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Nasdaq · USD

AXTI

AXT INC

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Tapewire entity
4105
SEC CIK
0001051627
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202504
Jan 202600
Feb 202600
Mar 2026021
Apr 202600
May 202600
Jun 2026014
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 92,440 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 8

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,440 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the exercise of options which were originally granted on 11/6/2019 and became first exercisable on 11/6/2020. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 55,500 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 7

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,500 shares

Expires 2028-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the exercise of options which were originally granted on 11/5/2018 and became first exercisable on 11/5/2019. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 34,203 $0.00 Strike: $9.50 $0.00
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 6

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,203 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the exercise of options which were originally granted on 10/27/2017 and became first exercisable on 10/27/2018. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 65,685 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · derivative · entry 5

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,685 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of options which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionCommon Stock 92,440 $3.06 $282,866.40
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 4

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the exercise of options which were originally granted on 11/6/2019 and became first exercisable on 11/6/2020. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionCommon Stock 55,500 $5.77 $320,235.00
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 3

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the exercise of options which were originally granted on 11/5/2018 and became first exercisable on 11/5/2019. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionCommon Stock 34,203 $9.50 $324,928.50
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the exercise of options which were originally granted on 10/27/2017 and became first exercisable on 10/27/2018. All of the shares subject to this option are fully vested.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 00:21 UTC Exercise / conversionCommon Stock 65,685 $5.21 $342,218.85
Disclosure

SEC source: 0001437749-26-006432 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of options which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. All of the shares subject to this option are fully vested.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:39 UTC
YOUNG MORRIS SDirector · CEO
GrantCommon Stock 218,170 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-004934 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,668,774

F1 · shares: Represents an award of at-risk, performance shares ("PSAs") under the Issuer's 2015 Equity Incentive Plan. The PSAs were originally approved to the Reporting Person on February 18, 2025 and are eligible to vest upon the achievement of certain target financial metrics for fiscal year 2025 ("FY2025"). The PSAs reported represent 97.6% of the maximum number of PSAs issuable to the Reporting Person in connection with exceeding the target financial metrics for FY2025.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:34 UTC GrantCommon Stock 75,718 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-004931 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,715

F1 · shares: Represents an award of at-risk, performance shares ("PSAs") under the Issuer's 2015 Equity Incentive Plan. The PSAs were originally approved to the Reporting Person on February 18, 2025 and are eligible to vest upon the achievement of certain target financial metrics for fiscal year 2025 ("FY2025"). The PSAs reported represent 97.6% of the maximum number of PSAs issuable to the Reporting Person in connection with exceeding the target financial metrics for FY2025.

Read SEC document
December 09, 2025 Filed Dec 9, 2025 21:32 UTC GiftCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-037263 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Young Family Trust DTD

Disclosed balance after: 2,450,604

Read SEC document
December 09, 2025 Filed Dec 10, 2025 22:29 UTC SaleCommon Stock 25,000 $14.84 $371,025.00
Disclosure

SEC source: 0001437749-25-037434 · rdgdoc.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · DAVID C CHANG TTEE DAVID C.CHANG REVOCABLE TRUST

Disclosed balance after: 132,744

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.84 to $14.861,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 20:22 UTC SaleCommon Stock 37,160 $12.46 $462,902.12
Disclosure

SEC source: 0001437749-25-037248 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Young Family Trust DTD

Disclosed balance after: 2,458,404

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.405 to $12.53,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,193 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · derivative · entry 7

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,749

Underlying: Common Stock · 19,193 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,331 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · derivative · entry 6

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,942

Underlying: Common Stock · 17,331 shares

Expires 2028-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 32,680 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · derivative · entry 5

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,273

Underlying: Common Stock · 32,680 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC SaleCommon Stock 35,000 $12.05 $421,750.00
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · nonDerivative · entry 4

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Young Family Trust DTD

Disclosed balance after: 2,495,564

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.13,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC Exercise / conversionCommon Stock 19,193 $5.21 $99,995.53
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · nonDerivative · entry 3

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,530,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC Exercise / conversionCommon Stock 17,331 $5.77 $99,999.87
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 18:02 UTC Exercise / conversionCommon Stock 32,680 $3.06 $100,000.80
Disclosure

SEC source: 0001437749-25-037125 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,494,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 00:29 UTC SaleCommon Stock 25,000 $12.33 $308,250.00
Disclosure

SEC source: 0001437749-25-036693 · rdgdoc.xml · nonDerivative · entry 2

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · DAVID C CHANG TTEE DAVID C.CHANG REVOCABLE TRUST

Disclosed balance after: 157,744

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.33 to $12.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 28, 2025 Filed Dec 3, 2025 00:29 UTC SaleCommon Stock 25,000 $10.72 $268,000.00
Disclosure

SEC source: 0001437749-25-036693 · rdgdoc.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · DAVID C CHANG TTEE DAVID C.CHANG REVOCABLE TRUST

Disclosed balance after: 182,744

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.71 to $10.75,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:00 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-036141 · rdgdoc.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Young Family Trust DTD

Disclosed balance after: 2,461,360

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:00 UTC GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-036141 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Young Family Trust DTD

Disclosed balance after: 2,464,360

Read SEC document
November 17, 2025 Filed Nov 19, 2025 00:13 UTC SaleCommon Stock 33,130 $10.40 $344,386.35
Disclosure

SEC source: 0001437749-25-035635 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,476,360

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.81,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 23:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001437749-25-035497 · rdgdoc.xml · derivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,953

Underlying: Common Stock · 70,000 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 23:53 UTC Exercise / conversionCommon Stock 70,000 $5.21 $364,700.00
Disclosure

SEC source: 0001437749-25-035497 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,509,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.

Read SEC document
November 13, 2025 Filed Nov 13, 2025 21:19 UTC SaleCommon Stock 101,297 $10.14 $1,026,948.99
Disclosure

SEC source: 0001437749-25-034845 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,997

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.05 to $10.28, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 20:10 UTC SaleCommon Stock 3,637 $8.41 $30,587.17
Disclosure

SEC source: 0001437749-25-034066 · rdgdoc.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,875

Read SEC document
November 06, 2025 Filed Nov 6, 2025 23:03 UTC SaleCommon Stock 22,675 $8.87 $201,177.14
Disclosure

SEC source: 0001437749-25-033656 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,294

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $8.96, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 01:07 UTC SaleCommon Stock 52,515 $9.21 $483,600.13
Disclosure

SEC source: 0001437749-25-033425 · rdgdoc.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,969

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.61, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 23:10 UTC SaleCommon Stock 100,000 $8.94 $894,040.00
Disclosure

SEC source: 0001437749-25-033659 · rdgdoc.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,744

Read SEC document
November 04, 2025 Filed Nov 6, 2025 01:07 UTC SaleCommon Stock 27,720 $8.09 $224,182.73
Disclosure

SEC source: 0001437749-25-033425 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,484

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.13, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:23 UTC SaleCommon Stock 80,000 $8.65 $691,848.00
Disclosure

SEC source: 0001437749-25-033033 · rdgdoc.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY YOUNG FAMILY TRUST DTD

Disclosed balance after: 2,439,490

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.38 to $9.16, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 21:23 UTC GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-033033 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,519,490

Read SEC document
October 28, 2025 Filed Oct 30, 2025 17:59 UTC GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-032373 · rdgdoc.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,549,490

F1 · price: Represents a grant of restricted stock under the Issuer's 2025 Equity Incentive Plan on October 28, 2025 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement.

Read SEC document
October 28, 2025 Filed Oct 30, 2025 17:58 UTC GrantCommon Stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-032372 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,204

F1 · price: Represents a grant of restricted stock under the Issuer's 2025 Equity Incentive Plan on October 28, 2025 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,280 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001437749-25-031532 · rdgdoc.xml · derivative · entry 2

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,828

Underlying: Common Stock · 10,280 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:55 UTC Exercise / conversionCommon Stock 10,280 $2.18 $22,410.40
Disclosure

SEC source: 0001437749-25-031532 · rdgdoc.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016.

Read SEC document
July 29, 2025 Filed Aug 14, 2025 21:30 UTC GrantCommon Stock 29,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-027026 · rdgdoc.xml · nonDerivative · entry 1

LEBLANC LEONARD J · CIK 0001244065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,512

F1 · price: Represents an equity grant of common stock based on a prorated grant calculated based on $2.29, which was the closing price of the Issuer's common stock on July 29, 2025, and vests on May 15, 2026, subject to the Reporting Person's continuous service through the vesting date.

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May 15, 2025 Filed May 16, 2025 21:10 UTC GrantCommon Stock 55,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-013460 · form4-05162025_090520.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,370

F1 · price: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date.

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May 15, 2025 Filed May 16, 2025 21:09 UTC
CHEN JESSEDirector
GrantCommon Stock 55,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-013459 · form4-05162025_090536.xml · nonDerivative · entry 1

CHEN JESSE · CIK 0001268534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,338

F1 · price: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date.

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May 15, 2025 Filed May 16, 2025 21:08 UTC GrantCommon Stock 55,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-013458 · form4-05162025_090551.xml · nonDerivative · entry 1

CHANG DAVID C · CIK 0001188184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,744

F1 · price: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date.

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February 25, 2025 Filed Feb 26, 2025 21:23 UTC
YOUNG MORRIS SDirector · CHAIRMAN AND CEO
PurchaseCommon Stock 30,000 $1.36 $40,929.00
Disclosure

SEC source: 0001415889-25-005683 · form4-02262025_090210.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,449,490

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions, at prices ranging from $1.31 to $1.43, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate transaction.

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February 18, 2025 Filed Feb 20, 2025 23:40 UTC
YOUNG MORRIS SDirector · CHAIRMAN AND CEO
GrantCommon Stock 223,590 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004949 · form4-02202025_110242.xml · nonDerivative · entry 2

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,419,490

F2 · shares: Represents an award of at-risk, performance shares ("PSAs") under the Issuer's 2015 Equity Incentive Plan. The PSAs were originally approved to the Reporting Person on February 20, 2024 and are eligible to vest upon the achievement of certain target financial metrics for fiscal year 2024 ("FY2024"). The PSAs reported in this row represent the maximum number of PSAs issued to the Reporting Person in connection with exceeding the target financial metric for FY2024.

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February 18, 2025 Filed Feb 20, 2025 23:40 UTC
YOUNG MORRIS SDirector · CHAIRMAN AND CEO
GrantCommon Stock 33,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-004949 · form4-02202025_110242.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,195,900

F1 · price: Represents common stock granted on February 18, 2025 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the forth fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.16, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.

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February 18, 2025 Filed Feb 20, 2025 23:36 UTC
FISCHER GARY LVICE PRESIDENT, CFO & CORP SEC
GrantCommon Stock 77,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004945 · form4-02202025_110216.xml · nonDerivative · entry 2

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,424

F2 · shares: Represents an award of at-risk, performance shares ("PSAs") under the Issuer's 2015 Equity Incentive Plan. The PSAs were originally approved to the Reporting Person on February 20, 2024 and are eligible to vest upon the achievement of certain target financial metrics for fiscal year 2024 ("FY2024"). The PSAs reported in this row represent the maximum number of PSAs issued to the Reporting Person in connection with exceeding the target financial metric for FY2024.

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February 18, 2025 Filed Feb 20, 2025 23:36 UTC
FISCHER GARY LVICE PRESIDENT, CFO & CORP SEC
GrantCommon Stock 14,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-004945 · form4-02202025_110216.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,824

F1 · price: Represents common stock granted on February 18, 2025 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the forth fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.16, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date..

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November 11, 2024 Filed Nov 13, 2024 22:44 UTC
YOUNG MORRIS SDirector · CHAIRMAN AND CEO
GrantCommon Stock 111,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-026742 · form4-11132024_101118.xml · nonDerivative · entry 1

YOUNG MORRIS S · CIK 0001078582 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,162,636

F1 · price: Represents a grant of restricted stock under the Issuer's 2015 Equity Incentive Plan on November 11, 2024 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement.

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November 11, 2024 Filed Nov 13, 2024 22:48 UTC
FISCHER GARY LVICE PRESIDENT, CFO & CORP SEC
GrantCommon Stock 38,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-026748 · form4-11132024_101129.xml · nonDerivative · entry 1

FISCHER GARY L · CIK 0001257647 · VICE PRESIDENT, CFO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,074

F1 · price: Represents a grant of restricted stock under the Issuer's 2015 Equity Incentive Plan on November 11, 2024 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.