AXTA

SEC source: 0001209191-23-057484 · doc4.xml · nonDerivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,656

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.99 to $32.00. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-055904 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,408

SEC source: 0001209191-23-055412 · doc4.xml · derivative · entry 7

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,840 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 21, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-23-055412 · doc4.xml · derivative · entry 6

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,110 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 21, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-23-055412 · doc4.xml · derivative · entry 5

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,651 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 21, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-23-055412 · doc4.xml · nonDerivative · entry 4

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,420

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.83 to $30.95. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-055412 · doc4.xml · nonDerivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-055412 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-055412 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-055027 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,649

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.77 to $29.78. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-053774 · doc4.xml · derivative · entry 1

Zappone Mary Slagle · CIK 0001635468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464

Underlying: Common Shares · 1,464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-23-052867 · doc4.xml · derivative · entry 3

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On October 12, 2020, the reporting person was granted 16,346 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date.

F3 · derivative.expiration_date: On October 12, 2020, the reporting person was granted 16,346 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date.

SEC source: 0001209191-23-052867 · doc4.xml · nonDerivative · entry 2

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,156

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-052867 · doc4.xml · nonDerivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-049498 · doc4.xml · derivative · entry 2

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2022, the reporting person was granted 2,374 restricted stock units, vesting in full on September 13, 2023.

F2 · derivative.expiration_date: On September 13, 2022, the reporting person was granted 2,374 restricted stock units, vesting in full on September 13, 2023.

SEC source: 0001209191-23-049498 · doc4.xml · nonDerivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-049502 · doc4.xml · nonDerivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,973

SEC source: 0001209191-23-049500 · doc4.xml · nonDerivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By a Trust

Disclosed balance after: 6,000

F1 · ownership.nature: Held by a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees.

SEC source: 0001209191-23-048530 · doc4.xml · nonDerivative · entry 1

Stein Kevin M · CIK 0001431675 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By a revocable trust

Disclosed balance after: 36,600

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at per share prices ranging from $27.34 to $27.55. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-048530 · doc4.xml · derivative · entry 2

Stein Kevin M · CIK 0001431675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,361

Underlying: Common Shares · 2,361 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-23-046034 · doc4.xml · derivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,969

Underlying: Common Shares · 61,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-23-045443 · doc4.xml · nonDerivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.47 to $29.51. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-045003 · doc4.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,150

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at per share prices ranging from $29.50 to $29.76. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-044531 · doc4.xml · derivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,211

Underlying: Common Shares · 6,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-23-043719 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,333

Underlying: Common Shares · 20,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022 the reporting person was granted 40,666 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022 the reporting person was granted 40,666 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043719 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,367

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043719 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-043708 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,267

Underlying: Common Shares · 16,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043708 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,951

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043708 · doc4.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-043710 · doc4.xml · derivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,367

Underlying: Common Shares · 22,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022 the reporting person was granted 44,733 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022 the reporting person was granted 44,733 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043710 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,908

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043710 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-043717 · doc4.xml · derivative · entry 3

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,267

Underlying: Common Shares · 16,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043717 · doc4.xml · nonDerivative · entry 2

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,009

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043717 · doc4.xml · nonDerivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-043715 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Shares · 2,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 5,083 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 5,083 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043715 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,734

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043715 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-043712 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Shares · 30,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043712 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,624

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043712 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-043706 · doc4.xml · derivative · entry 3

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,267

Underlying: Common Shares · 16,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043706 · doc4.xml · nonDerivative · entry 2

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,547

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043706 · doc4.xml · nonDerivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-037971 · doc4.xml · derivative · entry 6

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,545

Underlying: Common Shares · 11,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On June 14, 2021, the reporting person was granted 23,090 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date.

F4 · derivative.expiration_date: On June 14, 2021, the reporting person was granted 23,090 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date.

SEC source: 0001209191-23-037971 · doc4.xml · derivative · entry 5

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,874

Underlying: Common Shares · 2,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 14, 2021, the reporting person was granted 8,620 restricted stock units, vesting in three equal annual installments beginning on June 14, 2022.

F3 · derivative.expiration_date: On June 14, 2021, the reporting person was granted 8,620 restricted stock units, vesting in three equal annual installments beginning on June 14, 2022.

SEC source: 0001209191-23-037971 · doc4.xml · nonDerivative · entry 4

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,653

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-037971 · doc4.xml · nonDerivative · entry 3

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-037971 · doc4.xml · nonDerivative · entry 2

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,013

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.