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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2010 Filed Jan 29, 2010 00:58 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee Stock Option (Right to Buy) · Derivative 48,556 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002481 · form4.xml · derivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

Underlying: Common Stock · 48,556 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 01:00 UTC
Squeri Stephen JGroup Pres., Global Services
GrantEmployee Stock Option (Right to Buy) · Derivative 157,480 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002482 · form4.xml · derivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,480

Underlying: Common Stock · 157,480 shares

Expires 2020-01-26

F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 01:00 UTC
Squeri Stephen JGroup Pres., Global Services
GrantCommon Stock 13,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002482 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,133

F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 20:05 UTC PurchaseCommon Stock 10,000 $38.00 $380,000.00
Disclosure

SEC source: 0001127602-10-002294 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,541.254

F1 · balance_after: Includes share acquired pursuant to dividend reinvestment.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 21:15 UTC
Henry Daniel TEVP, Chief Financial Officer
Tax withholdingCommon Stock 623 $37.79 $23,543.17
Disclosure

SEC source: 0001127602-10-002324 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,894

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 21:40 UTC Tax withholdingCommon Stock 13,511 $37.79 $510,580.69
Disclosure

SEC source: 0001127602-10-002334 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,650

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 23:10 UTC
GILLIGAN EDWARD PVice Chairman
Tax withholdingCommon Stock 13,539 $37.79 $511,638.81
Disclosure

SEC source: 0001127602-10-002358 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,246

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

Read SEC document
January 25, 2010 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 45,503 $37.79 $1,719,558.37
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 14

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,968

F5 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units granted to reporting person on January 25, 2007.

Read SEC document
January 25, 2010 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 103,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 13

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,471

F4 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to reporting person on January 25, 2007.

Read SEC document
January 23, 2010 Filed Jan 26, 2010 22:29 UTC
Henry Daniel TEVP, Chief Financial Officer
Tax withholdingCommon Stock 650 $39.84 $25,896.00
Disclosure

SEC source: 0001127602-10-002222 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,517

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock units.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 21:03 UTC GrantShare Equivalent Units · Derivative 549.43 $40.95 $22,500.26
Disclosure

SEC source: 0001127602-10-000490 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,377.333

Underlying: Common Stock · 549.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 21:10 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 457.85 $40.95 $18,749.87
Disclosure

SEC source: 0001127602-10-000498 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,802.846

Underlying: Common Stock · 457.85 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 21:16 UTC GrantShare Equivalent Units · Derivative 549.43 $40.95 $22,500.26
Disclosure

SEC source: 0001127602-10-000506 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,168.262

Underlying: Common Stock · 549.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 21:21 UTC GrantShare Equivalent Units · Derivative 518.9 $40.95 $21,249.99
Disclosure

SEC source: 0001127602-10-000510 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,210.523

Underlying: Common Stock · 518.9 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 23, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 85,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 12

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 85,220

F3 · kind: The reporting person's direct holdings have been decreased to reflect the transfer of 85,220 shares from a joint account held by him and his spouse to an individual account in his spouse's name.

Read SEC document
December 23, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 85,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 11

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,611

F3 · kind: The reporting person's direct holdings have been decreased to reflect the transfer of 85,220 shares from a joint account held by him and his spouse to an individual account in his spouse's name.

Read SEC document
December 22, 2009 Filed Dec 24, 2009 18:20 UTC
AMBLE JOAN LORDISenior Vice President
Tax withholdingCommon Stock 3,854 $41.07 $158,283.78
Disclosure

SEC source: 0001127602-09-026110 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,515.7466

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards.

Read SEC document
December 17, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 10

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,831

Read SEC document
December 17, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife As Trustee/custodian

Disclosed balance after: 9,843

F2 · kind: The reporting person's direct holdings have been decreased to reflect the gift of 1,060 shares to his spouse as trustee/custodian of trust accounts for the benefit of his children.

Read SEC document
December 17, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,291

F2 · kind: The reporting person's direct holdings have been decreased to reflect the gift of 1,060 shares to his spouse as trustee/custodian of trust accounts for the benefit of his children.

Read SEC document
December 16, 2009 Filed Dec 18, 2009 16:59 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 47,981 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001127602-09-025636 · form4.xml · derivative · entry 5

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,981 shares

Expires 2010-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares became exercisable in three annual installments beginning on date shown as "Date Exercisable."

Read SEC document
December 16, 2009 Filed Dec 18, 2009 16:59 UTC
Linville Judson CCEO, U.S. Consumer Division
SaleCommon Stock 47,091 $41.32 $1,945,800.12
Disclosure

SEC source: 0001127602-09-025636 · form4.xml · nonDerivative · entry 2

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,974

F1 · shares: 46,202 of these shares were sold to cover the cost of exercise and taxes due upon the exercise of employee stock options.

Read SEC document
December 16, 2009 Filed Dec 18, 2009 16:59 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionCommon Stock 47,981 $38.22 $1,834,025.74
Disclosure

SEC source: 0001127602-09-025636 · form4.xml · nonDerivative · entry 1

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
OtherCommon Stock 5,265 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,351

F1 · kind: The reporting person's direct holdings have been increased to reflect the transfer of 5,265 shares from a grantor annuity trust (shown on the reporting person's previous filing as shares indirectly held by "GRAT 2005") into his directly held account.

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
OtherCommon Stock 5,265 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT 2005

Disclosed balance after: 0

F1 · kind: The reporting person's direct holdings have been increased to reflect the transfer of 5,265 shares from a grantor annuity trust (shown on the reporting person's previous filing as shares indirectly held by "GRAT 2005") into his directly held account.

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 2,026 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,086

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,112

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019,975

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 10,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,838

Read SEC document
December 14, 2009 Filed Jan 28, 2010 00:17 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 3,647 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-002368 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,781

Read SEC document
November 30, 2009 Filed Dec 2, 2009 21:49 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 462,673 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001127602-09-024090 · form4.xml · derivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 462,673 shares

Expires 2010-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable" and expire on February 28, 2010.

Read SEC document
November 30, 2009 Filed Dec 2, 2009 21:49 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 444,413 $41.33 $18,367,589.29
Disclosure

SEC source: 0001127602-09-024090 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,428

F1 · kind: The reported disposition represents the surrender of previously owned shares to cover the cost of exercise and tax obligations relating to the exercise of employee stock options scheduled to expire in February 2010. As a result of this transaction Mr. Chenault increased his direct ownership of common shares.

Read SEC document
November 30, 2009 Filed Dec 2, 2009 21:49 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Stock 462,673 $38.22 $17,685,212.75
Disclosure

SEC source: 0001127602-09-024090 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2009 Filed Dec 2, 2009 21:49 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-024090 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,168

Read SEC document
November 10, 2009 Filed Nov 12, 2009 20:30 UTC PurchaseCommon Stock 5,400 $39.40 $212,760.00
Disclosure

SEC source: 0001127602-09-022386 · form4.xml · nonDerivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 24,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.79 to $39.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 23:20 UTC
Squeri Stephen JGroup Pres., Global Services
GrantEmployee Stock Option (Right to Buy) · Derivative 229,621 $0.00 Strike: $34.84 $0.00
Disclosure

SEC source: 0001127602-09-021620 · form4.xml · derivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,621

Underlying: Common Stock · 229,621 shares

Expires 2019-10-30

F4 · derivative.exercise_date: These stock options will become exercisable four years after grant date subject to award requirements including continuous employment.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 23:20 UTC
Squeri Stephen JGroup Pres., Global Services
GrantCommon Stock 28,702 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-09-021620 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,010

F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment.

F1 · price: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 23:32 UTC
GILLIGAN EDWARD PVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 114,810 $0.00 Strike: $34.84 $0.00
Disclosure

SEC source: 0001127602-09-021627 · form4.xml · derivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,810

Underlying: Common Stock · 114,810 shares

Expires 2019-10-30

F3 · derivative.exercise_date: These stock options will become exercisable four years after grant date subject to award requirements including continuous employment.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 23:32 UTC
GILLIGAN EDWARD PVice Chairman
GrantCommon Stock 57,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-09-021627 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,785

F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment.

F1 · price: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 16:49 UTC GrantShare Equivalent Units · Derivative 658.97 $34.15 $22,500.53
Disclosure

SEC source: 0001127602-09-020011 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,687.404

Underlying: Common Stock · 658.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 17:10 UTC GrantShare Equivalent Units · Derivative 658.97 $34.15 $22,500.53
Disclosure

SEC source: 0001127602-09-020027 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,538.533

Underlying: Common Stock · 658.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2009 Filed Oct 2, 2009 17:16 UTC GrantShare Equivalent Units · Derivative 622.36 $34.15 $21,250.48
Disclosure

SEC source: 0001127602-09-020034 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,547.187

Underlying: Common Stock · 622.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2009 Filed Oct 2, 2009 18:54 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 549.14 $34.15 $18,750.39
Disclosure

SEC source: 0001127602-09-020119 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,211.255

Underlying: Common Stock · 549.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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July 27, 2009 Filed Jul 28, 2009 19:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 60,000 $29.19 $1,751,400.00
Disclosure

SEC source: 0001127602-09-016293 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,346.2

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.06 to $29.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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June 30, 2009 Filed Jul 2, 2009 17:39 UTC GrantShare Equivalent Units · Derivative 945.64 $23.79 $22,500.56
Disclosure

SEC source: 0001127602-09-014939 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,786.506

Underlying: Common Stock · 945.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 17:28 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 788.03 $23.79 $18,750.39
Disclosure

SEC source: 0001127602-09-014936 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,504.1

Underlying: Common Stock · 788.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 17:45 UTC GrantShare Equivalent Units · Derivative 945.64 $23.79 $22,500.56
Disclosure

SEC source: 0001127602-09-014941 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,862.887

Underlying: Common Stock · 945.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 17:49 UTC GrantShare Equivalent Units · Derivative 893.11 $23.79 $21,250.66
Disclosure

SEC source: 0001127602-09-014946 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,754.338

Underlying: Common Stock · 893.11 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 04, 2009 Filed Jun 5, 2009 19:51 UTC PurchaseCommon Stock 8,000 $25.11 $200,880.00
Disclosure

SEC source: 0001127602-09-013363 · form4.xml · nonDerivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 19,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares acquired were purchased in multiple transactions at prices ranging from $25.10 to $25.11, inclusive. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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April 27, 2009 Filed Apr 29, 2009 19:25 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009945 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,580.5

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.