Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2016 Filed Jan 28, 2016 20:10 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 16,802 | $55.09 | $925,622.18 |
DisclosureSEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,405 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of the RSUs granted in January 2015. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:10 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantCommon Stock | 32,577 | $55.09 | $1,794,666.93 |
DisclosureSEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,207 F2 · kind: Represents shares acquired pursuant to vesting of RSUs that were granted to the reporting person in January 2015 and vested in January 2016 based on the terms of the grant approved in January 2015 (see Remarks below). Pursuant to the award terms, the reporting person is required to hold 100% of shares (net of taxes) received upon the vesting of equity awards until one-year after retirement. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:12 UTC |
WILLIAMS RONALD ADirector
|
PurchaseCommon Stock | 18,040 | $55.51 | $1,001,310.20 |
DisclosureSEC source: 0001127602-16-038209 · form4.xml · nonDerivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,125 Read SEC document |
| January 24, 2016 Filed Jan 26, 2016 21:53 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
Tax withholdingCommon Stock | 238 | $55.06 | $13,104.28 |
DisclosureSEC source: 0001127602-16-037921 · form4.xml · nonDerivative · entry 1 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,819.691 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:25 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 413.788 | $69.55 | $28,778.96 |
DisclosureSEC source: 0001127602-16-035813 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,979.32 Underlying: Common Stock · 413.788 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:28 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 449.77 | $69.55 | $31,281.50 |
DisclosureSEC source: 0001127602-16-035818 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,564.065 Underlying: Common Stock · 449.77 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:32 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 575.705 | $69.55 | $40,040.28 |
DisclosureSEC source: 0001127602-16-035821 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,745.137 Underlying: Common Stock · 575.705 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:34 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 431.779 | $69.55 | $30,030.23 |
DisclosureSEC source: 0001127602-16-035827 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291.067 Underlying: Common Stock · 431.779 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:36 UTC |
POPOFF FRANK PAdvisor to the Board
|
GrantShare Equivalent Units · Derivative | 566.71 | $69.55 | $39,414.68 |
DisclosureSEC source: 0001127602-16-035831 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,284.202 Underlying: Common Stock · 566.71 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:39 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 593.696 | $69.55 | $41,291.56 |
DisclosureSEC source: 0001127602-16-035836 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,361.868 Underlying: Common Stock · 593.696 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 21:42 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 431.779 | $69.55 | $30,030.23 |
DisclosureSEC source: 0001127602-16-035840 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345.864 Underlying: Common Stock · 431.779 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 19:08 UTC |
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-15-032449 · form4.xml · derivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,000 shares Expires 2016-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 19:08 UTC |
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
|
SaleCommon Stock | 103,084 | $72.48 | $7,471,085.06 |
DisclosureSEC source: 0001127602-15-032449 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,091 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.40 to $72.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 19:08 UTC |
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
|
Exercise / conversionCommon Stock | 110,000 | $51.87 | $5,705,150.00 |
DisclosureSEC source: 0001127602-15-032449 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2015 Filed Nov 13, 2015 21:16 UTC |
Buckminster Douglas E.Pres, Global Consumer Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 49,500 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-15-031306 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,500 shares Expires 2016-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 11, 2015 Filed Nov 13, 2015 21:16 UTC |
Buckminster Douglas E.Pres, Global Consumer Services
|
SaleCommon Stock | 46,345 | $72.85 | $3,376,372.29 |
DisclosureSEC source: 0001127602-15-031306 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,849 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.76 to $72.92. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 11, 2015 Filed Nov 13, 2015 21:16 UTC |
Buckminster Douglas E.Pres, Global Consumer Services
|
Exercise / conversionCommon Stock | 49,500 | $51.87 | $2,567,317.50 |
DisclosureSEC source: 0001127602-15-031306 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2015 Filed Nov 3, 2015 19:28 UTC |
GORDON MARC DEVP, Chief Information Officer
|
Tax withholdingCommon Stock | 7,671 | $73.26 | $561,977.46 |
DisclosureSEC source: 0001127602-15-030109 · form4.xml · nonDerivative · entry 2 GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,071 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| October 31, 2015 Filed Nov 3, 2015 19:28 UTC |
GORDON MARC DEVP, Chief Information Officer
|
GrantCommon Stock | 13,742 | $73.26 | $1,006,738.92 |
DisclosureSEC source: 0001127602-15-030109 · form4.xml · nonDerivative · entry 1 GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,742 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in October 2012 and have vested based on the Company's 2012-14 average return on equity performance. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:13 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 382.568 | $74.13 | $28,359.77 |
DisclosureSEC source: 0001127602-15-028189 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,492.7494 Underlying: Common Stock · 382.568 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:22 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 415.835 | $74.13 | $30,825.85 |
DisclosureSEC source: 0001127602-15-028196 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,866.124 Underlying: Common Stock · 415.835 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:26 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 532.269 | $74.13 | $39,457.10 |
DisclosureSEC source: 0001127602-15-028203 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,113.957 Underlying: Common Stock · 532.269 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:29 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 399.202 | $74.13 | $29,592.84 |
DisclosureSEC source: 0001127602-15-028206 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,816.845 Underlying: Common Stock · 399.202 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:31 UTC |
POPOFF FRANK PAdvisor to the Board
|
GrantShare Equivalent Units · Derivative | 523.952 | $74.13 | $38,840.56 |
DisclosureSEC source: 0001127602-15-028209 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,557.187 Underlying: Common Stock · 523.952 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:33 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 548.902 | $74.13 | $40,690.11 |
DisclosureSEC source: 0001127602-15-028212 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,568.607 Underlying: Common Stock · 548.902 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 16:35 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 399.202 | $74.13 | $29,592.84 |
DisclosureSEC source: 0001127602-15-028215 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895.048 Underlying: Common Stock · 399.202 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| July 31, 2015 Filed Jan 28, 2016 20:10 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GiftCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,630 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC |
Squeri Stephen JVice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 229,621 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 229,621 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC |
Squeri Stephen JVice Chairman
|
SaleCommon Stock | 20,000 | $76.00 | $1,520,000.00 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,629.443 F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: The reporting person's end of period holdings reflects a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC |
Squeri Stephen JVice Chairman
|
SaleCommon Stock | 199,474 | $76.00 | $15,160,024.00 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,629.443 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC |
Squeri Stephen JVice Chairman
|
Exercise / conversionCommon Stock | 229,621 | $34.84 | $7,999,995.64 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,103.443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:32 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 500.063 | $79.99 | $40,000.04 |
DisclosureSEC source: 0001127602-15-022153 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,548.039 Underlying: Common Stock · 500.063 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:22 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 359.42 | $79.99 | $28,750.01 |
DisclosureSEC source: 0001127602-15-022140 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,060.429 Underlying: Common Stock · 359.42 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:27 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 390.674 | $79.99 | $31,250.01 |
DisclosureSEC source: 0001127602-15-022146 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,242.859 Underlying: Common Stock · 390.674 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:34 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 375.047 | $79.99 | $30,000.01 |
DisclosureSEC source: 0001127602-15-022159 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,395.246 Underlying: Common Stock · 375.047 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:38 UTC |
POPOFF FRANK PAdvisor to the Board
|
GrantShare Equivalent Units · Derivative | 492.249 | $79.99 | $39,375.00 |
DisclosureSEC source: 0001127602-15-022164 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,890.873 Underlying: Common Stock · 492.249 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:41 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 515.689 | $79.99 | $41,249.96 |
DisclosureSEC source: 0001127602-15-022166 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,856.479 Underlying: Common Stock · 515.689 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 18:44 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 375.047 | $79.99 | $30,000.01 |
DisclosureSEC source: 0001127602-15-022168 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494.508 Underlying: Common Stock · 375.047 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC |
Squeri Stephen JGroup Pres., Global Corp Serv
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One half of these options became exercisable on 1/31/2011 and the other on 1/31/2012. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC |
Squeri Stephen JGroup Pres., Global Corp Serv
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC |
Squeri Stephen JGroup Pres., Global Corp Serv
|
SaleCommon Stock | 431,913 | $80.00 | $34,553,040.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,322.711 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.86 to $80.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: The reporting person's end of period holdings reflects a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC |
Squeri Stephen JGroup Pres., Global Corp Serv
|
Exercise / conversionCommon Stock | 65,000 | $49.13 | $3,193,450.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,235.711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC |
Squeri Stephen JGroup Pres., Global Corp Serv
|
Exercise / conversionCommon Stock | 400,000 | $57.77 | $23,108,000.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,235.711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2015 Filed May 26, 2015 20:58 UTC |
Sample Neal J.President, Enterprise Growth
|
SaleCommon Stock | 4,317 | $80.74 | $348,563.21 |
DisclosureSEC source: 0001127602-15-018578 · form4.xml · nonDerivative · entry 1 Sample Neal J. · CIK 0001621307 · President, Enterprise Growth 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,474 F1 · kind: The reported disposition represents the sale of shares acquired from the vesting of restricted stock. Read SEC document |
| May 20, 2015 Filed May 21, 2015 20:49 UTC |
WILLIAMS RONALD ADirector
|
PurchaseCommon Stock | 13,585 | $80.98 | $1,100,113.30 |
DisclosureSEC source: 0001127602-15-018133 · form4.xml · nonDerivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,085 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.95 to $81.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within this range. Read SEC document |
| May 18, 2015 Filed May 19, 2015 19:01 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 85,937 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-15-017838 · form4.xml · derivative · entry 14 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,813 Underlying: Common Stock · 85,937 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2015 Filed May 19, 2015 19:01 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 343,750 | $0.00 Strike: $58.98 | $0.00 |
DisclosureSEC source: 0001127602-15-017838 · form4.xml · derivative · entry 13 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 343,750 shares Expires 2017-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2015 Filed May 19, 2015 19:01 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 312,500 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-15-017838 · form4.xml · derivative · entry 12 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 312,500 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-half of the options exercised became exercisable on 1/25/2010, and one-half became exercisable on 1/25/2011. Read SEC document |
| May 18, 2015 Filed May 19, 2015 19:01 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
SaleCommon Stock | 695,000 | $80.05 | $55,634,402.50 |
DisclosureSEC source: 0001127602-15-017838 · form4.xml · nonDerivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,630 F3 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.79 to $80.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 18, 2015 Filed May 19, 2015 19:01 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
SaleCommon Stock | 74,000 | $80.31 | $5,942,740.20 |
DisclosureSEC source: 0001127602-15-017838 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,630 F1 · kind: The reported disposition represents the sale of shares acquired from stock option exercises and/or restricted stock vestings in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.07 to $80.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.