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person · Reporting owner

Clayton Walter Joseph III

Disclosed activity across 3 companies

Tapewire entity
15113
SEC CIK
0001847217

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorMarch 31, 2025April 02, 2025
Apollo Global Management, Inc.APO · Entity 2956DirectorJuly 01, 2024July 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date March 31, 2025 · Filed April 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect4,075.54 Reported balance After 2025-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-03-31 · Grant · Acquired 138.234 · Balance 4,075.54

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Apollo Global Management, Inc.

Report date July 01, 2024 · Filed July 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,860 Reported balance After 2024-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-07-01 · Grant · Acquired 2,123 · Balance 31,860

F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2: Reported amount includes 7,036 RSUs granted under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2: Reported amount includes 7,036 RSUs granted under the Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apollo Asset Management, Inc.

Report date January 01, 2022 · Filed January 03, 2022

Section 16 reporting ended · disclosed 2022-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-01 transaction · row 1
1 source row

Row 1 · 2022-01-01 · Disposition to issuer · Disposed 24,737 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3: Reported amount includes 14,737 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Filing footnotes · ownership attribution and instrument terms

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3: Reported amount includes 14,737 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2025 Filed Apr 2, 2025 17:16 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 138.234 $267.80 $37,019.07
Disclosure

SEC source: 0001127602-25-011020 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,075.54

Underlying: Common Stock · 138.234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:10 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 137.72 $299.52 $41,249.89
Disclosure

SEC source: 0001127602-25-000392 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,928.442

Underlying: Common Stock · 137.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 21:46 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 156.64 $263.35 $41,251.14
Disclosure

SEC source: 0001127602-24-024971 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,781.518

Underlying: Common Stock · 156.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 16:41 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 2,123 $0.00 $0.00
Disclosure

SEC source: 0001858681-24-000081 · wk-form4_1720039276.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,860

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Reported amount includes 7,036 RSUs granted under the Plan.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 19:55 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 180.31 $228.77 $41,249.52
Disclosure

SEC source: 0001127602-24-019808 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,614.246

Underlying: Common Stock · 180.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 06, 2024 Filed May 8, 2024 19:38 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 955.276 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014556 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,426.796

Underlying: Common Stock · 955.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 20:02 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 156.52 $223.97 $35,055.78
Disclosure

SEC source: 0001127602-24-011805 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,471.52

Underlying: Common Stock · 156.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 179.93 $180.63 $32,500.76
Disclosure

SEC source: 0001127602-24-000497 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,308.48

Underlying: Common Stock · 179.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
October 24, 2023 Filed Oct 25, 2023 20:11 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 1,000 $143.93 $143,930.00
Disclosure

SEC source: 0001127602-23-026227 · form4.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $143.80 to $144.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:31 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 208.45 $155.91 $32,499.44
Disclosure

SEC source: 0001127602-23-025233 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120.31

Underlying: Common Stock · 208.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:59 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 189.98 $171.07 $32,499.88
Disclosure

SEC source: 0001127602-23-019975 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,904.87

Underlying: Common Stock · 189.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,364.595 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014459 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,713.4854

Underlying: Common Stock · 1,364.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 178.69 $161.36 $28,833.42
Disclosure

SEC source: 0001127602-23-012161 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348.8904

Underlying: Common Stock · 178.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:34 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 169.71 $146.19 $24,809.90
Disclosure

SEC source: 0001127602-23-000515 · form4.xml · derivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169.71

Underlying: Common Stock · 169.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:27 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 1,000 $149.27 $149,270.00
Disclosure

SEC source: 0001127602-22-025297 · form4.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $149.22 to $149.28. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 17:16 UTC Apollo Global Management, Inc. APO · Entity 2956 PurchaseCommon Stock 5,000 $56.07 $280,349.00
Disclosure

SEC source: 0001209191-22-048152 · doc4.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,737

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.93 to $56.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 9,825 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 22:23 UTC Apollo Asset Management, Inc. AAM · Entity 123302 Disposition to issuerClass A Common Stock 24,737 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-000047 · es210213058_4-aamclayton.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3 · shares: Reported amount includes 14,737 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F4 · price: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

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January 01, 2022 Filed Jan 3, 2022 21:02 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 24,737 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-000132 · es210213067_4-agmclayton.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,737

F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F3 · balance_after: Reported amount includes 14,737 restricted stock units ("RSUs"). RSUs represent the right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

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December 08, 2021 Filed Dec 9, 2021 22:15 UTC Apollo Asset Management, Inc. APO · Entity 123302 PurchaseClass A Common Stock 5,000 $71.80 $359,009.00
Disclosure

SEC source: 0001209191-21-068829 · doc4.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,737

F1 · balance_after: Reported amount includes 14,737 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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May 25, 2021 Filed May 26, 2021 20:01 UTC Apollo Asset Management, Inc. APO · Entity 123302 PurchaseClass A Common Stock 5,000 $57.39 $286,929.00
Disclosure

SEC source: 0001209191-21-035897 · doc4.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,737

F1 · balance_after: Reported amount includes 14,737 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer (a "Class A share") for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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March 03, 2021 Filed Mar 5, 2021 21:02 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 14,737 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-000865 · es210135742_4-clayton.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,737

F1 · balance_after: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer (a "Class A share") for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.