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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
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Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2011 Filed Jan 29, 2011 00:04 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Stock 657 $44.46 $29,210.22
Disclosure

SEC source: 0001127602-11-002754 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,826

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2011 Filed Jan 29, 2011 00:04 UTC
HAYES JOHN DEVP, Advertising
GrantCommon Stock 1,640 $44.46 $72,914.40
Disclosure

SEC source: 0001127602-11-002754 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,483

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 26, 2011 Filed Jan 29, 2011 00:16 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 878 $44.46 $39,035.88
Disclosure

SEC source: 0001127602-11-002757 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,577

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2011 Filed Jan 29, 2011 00:16 UTC
PARENT LOUISE MEVP, General Counsel
GrantCommon Stock 2,050 $44.46 $91,143.00
Disclosure

SEC source: 0001127602-11-002757 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,455

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 26, 2011 Filed Jan 29, 2011 00:27 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 1,295 $44.46 $57,575.70
Disclosure

SEC source: 0001127602-11-002759 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,262.95

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2011 Filed Jan 29, 2011 00:27 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantCommon Stock 3,034 $44.46 $134,891.64
Disclosure

SEC source: 0001127602-11-002759 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,557.95

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 26, 2011 Filed Jan 29, 2011 00:33 UTC
Squeri Stephen JGroup Pres., Global Services
Tax withholdingCommon Stock 1,221 $44.46 $54,285.66
Disclosure

SEC source: 0001127602-11-002763 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,690

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 25, 2011 Filed Jan 28, 2011 00:10 UTC
Henry Daniel TEVP, Chief Financial Officer
Tax withholdingCommon Stock 662 $44.80 $29,657.60
Disclosure

SEC source: 0001127602-11-002586 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,232

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 20:02 UTC GrantShare Equivalent Units · Derivative 639.01 $43.04 $27,499.80
Disclosure

SEC source: 0001127602-11-000525 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,739.925

Underlying: Common Stock · 639.01 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 20:08 UTC GrantShare Equivalent Units · Derivative 580.92 $43.04 $24,999.89
Disclosure

SEC source: 0001127602-11-000531 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,348.812

Underlying: Common Stock · 580.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 20:22 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 435.69 $43.04 $18,749.92
Disclosure

SEC source: 0001127602-11-000558 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,111.56

Underlying: Common Stock · 435.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 20:28 UTC GrantShare Equivalent Units · Derivative 580.92 $43.04 $24,999.89
Disclosure

SEC source: 0001127602-11-000572 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,062.544

Underlying: Common Stock · 580.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2010 Filed Jan 28, 2011 23:43 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-002747 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife As Trustee/custodian

Disclosed balance after: 10,921

Read SEC document
December 31, 2010 Filed Jan 28, 2011 23:43 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-002747 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,315

Read SEC document
December 02, 2010 Filed Dec 3, 2010 21:46 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,363 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-10-029674 · form4.xml · derivative · entry 6

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,092

Underlying: Common Stock · 52,363 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 21:46 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 71,971 $0.00 Strike: $29.24 $0.00
Disclosure

SEC source: 0001127602-10-029674 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,971 shares

Expires 2013-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
December 02, 2010 Filed Dec 3, 2010 21:46 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 108,860 $44.57 $4,851,487.42
Disclosure

SEC source: 0001127602-10-029674 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,911

F1 · shares: Of the 124,334 shares acquired pursuant to the employee stock option exercise reported above, approximately 93,387 shares were sold to cover the cost of exercise and withholding taxes. Mr. Squeri retained 50% of the net shares acquired from this option exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.47 to $44.68. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 21:46 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 52,363 $16.71 $874,985.73
Disclosure

SEC source: 0001127602-10-029674 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 21:46 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 71,971 $29.24 $2,104,360.07
Disclosure

SEC source: 0001127602-10-029674 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2010 Filed Dec 3, 2010 21:50 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 171,360 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-029677 · form4.xml · derivative · entry 5

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,360 shares

Expires 2011-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
December 01, 2010 Filed Dec 3, 2010 21:50 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 5,534 $44.25 $244,879.50
Disclosure

SEC source: 0001127602-10-029677 · form4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,843

F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment.

Read SEC document
December 01, 2010 Filed Dec 3, 2010 21:50 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 165,826 $44.19 $7,328,232.34
Disclosure

SEC source: 0001127602-10-029677 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,377

F1 · shares: Of the 171,360 shares acquired pursuant to the employee stock option exercise reported above, approximately 160,292 shares were sold to cover the cost of exercise and withholding taxes. Mr. Hayes retained 50% of the net shares acquired from this option exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.12 to $44.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 01, 2010 Filed Dec 3, 2010 21:50 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 171,360 $38.92 $6,669,673.92
Disclosure

SEC source: 0001127602-10-029677 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2010 Filed Jan 28, 2011 23:43 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 228 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-002747 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,393

Read SEC document
November 24, 2010 Filed Nov 29, 2010 21:51 UTC
AMBLE JOAN LORDISenior Vice President
SaleCommon Stock 10,000 $42.61 $426,131.00
Disclosure

SEC source: 0001127602-10-029035 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,019.7466

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.61 to $42.6313. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 24, 2010 Filed Nov 29, 2010 21:56 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 39,984 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-029038 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,984 shares

Expires 2011-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 24, 2010 Filed Nov 29, 2010 21:56 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
SaleCommon Stock 38,100 $42.76 $1,629,186.48
Disclosure

SEC source: 0001127602-10-029038 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,899

F1 · shares: Represents the sale of shares to cover the cost of exercise and applicable withholding taxes in connection with the exercise of employee stock options reported above.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.70 to $42.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 24, 2010 Filed Nov 29, 2010 21:56 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionCommon Stock 39,984 $38.92 $1,556,257.25
Disclosure

SEC source: 0001127602-10-029038 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2010 Filed Nov 29, 2010 22:00 UTC
JORDAN VERNON E JRAdvisor to the Board
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $37.71 $0.00
Disclosure

SEC source: 0001127602-10-029039 · form4.xml · derivative · entry 5

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,427 shares

Expires 2012-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options became exercisable in three annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 24, 2010 Filed Nov 29, 2010 22:00 UTC
JORDAN VERNON E JRAdvisor to the Board
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $35.57 $0.00
Disclosure

SEC source: 0001127602-10-029039 · form4.xml · derivative · entry 4

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,427 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options became exercisable in three annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 24, 2010 Filed Nov 29, 2010 22:00 UTC
JORDAN VERNON E JRAdvisor to the Board
SaleCommon Stock 6,854 $42.40 $290,609.60
Disclosure

SEC source: 0001127602-10-029039 · form4.xml · nonDerivative · entry 3

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,783

Read SEC document
November 24, 2010 Filed Nov 29, 2010 22:00 UTC
JORDAN VERNON E JRAdvisor to the Board
Exercise / conversionCommon Stock 3,427 $37.71 $129,245.88
Disclosure

SEC source: 0001127602-10-029039 · form4.xml · nonDerivative · entry 2

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2010 Filed Nov 29, 2010 22:00 UTC
JORDAN VERNON E JRAdvisor to the Board
Exercise / conversionCommon Stock 3,427 $35.57 $121,881.26
Disclosure

SEC source: 0001127602-10-029039 · form4.xml · nonDerivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2010 Filed Jan 28, 2011 23:43 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-002747 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,621

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:28 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 79,968 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-027516 · form4.xml · derivative · entry 5

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,968 shares

Expires 2011-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:28 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
SaleCommon Stock 2,496 $44.03 $109,907.12
Disclosure

SEC source: 0001127602-10-027516 · form4.xml · nonDerivative · entry 3

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,617

F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.02 to $44.084. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:28 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
SaleCommon Stock 77,472 $44.03 $3,411,347.82
Disclosure

SEC source: 0001127602-10-027516 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,113

F1 · shares: Of the 79,968 shares acquired pursuant to the employee stock option exercise reported above, approximately 74,977 shares were sold to cover the cost of exercise and withholding taxes. Mr. Gupta retained 50% of the net shares acquired from this option exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.02 to $44.084. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:28 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
Exercise / conversionCommon Stock 79,968 $38.92 $3,112,514.50
Disclosure

SEC source: 0001127602-10-027516 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:34 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 188,496 $0.00 Strike: $31.94 $0.00
Disclosure

SEC source: 0001127602-10-027522 · form4.xml · derivative · entry 5

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,496 shares

Expires 2012-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:34 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 12,664 $44.00 $557,216.00
Disclosure

SEC source: 0001127602-10-027522 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,405

F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:34 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 175,832 $44.02 $7,740,458.72
Disclosure

SEC source: 0001127602-10-027522 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,069

F1 · shares: Of the 188,496 shares acquired pursuant to the employee stock option exercise reported above, approximately 163,168 shares were sold to cover the cost of exercise and withholding taxes. Ms. Parent retained 50% of the net shares acquired from this option exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 21:34 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Stock 188,496 $31.94 $6,020,750.74
Disclosure

SEC source: 0001127602-10-027522 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 616,897 $0.00 Strike: $31.94 $0.00
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · derivative · entry 21

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 616,897 shares

Expires 2012-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 571,201 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · derivative · entry 20

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 571,201 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 228,481 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · derivative · entry 19

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 228,481 shares

Expires 2011-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 89,000 $42.02 $3,739,975.80
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · nonDerivative · entry 15

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,621

F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.91 to $42.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 26,600 $41.51 $1,104,166.00
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · nonDerivative · entry 14

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,621

F1 · shares: Of the 1,416,579 shares acquired pursuant to the option exercises reported above, approximately 1,307,678 shares were sold to cover the cost of exercise and withholding taxes. Mr. Chenault retained 75% of the net shares acquired from these exercises.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 24,641 $41.50 $1,022,601.50
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · nonDerivative · entry 13

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,221

F1 · shares: Of the 1,416,579 shares acquired pursuant to the option exercises reported above, approximately 1,307,678 shares were sold to cover the cost of exercise and withholding taxes. Mr. Chenault retained 75% of the net shares acquired from these exercises.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 1,277,616 $41.88 $53,508,091.22
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · nonDerivative · entry 12

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,862

F1 · shares: Of the 1,416,579 shares acquired pursuant to the option exercises reported above, approximately 1,307,678 shares were sold to cover the cost of exercise and withholding taxes. Mr. Chenault retained 75% of the net shares acquired from these exercises.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.58 to $42.53. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Stock 616,897 $31.94 $19,704,307.08
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · nonDerivative · entry 11

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.