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Nasdaq · USD

AXTI

AXT INC

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Tapewire entity
4105
SEC CIK
0001051627
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202504
Jan 202600
Feb 202600
Mar 2026021
Apr 202600
May 202600
Jun 2026014
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 18, 2021 16:48 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001179110-21-003577 · edgar.xml · derivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,754

Underlying: Common Stock · 90,000 shares

Expires 2021-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:48 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
Exercise / conversionCommon Stock 90,000 $4.79 $431,100.00
Disclosure

SEC source: 0001179110-21-003577 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1,389,952 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
March 05, 2021 Filed Mar 9, 2021 16:28 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 40,000 $10.97 $438,800.00
Disclosure

SEC source: 0001179110-21-003087 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 24, 2020.

F1 · balance_after: This total includes 1,224,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
February 26, 2021 Filed Mar 1, 2021 17:51 UTC
CHEN JESSEDirector
SaleCommon Stock 10,000 $13.09 $130,900.00
Disclosure

SEC source: 0001179110-21-002402 · edgar.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,056

Read SEC document
February 24, 2021 Filed Feb 25, 2021 15:27 UTC
CHEN JESSEDirector
SaleCommon Stock 10,000 $13.39 $133,900.00
Disclosure

SEC source: 0001179110-21-002258 · edgar.xml · nonDerivative · entry 2

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,056

Read SEC document
February 23, 2021 Filed Feb 25, 2021 15:27 UTC
CHEN JESSEDirector
SaleCommon Stock 10,000 $13.69 $136,900.00
Disclosure

SEC source: 0001179110-21-002258 · edgar.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,056

Read SEC document
February 22, 2021 Filed Feb 26, 2021 16:37 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GiftCommon Stock 1,000 $2.91 $2,910.00
Disclosure

SEC source: 0001179110-21-002316 · edgar.xml · nonDerivative · entry 3

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,589

F1 · balance_after: This total includes 1,264,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
February 22, 2021 Filed Feb 26, 2021 16:37 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GiftCommon Stock 7,500 $2.36 $17,700.00
Disclosure

SEC source: 0001179110-21-002316 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721,589

Read SEC document
February 22, 2021 Filed Feb 26, 2021 16:37 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GiftCommon Stock 1,500 $2.47 $3,705.00
Disclosure

SEC source: 0001179110-21-002316 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729,089

Read SEC document
February 19, 2021 Filed Feb 22, 2021 18:22 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002021 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,589

F1 · balance_after: This total includes 1,274,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
February 19, 2021 Filed Feb 22, 2021 18:19 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002019 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,495

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:08 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 37,000 $11.21 $414,770.00
Disclosure

SEC source: 0001179110-21-001472 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,259,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:57 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 37,000 $10.01 $370,370.00
Disclosure

SEC source: 0001179110-21-000335 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,296,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:19 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 37,000 $9.76 $361,120.00
Disclosure

SEC source: 0001179110-20-011754 · edgar.xml · nonDerivative · entry 3

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,333,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
November 25, 2020 Filed Dec 8, 2020 21:19 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GiftCommon Stock 7,500 $4.79 $35,925.00
Disclosure

SEC source: 0001179110-20-011754 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826,589

Read SEC document
November 25, 2020 Filed Dec 8, 2020 21:19 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GiftCommon Stock 2,500 $2.47 $6,175.00
Disclosure

SEC source: 0001179110-20-011754 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834,089

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:58 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 12,000 $8.25 $99,000.00
Disclosure

SEC source: 0001179110-20-011147 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,380,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:43 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 10,000 $7.70 $77,000.00
Disclosure

SEC source: 0001179110-20-011098 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:20 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Option · Derivative 10,000 $2.18 Strike: $2.18 $21,800.00
Disclosure

SEC source: 0001179110-20-011096 · edgar.xml · derivative · entry 6

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,108

Underlying: Common Stock · 10,000 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:20 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 10,000 $7.14 $71,400.00
Disclosure

SEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 4

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,495

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:20 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 10,000 $2.18 $21,800.00
Disclosure

SEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 3

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:43 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 10,000 $7.00 $70,000.00
Disclosure

SEC source: 0001179110-20-011098 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,392,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:20 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Option · Derivative 10,000 $2.18 Strike: $2.18 $21,800.00
Disclosure

SEC source: 0001179110-20-011096 · edgar.xml · derivative · entry 5

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,108

Underlying: Common Stock · 10,000 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:20 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 10,000 $7.04 $70,400.00
Disclosure

SEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,495

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:20 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 10,000 $2.18 $21,800.00
Disclosure

SEC source: 0001179110-20-011096 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:39 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Option · Derivative 20,000 $2.18 Strike: $2.18 $43,600.00
Disclosure

SEC source: 0001179110-20-010957 · edgar.xml · derivative · entry 4

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,108

Underlying: Common Stock · 20,000 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:39 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 10,000 $6.89 $68,900.00
Disclosure

SEC source: 0001179110-20-010957 · edgar.xml · nonDerivative · entry 3

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,495

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:39 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 10,000 $6.84 $68,400.00
Disclosure

SEC source: 0001179110-20-010957 · edgar.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,495

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:39 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 20,000 $2.18 $43,600.00
Disclosure

SEC source: 0001179110-20-010957 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 17:07 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001179110-20-010857 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793,169

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,337,112 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:20 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
GrantCommon Stock 75,420 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010940 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868,589

F1 · balance_after: This total includes 1,412,532 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:31 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
GrantCommon Stock 25,650 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010942 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,495

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:18 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 40,328 $2.18 Strike: $2.18 $87,915.04
Disclosure

SEC source: 0001179110-20-010653 · edgar.xml · derivative · entry 6

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,108

Underlying: Common Stock · 40,328 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:18 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 8,054 $2.47 Strike: $2.47 $19,893.38
Disclosure

SEC source: 0001179110-20-010653 · edgar.xml · derivative · entry 5

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,436

Underlying: Common Stock · 8,054 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:18 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 56,004 $2.29 Strike: $2.29 $128,249.16
Disclosure

SEC source: 0001179110-20-010653 · edgar.xml · derivative · entry 4

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,490

Underlying: Common Stock · 56,004 shares

Expires 2024-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:18 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 40,328 $2.18 $87,915.04
Disclosure

SEC source: 0001179110-20-010653 · edgar.xml · nonDerivative · entry 3

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:18 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 8,054 $2.47 $19,893.38
Disclosure

SEC source: 0001179110-20-010653 · edgar.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:18 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 56,004 $2.29 $128,249.16
Disclosure

SEC source: 0001179110-20-010653 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

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October 05, 2020 Filed Oct 6, 2020 15:43 UTC
YOUNG MORRIS SDirector · Chief Executive Officer
SaleCommon Stock 5,000 $6.40 $32,000.00
Disclosure

SEC source: 0001179110-20-010298 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,169

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020.

F1 · balance_after: This total includes 1,342,112 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

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October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 8,392 $2.18 Strike: $2.18 $18,294.56
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · derivative · entry 9

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,494

Underlying: Common Stock · 8,392 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 3,946 $2.47 Strike: $2.47 $9,746.62
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · derivative · entry 8

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,886

Underlying: Common Stock · 3,946 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 7,562 $2.29 Strike: $2.29 $17,316.98
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · derivative · entry 7

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,832

Underlying: Common Stock · 7,562 shares

Expires 2024-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 8,392 $6.67 $55,974.64
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · nonDerivative · entry 6

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,459

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 8,392 $2.18 $18,294.56
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · nonDerivative · entry 5

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 3,946 $6.54 $25,806.84
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · nonDerivative · entry 4

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,459

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 3,946 $2.47 $9,746.62
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · nonDerivative · entry 3

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 7,562 $6.54 $49,455.48
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,459

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

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October 05, 2020 Filed Oct 7, 2020 16:56 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionCommon Stock 7,562 $2.29 $17,316.98
Disclosure

SEC source: 0001179110-20-010321 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 17:31 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
Exercise / conversionStock Options · Derivative 19,970 $2.29 Strike: $2.29 $45,731.30
Disclosure

SEC source: 0001179110-20-010216 · edgar.xml · derivative · entry 8

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,394

Underlying: Common Stock · 19,970 shares

Expires 2024-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 17:31 UTC
FISCHER GARY LVP, CFO & Corporate Secretary
SaleCommon Stock 100 $6.54 $654.00
Disclosure

SEC source: 0001179110-20-010216 · edgar.xml · nonDerivative · entry 6

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,459

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.