entry 1 LEBLANC LEONARD J · CIK 0001244065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,019 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 01, 2018 Filed May 1, 2018 22:45 UTC |
LEBLANC LEONARD JDirector
|
Exercise / conversionCommon Stock | 4,000 | $6.12 | $24,480.00 |
DisclosureSEC source: 0001179110-18-006021 · edgar.xml · nonDerivative · entry 1 LEBLANC LEONARD J · CIK 0001244065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:25 UTC |
CHEN JESSEDirector
|
Exercise / conversionCommon Stock | 15,000 | $10.35 | $155,250.00 |
DisclosureSEC source: 0001179110-17-014673 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Dec 19, 2017 21:32 UTC Amendment |
CHEN JESSEDirector
|
Exercise / conversionCommon Stock | 15,000 | $10.35 | $155,250.00 |
DisclosureSEC source: 0001179110-17-015631 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Instead of 106,101 reported on 11/28, the correct securities beneficially owned should be 121,101. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:17 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | $2.18 Strike: $2.18 | $65,400.00 |
DisclosureSEC source: 0001179110-17-014396 · edgar.xml · derivative · entry 3 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,693 Underlying: Common Stock · 30,000 shares Expires 2025-11-02 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:17 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $9.76 | $292,800.00 |
DisclosureSEC source: 0001179110-17-014396 · edgar.xml · nonDerivative · entry 2 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,970 F1 · balance_after: This total includes 361,487 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:17 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
GrantCommon Stock | 30,000 | $2.18 | $65,400.00 |
DisclosureSEC source: 0001179110-17-014396 · edgar.xml · nonDerivative · entry 1 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,970 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:59 UTC |
FISCHER GARY LVP, CFO & Corporate Secretary
|
Exercise / conversionStock Options · Derivative | 2.29 | $2.29 Strike: $2.29 | $5.24 |
DisclosureSEC source: 0001179110-17-014282 · edgar.xml · derivative · entry 3 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,138 Underlying: Common Stock · 9,750 shares Expires 2025-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:59 UTC |
FISCHER GARY LVP, CFO & Corporate Secretary
|
SaleCommon Stock | 20,000 | $9.16 | $183,200.00 |
DisclosureSEC source: 0001179110-17-014282 · edgar.xml · nonDerivative · entry 2 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,515 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:59 UTC |
FISCHER GARY LVP, CFO & Corporate Secretary
|
Exercise / conversionCommon Stock | 9,750 | $2.29 | $22,327.50 |
DisclosureSEC source: 0001179110-17-014282 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:58 UTC |
LEBLANC LEONARD JDirector
|
Exercise / conversionCommon Stock | 4,000 | $9.15 | $36,600.00 |
DisclosureSEC source: 0001179110-17-014281 · edgar.xml · nonDerivative · entry 1 LEBLANC LEONARD J · CIK 0001244065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:58 UTC |
Ochrym Robert GVP Business Development
|
SaleCommon Stock | 25,250 | $8.94 | $225,735.00 |
DisclosureSEC source: 0001179110-17-014280 · edgar.xml · nonDerivative · entry 1 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,750 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:56 UTC Amendment |
YOUNG MORRIS SDirector · Chief Executive Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | $2.18 Strike: $2.18 | $109,000.00 |
DisclosureSEC source: 0001179110-17-013869 · edgar.xml · derivative · entry 3 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,693 Underlying: Common Stock · 50,000 shares Expires 2025-11-02 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:56 UTC Amendment |
YOUNG MORRIS SDirector · Chief Executive Officer
|
SaleCommon Stock | 50,000 | $8.86 | $443,000.00 |
DisclosureSEC source: 0001179110-17-013869 · edgar.xml · nonDerivative · entry 2 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,970 F1 · balance_after: This total includes 361,487 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:56 UTC Amendment |
YOUNG MORRIS SDirector · Chief Executive Officer
|
GrantCommon Stock | 50,000 | $2.18 | $109,000.00 |
DisclosureSEC source: 0001179110-17-013869 · edgar.xml · nonDerivative · entry 1 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,970 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:48 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | $2.18 Strike: $2.18 | $109,000.00 |
DisclosureSEC source: 0001179110-17-013867 · edgar.xml · derivative · entry 3 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,693 Underlying: Common Stock · 50,000 shares Expires 2025-11-02 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:48 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
SaleCommon Stock | 50,000 | $8.86 | $443,000.00 |
DisclosureSEC source: 0001179110-17-013867 · edgar.xml · nonDerivative · entry 2 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,304 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:48 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
GrantCommon Stock | 50,000 | $2.18 | $109,000.00 |
DisclosureSEC source: 0001179110-17-013867 · edgar.xml · nonDerivative · entry 1 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,304 F1 · balance_after: This total includes 248,210 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 00:33 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionStock Options · Derivative | 8,125 | $4.20 Strike: $4.20 | $34,125.00 |
DisclosureSEC source: 0001179110-17-013846 · edgar.xml · derivative · entry 3 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,687 Underlying: Stock Option · 8,125 shares Expires 2025-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 00:33 UTC |
Ochrym Robert GVP Business Development
|
SaleCommon Stock | 8,125 | $8.80 | $71,500.00 |
DisclosureSEC source: 0001179110-17-013846 · edgar.xml · nonDerivative · entry 2 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 00:33 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionCommon Stock | 8,125 | $4.20 | $34,125.00 |
DisclosureSEC source: 0001179110-17-013846 · edgar.xml · nonDerivative · entry 1 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:37 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 89,797 | $9.50 Strike: $9.50 | $853,071.50 |
DisclosureSEC source: 0001179110-17-013522 · edgar.xml · derivative · entry 2 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,693 Underlying: Common Stock · 89,797 shares Expires 2027-10-27 F2 · derivative.exercise_date: 1/4 vested on first year anniversary and 1/48 monthly thereafter. F2 · derivative.underlying_shares: 1/4 vested on first year anniversary and 1/48 monthly thereafter. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:37 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
GrantCommon Stock | 61,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013522 · edgar.xml · nonDerivative · entry 1 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,970 F1 · shares: Represent grant of restricted stock awards which vest in four equal installments on each anniversary of the date of grant. F3 · balance_after: This total includes 361,487 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:35 UTC |
FISCHER GARY LVP, CFO & Corporate Secretary
|
GrantStock Options · Derivative | 34,203 | $9.50 Strike: $9.50 | $324,928.50 |
DisclosureSEC source: 0001179110-17-013521 · edgar.xml · derivative · entry 2 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,888 Underlying: Common Stock · 34,203 shares Expires 2027-10-27 F2 · shares: 1/4 vested on first year anniversary and 1/48 monthly thereafter. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:35 UTC |
FISCHER GARY LVP, CFO & Corporate Secretary
|
GrantCommon Stock | 15,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013521 · edgar.xml · nonDerivative · entry 1 FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,765 F1 · shares: Represent grant of restricted stock awards which vest in four equal installments on each anniversary of the date of grant. Read SEC document |
| August 08, 2017 Filed Nov 8, 2017 00:30 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionStock Options · Derivative | 38,869 | $5.34 Strike: $5.34 | $207,560.46 |
DisclosureSEC source: 0001179110-17-013841 · edgar.xml · derivative · entry 3 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,812 Underlying: Stock Option · 38,869 shares Expires 2021-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Nov 8, 2017 00:30 UTC |
Ochrym Robert GVP Business Development
|
SaleCommon Stock | 38,869 | $8.02 | $311,729.38 |
DisclosureSEC source: 0001179110-17-013841 · edgar.xml · nonDerivative · entry 2 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Read SEC document |
| August 08, 2017 Filed Nov 8, 2017 00:30 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionCommon Stock | 38,869 | $5.34 | $207,560.46 |
DisclosureSEC source: 0001179110-17-013841 · edgar.xml · nonDerivative · entry 1 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:09 UTC |
CHANG DAVID CDirector
|
SaleCommon Stock | 9,000 | $8.80 | $79,200.00 |
DisclosureSEC source: 0001179110-17-011004 · edgar.xml · nonDerivative · entry 1 CHANG DAVID C · CIK 0001188184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,807 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:14 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 92,896 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001179110-17-010985 · edgar.xml · derivative · entry 4 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,896 Underlying: Common Stock · 92,896 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Options are fully vested and exercisable. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:14 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
SaleCommon Stock | 45,000 | $8.53 | $383,850.00 |
DisclosureSEC source: 0001179110-17-010985 · edgar.xml · nonDerivative · entry 3 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,304 F1 · balance_after: This total includes 311,821 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:14 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
SaleCommon Stock | 47,896 | $8.54 | $409,031.84 |
DisclosureSEC source: 0001179110-17-010985 · edgar.xml · nonDerivative · entry 2 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165,304 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:14 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 92,896 | $1.59 | $147,704.64 |
DisclosureSEC source: 0001179110-17-010985 · edgar.xml · nonDerivative · entry 1 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2017 Filed May 27, 2017 00:35 UTC |
CHANG DAVID CDirector
|
GrantCommon Stock | 8,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008159 · edgar.xml · nonDerivative · entry 1 CHANG DAVID C · CIK 0001188184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,807 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 25, 2017 Filed May 27, 2017 00:35 UTC |
CHEN JESSEDirector
|
GrantCommon Stock | 8,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008160 · edgar.xml · nonDerivative · entry 1 CHEN JESSE · CIK 0001268534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,101 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the ReportingPerson's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 25, 2017 Filed May 27, 2017 00:35 UTC |
LEBLANC LEONARD JDirector
|
GrantCommon Stock | 8,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008158 · edgar.xml · nonDerivative · entry 1 LEBLANC LEONARD J · CIK 0001244065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,957 F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionCommon Stock · Derivative | 1,500 | $2.18 Strike: $2.18 | $3,270.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · derivative · entry 7 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,681 Underlying: Common Stock · 1,500 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Earliest date shown. Exercisable date of multiple lots between 11/2/2016 to 11/2/2019. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionStock Option · Derivative | 3,000 | $2.47 Strike: $2.47 | $7,410.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · derivative · entry 6 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,181 Underlying: Common Stock · 3,000 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Earliest date shown. Exercisable date of multiple lots between 11/3/2015 to 11/4/2018. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
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Exercise / conversionStock Options · Derivative | 3,000 | $2.36 Strike: $2.36 | $7,080.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · derivative · entry 5 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,181 Underlying: Common Stock · 3,000 shares Expires 2023-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Earliest date shown. Exercisable date of multiple lots between 11/4/2014 to 11/4/2017. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
|
SaleCommon Stock | 7,500 | $6.93 | $51,975.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · nonDerivative · entry 4 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionCommon Stock | 1,500 | $2.18 | $3,270.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · nonDerivative · entry 3 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionCommon Stock | 3,000 | $2.47 | $7,410.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · nonDerivative · entry 2 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:27 UTC |
Ochrym Robert GVP Business Development
|
Exercise / conversionCommon Stock | 3,000 | $2.36 | $7,080.00 |
DisclosureSEC source: 0001179110-17-007987 · edgar.xml · nonDerivative · entry 1 Ochrym Robert G · CIK 0001415887 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 16:47 UTC |
LEBLANC LEONARD JDirector
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SaleCommon Stock | 5,000 | $7.27 | $36,350.00 |
DisclosureSEC source: 0001179110-17-007485 · edgar.xml · nonDerivative · entry 1 LEBLANC LEONARD J · CIK 0001244065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,134 F1 · price: The price in Column 4 is a weighted average price. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:02 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
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Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001179110-16-032283 · edgar.xml · derivative · entry 5 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,792 Underlying: Common Stock · 40,000 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Options are fully vested and exercisable. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:02 UTC |
YOUNG MORRIS SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 40,000 | $1.59 | $63,600.00 |
DisclosureSEC source: 0001179110-16-032283 · edgar.xml · nonDerivative · entry 4 YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 311,821 shares of common stock held by the Young Family Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee, 410,000 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee, and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.