AXTI

SEC source: 0001415889-24-025818 · form4-10312024_051005.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,050,841

F1 · price: Represents common stock granted on October 29, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the third fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.46, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.

SEC source: 0001415889-24-025820 · form4-10312024_061019.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,274

F1 · price: Represents common stock granted on October 29, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the third fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.46, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.

SEC source: 0001415889-24-022068 · form4-08222024_100823.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,028,838

F1 · price: Represents common stock granted on August 20, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the second fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $3.10, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.

SEC source: 0001415889-24-021987 · form4-08222024_060858.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,265

F1 · price: Represents common stock granted on August 20, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the second fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $3.10, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.

SEC source: 0001415889-24-013694 · form4-05202024_040512.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,166

SEC source: 0001415889-24-013689 · form4-05202024_040528.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,572

SEC source: 0001415889-24-013683 · form4-05202024_030510.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,198

SEC source: 0001415889-23-015105 · form4-11142023_101154.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,989,046

SEC source: 0001415889-23-015108 · form4-11142023_101138.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,620

SEC source: 0001415889-23-013164 · form4-09122023_070915.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,877,251

SEC source: 0001415889-23-008432 · form4-05192023_100538.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,249

SEC source: 0001415889-23-008430 · form4-05192023_100504.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,843

SEC source: 0001415889-23-008428 · form4-05192023_100511.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,875

SEC source: 0001415889-23-013164 · form4-09122023_070915.xml · nonDerivative · entry 3

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 108,112

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001415889-23-013164 · form4-09122023_070915.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,985,363

SEC source: 0001415889-23-003627 · form4-03012023_060305.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,520

SEC source: 0001415889-23-000560 · form4-01052023_100132.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,223

F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001415889-23-006956 · form4a-04272023_060409.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director · DIRECTOR EMERITUS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,223

F1 · security: This amended Form 4 is filed solely to correct (i) the relationship of the reporting person to the issuer as Director Emeritus as set forth in Box 5 and (ii) the vesting schedule as set forth in footnote 2. No other changes have been made to this Form 4.

F2 · shares: One hundred percent (100%) of the shares of common stock subject to the restricted stock award shall be scheduled to vest on the one (1) year anniversary of December 29, 2022, subject to the reporting person continuing to be a Service Provider (as defined in the AXT, Inc. 2015 Equity Incentive Plan (the "2015 Plan")) through the vesting date; provided that in the event of a Change in Control (as defined in the 2015 Plan), the restricted stock award will become fully and immediately vested in one hundred percent (100%) of the then unvested shares of common stock subject thereto, so long as the reporting person's status as a Service Provider has not terminated prior to the effective date of the Change in Control.

SEC source: 0001415889-22-010969 · form4-11012022_061118.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093,475

F1 · shares: This total includes 1,876,768 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019 two additional GRATS were established with 108,112 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. P artnership. The Reporting P erson disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting P erson is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001415889-22-010967 · form4-11012022_051145.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,820

SEC source: 0001415889-22-008278 · form4-08042022_030801.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,552

SEC source: 0001415889-22-008101 · form4-08022022_120826.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,020

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.

SEC source: 0001415889-22-008101 · form4-08022022_120826.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,020

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.

SEC source: 0001415889-22-005478 · form4-05232022_090543.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,052

SEC source: 0001415889-22-005475 · form4-05232022_090536.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,926

SEC source: 0001415889-22-005473 · form4-05232022_090541.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,020

SEC source: 0001415889-22-003082 · form4-03162022_040306.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981,680

F1 · balance_after: This total includes 1,594.523 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019 two additional GRATS were established with 193,337 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001415889-22-003062 · form4-03162022_020331.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,020

SEC source: 0001415889-22-000380 · form4-01052022_010154.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,917

F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001179110-22-000002 · edgar.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,481

F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001179110-21-010083 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868,550

F1 · balance_after: This total includes 1,412,493 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-010084 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,545

SEC source: 0001179110-21-008938 · edgar.xml · derivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,953

Underlying: Common Stock · 100,000 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008938 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1,430,753 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-008027 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,390

SEC source: 0001179110-21-008027 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,951

F1 · balance_after: This total includes 1,330,753 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-007418 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,390

F1 · balance_after: This total includes 1,370,753 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-006806 · edgar.xml · derivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,953

Underlying: Common Stock · 140,801 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-006806 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1,410,753 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-006474 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650,589

F1 · balance_after: This total includes 1,269,952 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-005833 · edgar.xml · nonDerivative · entry 2

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,654

SEC source: 0001179110-21-005833 · edgar.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,654

F1 · shares: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001179110-21-005830 · edgar.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,782

F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001179110-21-005829 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,814

F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001179110-21-005828 · edgar.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,688

F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.

SEC source: 0001179110-21-005026 · edgar.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,589

SEC source: 0001179110-21-005026 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,864

F1 · balance_after: This total includes 1,309,952 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-004295 · edgar.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,589

F1 · balance_after: This total includes 1,349,952 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019, two additional GRATS were established with 227,787 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Persons previous Form 4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpos

SEC source: 0001179110-21-004293 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,495

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021.

SEC source: 0001179110-21-004161 · edgar.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VP, CFO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,495

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021.