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person · Reporting owner

Anderson Carl Douglas II

Disclosed activity across 3 companies

Tapewire entity
22044
SEC CIK
0001770503

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Axalta Coating Systems Ltd.AXTA · Entity 3667SVP and CFOAugust 14, 2026August 18, 2026
XPO, Inc.XPO · Entity 3242Chief Financial OfficerMarch 06, 2023March 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Axalta Coating Systems Ltd.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect90,417 Ending reported balance After 2026-08-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-14 · Exercise / conversion · Acquired 20,657 · Balance 99,902

F1: Restricted stock units convert into common shares on a one-for-one basis.

Row 2 · 2026-08-14 · Tax withholding · Disposed 9,485 · Balance 90,417

F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-14 · Exercise / conversion · Disposed 20,657 · Balance 0

F1: Restricted stock units convert into common shares on a one-for-one basis.

F3: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common shares on a one-for-one basis.

F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

F3: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

XPO, Inc.

Report date March 06, 2023 · Filed March 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,892 Reported balance After 2023-03-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-06 · Grant · Acquired 16,892 · Balance 16,892

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2: These RSUs vest in three equal annual installments on March 15, 2024, March 15, 2025 and March 15, 2026, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2: These RSUs vest in three equal annual installments on March 15, 2024, March 15, 2025 and March 15, 2026, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MERITOR, INC.

Report date August 03, 2022 · Filed August 05, 2022

Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-08-03 transaction · row 1
1 source row

Row 1 · 2022-08-03 · Disposition to issuer · Disposed 38,127 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectMeritor Savings Plan0 Reported balance After 2022-08-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-08-03 · Disposition to issuer · Disposed 3,512 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-03 · Disposition to issuer · Disposed 19,742 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-08-03 · Disposition to issuer · Disposed 1,654 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-08-03 · Disposition to issuer · Disposed 17,124 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-08-03 · Disposition to issuer · Disposed 22,163 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-03 · Disposition to issuer · Disposed 17,663 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 21:30 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionRestricted Stock Units · Derivative 20,657 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-057773 · wk-form4_1787088636.xml · derivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

F3 · derivative.expiration_date: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 21:30 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 9,485 $37.31 $353,885.35
Disclosure

SEC source: 0001628280-26-057773 · wk-form4_1787088636.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,417

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 21:30 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 20,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057773 · wk-form4_1787088636.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionRestricted Stock Units · Derivative 6,805 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · derivative · entry 10

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,610

Underlying: Common Shares · 6,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F9 · derivative.exercise_date: On March 4, 2025, the reporting person was granted 20,415 restricted stock units, vesting in three equal annual installments beginning on March 4, 2026.

F9 · derivative.expiration_date: On March 4, 2025, the reporting person was granted 20,415 restricted stock units, vesting in three equal annual installments beginning on March 4, 2026.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 3,125 $31.40 $98,125.00
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · nonDerivative · entry 6

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,245

F4 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 6,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · nonDerivative · entry 5

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionPerformance Share Units · Derivative 52,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · derivative · entry 9

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 52,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F8 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on August 14, 2023. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (30,984) based upon the Company's achievement of Adjusted EBITDA during the relevant performance period as described in more detail in the Company's proxy statement filed with the SEC on April 24, 2024. Based upon the Company's achievement of such objective for such period, the performance share unit award vested at 169.4% of target.

F8 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on August 14, 2023. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (30,984) based upon the Company's achievement of Adjusted EBITDA during the relevant performance period as described in more detail in the Company's proxy statement filed with the SEC on April 24, 2024. Based upon the Company's achievement of such objective for such period, the performance share unit award vested at 169.4% of target.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionPerformance Share Units · Derivative 27,598 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · derivative · entry 8

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 27,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F7 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on August 14, 2023. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (30,984) based upon the Company's achievement of relative total shareholder return during the relevant performance period as described in more detail in the Company's proxy statement filed with the SEC on April 24, 2024. Based upon the Company's achievement of such objective for such period, the performance share unit award vested at 89.07% of target.

F7 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on August 14, 2023. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (30,984) based upon the Company's achievement of relative total shareholder return during the relevant performance period as described in more detail in the Company's proxy statement filed with the SEC on April 24, 2024. Based upon the Company's achievement of such objective for such period, the performance share unit award vested at 89.07% of target.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 GrantRestricted Stock Units · Derivative 55,239 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · derivative · entry 7

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,239

Underlying: Common Shares · 55,239 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F6 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 23,099 $31.68 $731,776.32
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · nonDerivative · entry 4

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,565

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 52,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · nonDerivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 12,674 $31.68 $401,512.32
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,177

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:10 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 27,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-015408 · wk-form4_1772752253.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 23:04 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionRestricted Stock Units · Derivative 7,184 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014109 · wk-form4_1772579050.xml · derivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,185

Underlying: Common Shares · 7,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 21,553 restricted stock units, vesting in three equal annual installments beginning on February 28, 2025.

F3 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 21,553 restricted stock units, vesting in three equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 23:04 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 3,012 $33.41 $100,630.92
Disclosure

SEC source: 0001628280-26-014109 · wk-form4_1772579050.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,253

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 23:04 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 7,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014109 · wk-form4_1772579050.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 22:01 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionRestricted Stock Units · Derivative 20,656 $0.00 $0.00
Disclosure

SEC source: 0001770503-25-000003 · wk-form4_1755554509.xml · derivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,657

Underlying: Common Shares · 20,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

F3 · derivative.expiration_date: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 22:01 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 9,486 $30.62 $290,461.32
Disclosure

SEC source: 0001770503-25-000003 · wk-form4_1755554509.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,081

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 22:01 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 20,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001770503-25-000003 · wk-form4_1755554509.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 23:33 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 GrantRestricted Stock Units · Derivative 20,415 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011103 · wk-form4_1741303997.xml · derivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,415

Underlying: Common Shares · 20,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:05 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionRestricted Stock Units · Derivative 7,184 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010041 · wk-form4_1741129518.xml · derivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,369

Underlying: Common Shares · 7,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 21,553 restricted stock units, vesting in three equal annual installments beginning on February 28, 2025.

F3 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 21,553 restricted stock units, vesting in three equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:05 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 2,869 $36.21 $103,886.49
Disclosure

SEC source: 0001628280-25-010041 · wk-form4_1741129518.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,911

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:05 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 7,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-010041 · wk-form4_1741129518.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:27 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionRestricted Stock Units · Derivative 20,656 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037570 · wk-form4_1723840069.xml · derivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,313

Underlying: Common Shares · 20,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

F3 · derivative.expiration_date: On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:27 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Tax withholdingCommon Shares 9,060 $33.75 $305,775.00
Disclosure

SEC source: 0001628280-24-037570 · wk-form4_1723840069.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,596

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:27 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 Exercise / conversionCommon Shares 20,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-037570 · wk-form4_1723840069.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:35 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 GrantRestricted Stock Units · Derivative 21,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008237 · wk-form4_1709328928.xml · derivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,553

Underlying: Common Shares · 21,553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:39 UTC Axalta Coating Systems Ltd. AXTA · Entity 3667 GrantRestricted Stock Units · Derivative 61,969 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046034 · doc4.xml · derivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,969

Underlying: Common Shares · 61,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:58 UTC XPO, Inc. XPO · Entity 3242 GrantRestricted Stock Unit · Derivative 16,892 $0.00 $0.00
Disclosure

SEC source: 0001166003-23-000025 · wf-form4_167831986936839.xml · derivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

Underlying: Common Stock, par value $0.001 per share · 16,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments on March 15, 2024, March 15, 2025 and March 15, 2026, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments on March 15, 2024, March 15, 2025 and March 15, 2026, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 23:03 UTC XPO, Inc. XPO · Entity 3242 GrantRestricted Stock Unit · Derivative 14,112 $0.00 $0.00
Disclosure

SEC source: 0001166003-22-000070 · wf-form4_166812138269228.xml · derivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,112

Underlying: Common Stock, par value $0.001 per share · 14,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: These RSUs vest fully on November 8, 2024, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest fully on November 8, 2024, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerRestricted Share Units · Derivative 17,663 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · derivative · entry 7

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,663 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

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August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerRestricted Share Units · Derivative 22,163 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · derivative · entry 6

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,163 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerRestricted Share Units · Derivative 17,124 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · derivative · entry 5

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,124 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerRestricted Share Units · Derivative 1,654 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · derivative · entry 4

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,654 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerRestricted Share Units · Derivative 19,742 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · derivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,742 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerCommon Stock 3,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Meritor Savings Plan

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 10:48 UTC MERITOR, INC. MTOR · Entity 124864 Disposition to issuerCommon Stock 38,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001113256-22-000086 · wf-form4_165971091992508.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

Read SEC document
April 04, 2022 Filed Apr 4, 2022 17:08 UTC MERITOR, INC. MTOR · Entity 124864 SaleCommon Stock 10,000 $35.62 $356,224.00
Disclosure

SEC source: 0001113256-22-000040 · wf-form4_164910647647602.xml · nonDerivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,127

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.59 to $35.66, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:08 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionRestricted Share Units · Derivative 9,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000040 · wf-form4_164910647647602.xml · derivative · entry 6

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on April 1, 2022.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on April 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:08 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionRestricted Share Units · Derivative 14,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000040 · wf-form4_164910647647602.xml · derivative · entry 5

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on April 1, 2022.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on April 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:08 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionCommon Stock 9,579 $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000040 · wf-form4_164910647647602.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on April 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:08 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionCommon Stock 14,151 $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000040 · wf-form4_164910647647602.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on April 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 18:05 UTC MERITOR, INC. MTOR · Entity 124864 SaleCommon Stock 1,125 $23.24 $26,145.00
Disclosure

SEC source: 0001113256-22-000011 · wf-form4_164384313343146.xml · nonDerivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,397

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 18:05 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionRestricted Share Units · Derivative 967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000011 · wf-form4_164384313343146.xml · derivative · entry 6

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on January 31, 2022.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 18:05 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionRestricted Share Units · Derivative 1,428 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000011 · wf-form4_164384313343146.xml · derivative · entry 5

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on January 31, 2022.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on January 31, 2022.

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January 31, 2022 Filed Feb 2, 2022 18:05 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionCommon Stock 967 $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000011 · wf-form4_164384313343146.xml · nonDerivative · entry 2

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on January 31, 2022.

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January 31, 2022 Filed Feb 2, 2022 18:05 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0001113256-22-000011 · wf-form4_164384313343146.xml · nonDerivative · entry 1

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on January 31, 2022.

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December 02, 2021 Filed Dec 3, 2021 16:44 UTC MERITOR, INC. MTOR · Entity 124864 SaleCommon Stock 5,337 $25.20 $134,491.87
Disclosure

SEC source: 0001113256-21-000136 · wf-form4_163856782463619.xml · nonDerivative · entry 3

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,127

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.69 to $25.74, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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December 01, 2021 Filed Dec 3, 2021 16:44 UTC MERITOR, INC. MTOR · Entity 124864 GrantRestricted Share Units · Derivative 19,742 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001113256-21-000136 · wf-form4_163856782463619.xml · derivative · entry 7

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,742

Underlying: Common Stock · 19,742 shares

Expires not disclosed

F5 · derivative.exercise_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2021. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

F5 · derivative.expiration_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2021. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

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December 01, 2021 Filed Dec 3, 2021 16:44 UTC MERITOR, INC. MTOR · Entity 124864 Exercise / conversionRestricted Share Units · Derivative 4,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001113256-21-000136 · wf-form4_163856782463619.xml · derivative · entry 6

Anderson Carl Douglas II · CIK 0001770503 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.