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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2024 Filed Jan 31, 2024 20:56 UTC
Lieberman Quinn JessicaEVP - Controller
GrantCommon Stock 3,541 $201.43 $713,263.63
Disclosure

SEC source: 0001127602-24-002718 · form4.xml · nonDerivative · entry 3

Lieberman Quinn Jessica · CIK 0001804094 · EVP - Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,855.69

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 20:59 UTC
Le Caillec ChristopheChief Financial Officer
Tax withholdingCommon Stock 3,834 $201.43 $772,282.62
Disclosure

SEC source: 0001127602-24-002721 · form4.xml · nonDerivative · entry 2

Le Caillec Christophe · CIK 0001990450 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,397

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 20:59 UTC
Le Caillec ChristopheChief Financial Officer
GrantCommon Stock 8,231 $201.43 $1,657,970.33
Disclosure

SEC source: 0001127602-24-002721 · form4.xml · nonDerivative · entry 1

Le Caillec Christophe · CIK 0001990450 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,231

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:02 UTC
Marquez RafaelPresident, International Card
Tax withholdingCommon Stock 3,869 $201.43 $779,332.67
Disclosure

SEC source: 0001127602-24-002726 · form4.xml · nonDerivative · entry 2

Marquez Rafael · CIK 0001958003 · President, International Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,383.111

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Awards.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:02 UTC
Marquez RafaelPresident, International Card
GrantCommon Stock 8,231 $201.43 $1,657,970.33
Disclosure

SEC source: 0001127602-24-002726 · form4.xml · nonDerivative · entry 1

Marquez Rafael · CIK 0001958003 · President, International Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,252.111

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Awards (RSA) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:09 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 36,932 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002774 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,932

Underlying: Common Stock · 36,932 shares

Expires 2031-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:09 UTC Tax withholdingCommon Stock 25,317 $201.43 $5,099,603.31
Disclosure

SEC source: 0001127602-24-002774 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,151.746

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:09 UTC GrantCommon Stock 47,093 $201.43 $9,485,942.99
Disclosure

SEC source: 0001127602-24-002774 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,468.746

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:11 UTC
CAMPBELL JEFFREY CVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 33,176 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002778 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,176

Underlying: Common Stock · 33,176 shares

Expires 2031-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:11 UTC
CAMPBELL JEFFREY CVice Chairman
Tax withholdingCommon Stock 22,671 $201.43 $4,566,619.53
Disclosure

SEC source: 0001127602-24-002778 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,279.295

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:11 UTC
CAMPBELL JEFFREY CVice Chairman
GrantCommon Stock 42,304 $201.43 $8,521,294.72
Disclosure

SEC source: 0001127602-24-002778 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,950.295

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:14 UTC
Herena MoniqueChief Colleague Experience Off
GrantEmployee Stock Option (Right to Buy) · Derivative 18,466 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002782 · form4.xml · derivative · entry 3

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,466

Underlying: Common Stock · 18,466 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:14 UTC
Herena MoniqueChief Colleague Experience Off
Tax withholdingCommon Stock 12,304 $201.43 $2,478,394.72
Disclosure

SEC source: 0001127602-24-002782 · form4.xml · nonDerivative · entry 2

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,116.121

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:14 UTC
Herena MoniqueChief Colleague Experience Off
GrantCommon Stock 23,546 $201.43 $4,742,870.78
Disclosure

SEC source: 0001127602-24-002782 · form4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,420.121

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:18 UTC
Marrs AnnaGroup Pres., GCS and CFR
GrantEmployee Stock Option (Right to Buy) · Derivative 25,039 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002788 · form4.xml · derivative · entry 3

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,039

Underlying: Common Stock · 25,039 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:18 UTC
Marrs AnnaGroup Pres., GCS and CFR
Tax withholdingCommon Stock 16,936 $201.43 $3,411,418.48
Disclosure

SEC source: 0001127602-24-002788 · form4.xml · nonDerivative · entry 2

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,141.314

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:18 UTC
Marrs AnnaGroup Pres., GCS and CFR
GrantCommon Stock 31,927 $201.43 $6,431,055.61
Disclosure

SEC source: 0001127602-24-002788 · form4.xml · nonDerivative · entry 1

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,077.314

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:17 UTC
Nigro DavidChief Risk Officer
Tax withholdingCommon Stock 3,836 $201.43 $772,685.48
Disclosure

SEC source: 0001127602-24-002820 · form4.xml · nonDerivative · entry 3

Nigro David · CIK 0001860771 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,823.66

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:17 UTC
Nigro DavidChief Risk Officer
GrantCommon Stock 8,231 $201.43 $1,657,970.33
Disclosure

SEC source: 0001127602-24-002820 · form4.xml · nonDerivative · entry 2

Nigro David · CIK 0001860771 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,659.66

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:21 UTC
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 9,389 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002822 · form4.xml · derivative · entry 4

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,389

Underlying: Common Stock · 9,389 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:21 UTC
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 5,391 $201.43 $1,085,909.13
Disclosure

SEC source: 0001127602-24-002822 · form4.xml · nonDerivative · entry 3

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,881.687

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:21 UTC
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 11,972 $201.43 $2,411,519.96
Disclosure

SEC source: 0001127602-24-002822 · form4.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,272.687

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:25 UTC
Seeger LaureenChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 27,543 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002824 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,543

Underlying: Common Stock · 27,543 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:25 UTC
Seeger LaureenChief Legal Officer
Tax withholdingCommon Stock 18,701 $201.43 $3,766,942.43
Disclosure

SEC source: 0001127602-24-002824 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,321.076

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:25 UTC
Seeger LaureenChief Legal Officer
GrantCommon Stock 35,120 $201.43 $7,074,221.60
Disclosure

SEC source: 0001127602-24-002824 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,022.076

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:28 UTC
Skyler JenniferChief Corp. Affairs Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 8,763 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002828 · form4.xml · derivative · entry 3

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,763

Underlying: Common Stock · 8,763 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:28 UTC
Skyler JenniferChief Corp. Affairs Officer
Tax withholdingCommon Stock 5,463 $201.43 $1,100,412.09
Disclosure

SEC source: 0001127602-24-002828 · form4.xml · nonDerivative · entry 2

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,380.682

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:28 UTC
Skyler JenniferChief Corp. Affairs Officer
GrantCommon Stock 11,174 $201.43 $2,250,778.82
Disclosure

SEC source: 0001127602-24-002828 · form4.xml · nonDerivative · entry 1

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,843.682

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:33 UTC
Joabar RaymondGrp. Pres., GMNS
GrantEmployee Stock Option (Right to Buy) · Derivative 15,179 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002831 · form4.xml · derivative · entry 5

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,179

Underlying: Common Stock · 15,179 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:33 UTC
Joabar RaymondGrp. Pres., GMNS
Tax withholdingCommon Stock 10,730 $201.43 $2,161,343.90
Disclosure

SEC source: 0001127602-24-002831 · form4.xml · nonDerivative · entry 3

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,291.856

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:33 UTC
Joabar RaymondGrp. Pres., GMNS
GrantCommon Stock 19,355 $201.43 $3,898,677.65
Disclosure

SEC source: 0001127602-24-002831 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,021.856

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:39 UTC
Williams Anre DGroup Pres., Enterprise Serv.
GrantEmployee Stock Option (Right to Buy) · Derivative 30,359 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002833 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,359

Underlying: Common Stock · 30,359 shares

Expires 2031-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:39 UTC
Williams Anre DGroup Pres., Enterprise Serv.
Tax withholdingCommon Stock 18,994 $201.43 $3,825,961.42
Disclosure

SEC source: 0001127602-24-002833 · form4.xml · nonDerivative · entry 3

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,505.661

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:39 UTC
Williams Anre DGroup Pres., Enterprise Serv.
GrantCommon Stock 38,712 $201.43 $7,797,758.16
Disclosure

SEC source: 0001127602-24-002833 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,499.661

F2 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,588 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · derivative · entry 11

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,588 shares

Expires 2031-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
GrantEmployee Stock Option (Right to Buy) · Derivative 16,588 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · derivative · entry 10

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,588

Underlying: Common Stock · 16,588 shares

Expires 2031-01-29

F8 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,518 $0.00 Strike: $131.68 $0.00
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · derivative · entry 9

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,518 shares

Expires 2030-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
Exercise / conversionCommon Stock 16,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · nonDerivative · entry 5

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,637.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
Exercise / conversionCommon Stock 20,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · nonDerivative · entry 4

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,049.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
Tax withholdingCommon Stock 11,323 $201.43 $2,280,791.89
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · nonDerivative · entry 3

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,531.815

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:47 UTC
Pickett DenisePres., GSG and TLS
GrantCommon Stock 21,151 $201.43 $4,260,445.93
Disclosure

SEC source: 0001127602-24-002835 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,854.815

F2 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 01:13 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 90,766 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002848 · form4.xml · derivative · entry 7

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,766

Underlying: Common Stock · 90,766 shares

Expires 2031-01-29

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

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January 29, 2024 Filed Feb 1, 2024 01:13 UTC
Squeri Stephen JDirector · Chairman and CEO
Tax withholdingCommon Stock 58,384 $201.43 $11,760,289.12
Disclosure

SEC source: 0001127602-24-002848 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,514

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 29, 2024 Filed Feb 1, 2024 01:13 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantCommon Stock 115,740 $201.43 $23,313,508.20
Disclosure

SEC source: 0001127602-24-002848 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,898

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 28, 2024 Filed Jan 31, 2024 01:03 UTC
Radhakrishnan RavikumarChief Information Officer
Tax withholdingCommon Stock 2,718 $201.43 $547,486.74
Disclosure

SEC source: 0001127602-24-002679 · form4.xml · nonDerivative · entry 2

Radhakrishnan Ravikumar · CIK 0001909342 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,404.4

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 28, 2024 Filed Jan 31, 2024 01:03 UTC
Radhakrishnan RavikumarChief Information Officer
GrantCommon Stock 6,778 $201.43 $1,365,292.54
Disclosure

SEC source: 0001127602-24-002679 · form4.xml · nonDerivative · entry 1

Radhakrishnan Ravikumar · CIK 0001909342 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,122.4

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units (RSU) that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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December 31, 2023 Filed Jan 3, 2024 21:39 UTC GrantShare Equivalent Units · Derivative 179.93 $180.63 $32,500.76
Disclosure

SEC source: 0001127602-24-000476 · form4.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,478.36

Underlying: Common Stock · 179.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2023 Filed Jan 3, 2024 21:41 UTC GrantShare Equivalent Units · Derivative 179.93 $180.63 $32,500.76
Disclosure

SEC source: 0001127602-24-000484 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,351.21

Underlying: Common Stock · 179.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2023 Filed Jan 3, 2024 21:44 UTC GrantShare Equivalent Units · Derivative 359.85 $180.63 $64,999.71
Disclosure

SEC source: 0001127602-24-000492 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,851.03

Underlying: Common Stock · 359.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2023 Filed Jan 3, 2024 21:45 UTC GrantShare Equivalent Units · Derivative 179.93 $180.63 $32,500.76
Disclosure

SEC source: 0001127602-24-000497 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,308.48

Underlying: Common Stock · 179.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.