Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,387 | $97.64 | $330,706.68 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · nonDerivative · entry 4 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,890.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.40 to $98.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · nonDerivative · entry 3 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,277.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 6,774 | $97.58 | $661,006.92 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,277.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.36 to $98.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 8,000 | $34.84 | $278,720.00 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,051.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · derivative · entry 9 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,533 Underlying: Common Stock · 30,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · derivative · entry 8 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,533 Underlying: Common Stock · 30,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · derivative · entry 7 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,533 Underlying: Common Stock · 30,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 19,102 | $95.09 | $1,816,409.18 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · nonDerivative · entry 6 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,032 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.05 to $95.12. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 19,102 | $95.07 | $1,816,027.14 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · nonDerivative · entry 5 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,134 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.13. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 19,102 | $94.96 | $1,813,925.92 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · nonDerivative · entry 4 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,236 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.73 to $95.19. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 30,000 | $16.71 | $501,300.00 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · nonDerivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 30,000 | $16.71 | $501,300.00 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:33 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 30,000 | $16.71 | $501,300.00 |
DisclosureSEC source: 0001127602-17-033529 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Jan 30, 2018 22:30 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
GiftCommon Stock | 1,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-003022 · form4.xml · nonDerivative · entry 1 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,464.9181 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:15 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
SaleCommon Stock | 5,500 | $94.34 | $518,870.00 |
DisclosureSEC source: 0001127602-17-031805 · form4.xml · nonDerivative · entry 1 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,052.3861 F1 · kind: The reported disposition represents the sale of shares from restricted stock vestings and/or stock option exercises in prior years. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · derivative · entry 10 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · derivative · entry 9 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · derivative · entry 8 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,108 Underlying: Common Stock · 8,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,391 | $96.21 | $326,248.11 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · nonDerivative · entry 6 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,051.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · nonDerivative · entry 5 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,442.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,395 | $96.17 | $326,497.15 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · nonDerivative · entry 4 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,442.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.06 to $96.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · nonDerivative · entry 3 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,837.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 6,789 | $96.19 | $653,033.91 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,837.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.07 to $96.32. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:09 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 8,000 | $34.84 | $278,720.00 |
DisclosureSEC source: 0001127602-17-031165 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,626.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:47 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-17-030791 · form4.xml · derivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:47 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 90,658 | $94.71 | $8,586,219.18 |
DisclosureSEC source: 0001127602-17-030791 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,338 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.58 to $95.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:47 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 115,000 | $49.13 | $5,649,950.00 |
DisclosureSEC source: 0001127602-17-030791 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 19:25 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
SaleCommon Stock | 3,195.937 | $95.42 | $304,956.31 |
DisclosureSEC source: 0001127602-17-030598 · form4.xml · nonDerivative · entry 1 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · shares: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 21:41 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-030532 · form4.xml · derivative · entry 4 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 21:41 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,391 | $95.00 | $322,145.00 |
DisclosureSEC source: 0001127602-17-030532 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,626.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 21:41 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-17-030532 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,017.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 16:24 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
SaleCommon Stock | 30,761 | $93.41 | $2,873,385.01 |
DisclosureSEC source: 0001127602-17-030369 · form4.xml · nonDerivative · entry 1 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,720 F1 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.34 to $93.46. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:58 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-029261 · form4.xml · derivative · entry 7 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:58 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-029261 · form4.xml · derivative · entry 6 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,108 Underlying: Common Stock · 8,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:58 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 6,820 | $90.61 | $617,960.20 |
DisclosureSEC source: 0001127602-17-029261 · form4.xml · nonDerivative · entry 4 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,017.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.35 to $90.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:58 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,410 | $90.44 | $308,400.40 |
DisclosureSEC source: 0001127602-17-029261 · form4.xml · nonDerivative · entry 3 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,837.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:58 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-17-029261 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,247.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:58 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 8,000 | $34.84 | $278,720.00 |
DisclosureSEC source: 0001127602-17-029261 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,247.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:32 UTC |
Brennan John JosephDirector
|
GrantShare Equivalent Units · Derivative | 379.597 | $88.91 | $33,749.97 |
DisclosureSEC source: 0001127602-17-029017 · form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339.345 Underlying: Common Stock · 379.597 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:34 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 323.361 | $88.91 | $28,750.03 |
DisclosureSEC source: 0001127602-17-029019 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,120.4853 Underlying: Common Stock · 323.361 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:35 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 351.479 | $88.91 | $31,250.00 |
DisclosureSEC source: 0001127602-17-029022 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,380.637 Underlying: Common Stock · 351.479 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:37 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 449.893 | $88.91 | $39,999.99 |
DisclosureSEC source: 0001127602-17-029025 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,871.289 Underlying: Common Stock · 449.893 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:38 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 337.42 | $88.91 | $30,000.01 |
DisclosureSEC source: 0001127602-17-029028 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,314.9927 Underlying: Common Stock · 337.42 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:40 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 168.71 | $88.91 | $15,000.01 |
DisclosureSEC source: 0001127602-17-029030 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,987.966 Underlying: Common Stock · 168.71 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:42 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 421.775 | $88.91 | $37,500.02 |
DisclosureSEC source: 0001127602-17-029033 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,748.543 Underlying: Common Stock · 421.775 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:45 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 337.42 | $88.91 | $30,000.01 |
DisclosureSEC source: 0001127602-17-029037 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,183.074 Underlying: Common Stock · 337.42 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 18:01 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
SaleCommon Stock | 6,000 | $84.39 | $506,340.00 |
DisclosureSEC source: 0001127602-17-027239 · form4.xml · nonDerivative · entry 1 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,552.3861 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.3907 to $84.3913. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 22:01 UTC |
Seeger LaureenEVP, General Counsel
|
Tax withholdingCommon Stock | 15,858 | $84.80 | $1,344,758.40 |
DisclosureSEC source: 0001127602-17-024613 · form4.xml · nonDerivative · entry 2 Seeger Laureen · CIK 0001357325 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,216.376 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 22:01 UTC |
Seeger LaureenEVP, General Counsel
|
GrantCommon Stock | 28,409 | $84.80 | $2,409,083.20 |
DisclosureSEC source: 0001127602-17-024613 · form4.xml · nonDerivative · entry 1 Seeger Laureen · CIK 0001357325 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,074.376 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in July 2014 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:15 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,790 | $0.00 Strike: $48.04 | $0.00 |
DisclosureSEC source: 0001127602-17-024766 · form4.xml · derivative · entry 8 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,790 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.