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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2024 Filed Mar 5, 2024 17:35 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,082 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009062 · wk-form4_1709678101.xml · derivative · entry 3

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 3,244 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 3,244 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 17:35 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Tax withholdingCommon Shares 501 $32.48 $16,272.48
Disclosure

SEC source: 0001628280-24-009062 · wk-form4_1709678101.xml · nonDerivative · entry 2

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,557

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 17:35 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Exercise / conversionCommon Shares 1,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-009062 · wk-form4_1709678101.xml · nonDerivative · entry 1

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:29 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Exercise / conversionRestricted Stock Units · Derivative 3,845 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009050 · wk-form4_1709677736.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:29 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Tax withholdingCommon Shares 1,440 $32.48 $46,771.20
Disclosure

SEC source: 0001628280-24-009050 · wk-form4_1709677736.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,111

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:29 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Exercise / conversionCommon Shares 3,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-009050 · wk-form4_1709677736.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:33 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 2,478 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009058 · wk-form4_1709677984.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,434 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,434 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:33 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 672 $32.48 $21,826.56
Disclosure

SEC source: 0001628280-24-009058 · wk-form4_1709677984.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,340

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:33 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 2,478 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-009058 · wk-form4_1709677984.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:27 UTC
Awada HadiPresident, Glbl Mob. Coatings
Exercise / conversionRestricted Stock Units · Derivative 3,845 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009046 · wk-form4_1709677631.xml · derivative · entry 3

Awada Hadi · CIK 0001828342 · President, Glbl Mob. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:27 UTC
Awada HadiPresident, Glbl Mob. Coatings
Tax withholdingCommon Shares 1,677 $32.48 $54,468.96
Disclosure

SEC source: 0001628280-24-009046 · wk-form4_1709677631.xml · nonDerivative · entry 2

Awada Hadi · CIK 0001828342 · President, Glbl Mob. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,995

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:27 UTC
Awada HadiPresident, Glbl Mob. Coatings
Exercise / conversionCommon Shares 3,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-009046 · wk-form4_1709677631.xml · nonDerivative · entry 1

Awada Hadi · CIK 0001828342 · President, Glbl Mob. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
GrantRestricted Stock Units · Derivative 13,856 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · derivative · entry 7

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,856

Underlying: Common Shares · 13,856 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F8 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
Exercise / conversionPerformance Share Units · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · derivative · entry 6

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F6 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

F6 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 4,474 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · derivative · entry 5

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,949

Underlying: Common Shares · 4,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 13,423 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024.

F5 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 13,423 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
Tax withholdingCommon Shares 934 $32.48 $30,336.32
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · nonDerivative · entry 4

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,700

F4 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
Exercise / conversionCommon Shares 2,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · nonDerivative · entry 3

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
Tax withholdingCommon Shares 1,901 $32.48 $61,744.48
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,436

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:48 UTC
Weaver Troy D.President, Global Refinish
Exercise / conversionCommon Shares 4,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008259 · wk-form4_1709329669.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · President, Global Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
GrantRestricted Stock Units · Derivative 9,852 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · derivative · entry 7

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,852

Underlying: Common Shares · 9,852 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F8 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Exercise / conversionPerformance Share Units · Derivative 138 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · derivative · entry 6

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F6 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (1,081) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

F6 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (1,081) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,888 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · derivative · entry 5

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,776

Underlying: Common Shares · 1,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 5,664 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024.

F5 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 5,664 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Tax withholdingCommon Shares 63 $32.48 $2,046.24
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · nonDerivative · entry 4

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,976

F4 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Exercise / conversionCommon Shares 138 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · nonDerivative · entry 3

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Tax withholdingCommon Shares 857 $32.48 $27,835.36
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · nonDerivative · entry 2

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,901

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:44 UTC
Tablin-Wolf AlexSVP, GC and Corp. Secretary
Exercise / conversionCommon Shares 1,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008255 · wk-form4_1709329476.xml · nonDerivative · entry 1

Tablin-Wolf Alex · CIK 0002003204 · SVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:46 UTC
Tufano AmySVP & CHRO
GrantRestricted Stock Units · Derivative 7,390 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · derivative · entry 4

Tufano Amy · CIK 0001993169 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,390

Underlying: Common Shares · 7,390 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:46 UTC
Tufano AmySVP & CHRO
Exercise / conversionRestricted Stock Units · Derivative 2,181 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · derivative · entry 3

Tufano Amy · CIK 0001993169 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Common Shares · 2,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,544 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024.

F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,544 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:46 UTC
Tufano AmySVP & CHRO
Tax withholdingCommon Shares 907 $32.48 $29,459.36
Disclosure

SEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · nonDerivative · entry 2

Tufano Amy · CIK 0001993169 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,740

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:46 UTC
Tufano AmySVP & CHRO
Exercise / conversionCommon Shares 2,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · nonDerivative · entry 1

Tufano Amy · CIK 0001993169 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
GrantRestricted Stock Units · Derivative 11,085 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · derivative · entry 7

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,085

Underlying: Common Shares · 11,085 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F8 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Exercise / conversionPerformance Share Units · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · derivative · entry 6

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F6 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

F6 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

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February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Exercise / conversionRestricted Stock Units · Derivative 3,579 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · derivative · entry 5

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Shares · 3,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 10,739 restricted stock units, vesting in three equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 10,739 restricted stock units, vesting in three equal annual installments beginning on February 28, 2023.

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February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Tax withholdingCommon Shares 824 $32.48 $26,763.52
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 4

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,706

F4 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Exercise / conversionCommon Shares 2,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Tax withholdingCommon Shares 1,341 $32.48 $43,555.68
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,332

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:41 UTC
Bausch Shelley JPresident, Glbl Indu. Coatings
Exercise / conversionCommon Shares 3,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC
Bertsch JanDirector
GrantRestricted Stock Units · Derivative 6,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008214 · wk-form4_1709327750.xml · derivative · entry 3

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Shares · 6,157 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F4 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC
Bertsch JanDirector
Exercise / conversionRestricted Stock Units · Derivative 6,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008214 · wk-form4_1709327750.xml · derivative · entry 2

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

F2 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC
Bertsch JanDirector
Exercise / conversionCommon Shares 6,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008214 · wk-form4_1709327750.xml · nonDerivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:14 UTC GrantRestricted Stock Units · Derivative 6,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008209 · wk-form4_1709327636.xml · derivative · entry 1

Stein Kevin M · CIK 0001431675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Shares · 6,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:30 UTC GrantRestricted Stock Units · Derivative 6,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008230 · wk-form4_1709328611.xml · derivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Shares · 6,157 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F4 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 6,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008230 · wk-form4_1709328611.xml · derivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

F2 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:30 UTC Exercise / conversionCommon Shares 6,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008230 · wk-form4_1709328611.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:18 UTC GrantRestricted Stock Units · Derivative 2,658 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008216 · wk-form4_1709327894.xml · derivative · entry 3

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By an LLC

Disclosed balance after: 2,658

Underlying: Common Shares · 2,658 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F5 · derivative.exercise_date: This restricted stock unit grant vests in full on June 6, 2024.

F5 · derivative.expiration_date: This restricted stock unit grant vests in full on June 6, 2024.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:18 UTC Exercise / conversionRestricted Stock Units · Derivative 6,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008216 · wk-form4_1709327894.xml · derivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By an LLC

Disclosed balance after: 0

Underlying: Common Shares · 6,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:18 UTC Exercise / conversionCommon Shares 6,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008216 · wk-form4_1709327894.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By an LLC

Disclosed balance after: 24,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:28 UTC GrantRestricted Stock Units · Derivative 6,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008227 · wk-form4_1709328520.xml · derivative · entry 3

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Shares · 6,157 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F4 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:28 UTC Exercise / conversionRestricted Stock Units · Derivative 6,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008227 · wk-form4_1709328520.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

F2 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:28 UTC Exercise / conversionCommon Shares 6,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008227 · wk-form4_1709328520.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.