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AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2020 Filed Jan 30, 2020 23:07 UTC
Petrino RichardEVP - Corporate Controller
Tax withholdingCommon Stock 1,428 $132.45 $189,138.60
Disclosure

SEC source: 0001127602-20-002776 · form4.xml · nonDerivative · entry 2

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,267.875

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:07 UTC
Petrino RichardEVP - Corporate Controller
GrantCommon Stock 4,068 $132.45 $538,806.60
Disclosure

SEC source: 0001127602-20-002776 · form4.xml · nonDerivative · entry 1

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,695.875

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:08 UTC
Pickett DenisePresident, Glbl Services Group
Tax withholdingCommon Stock 4,109 $132.45 $544,237.05
Disclosure

SEC source: 0001127602-20-002777 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015.647

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:08 UTC
Pickett DenisePresident, Glbl Services Group
GrantCommon Stock 9,686 $132.45 $1,282,910.70
Disclosure

SEC source: 0001127602-20-002777 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,124.647

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:09 UTC
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 2,116 $132.45 $280,264.20
Disclosure

SEC source: 0001127602-20-002779 · form4.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,041.331

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:09 UTC
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 6,134 $132.45 $812,448.30
Disclosure

SEC source: 0001127602-20-002779 · form4.xml · nonDerivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,157.331

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 20,918 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · derivative · entry 6

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,918

Underlying: Common Stock · 20,918 shares

Expires 2027-01-28

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
Tax withholdingCommon Stock 11,135 $132.45 $1,474,830.75
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,951.03

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
GrantCommon Stock 20,918 $132.45 $2,770,589.10
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,086.03

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:12 UTC
Williams Anre DGroup Pres., GMNS
GrantEmployee Stock Option (Right to Buy) · Derivative 18,303 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002784 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,303

Underlying: Common Stock · 18,303 shares

Expires 2027-01-28

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:12 UTC
Williams Anre DGroup Pres., GMNS
Tax withholdingCommon Stock 7,977 $132.45 $1,056,553.65
Disclosure

SEC source: 0001127602-20-002784 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,584.661

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:12 UTC
Williams Anre DGroup Pres., GMNS
GrantCommon Stock 18,303 $132.45 $2,424,232.35
Disclosure

SEC source: 0001127602-20-002784 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,561.661

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:14 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 48,635 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002786 · form4.xml · derivative · entry 4

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,635

Underlying: Common Stock · 48,635 shares

Expires 2027-01-28

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:14 UTC
Squeri Stephen JDirector · Chairman and CEO
Tax withholdingCommon Stock 23,161 $132.45 $3,067,674.45
Disclosure

SEC source: 0001127602-20-002786 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,769.813

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:14 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantCommon Stock 48,635 $132.45 $6,441,705.75
Disclosure

SEC source: 0001127602-20-002786 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,930.813

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:19 UTC
Joabar RaymondCRO and Pres., GRBC
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-20-002675 · form4.xml · derivative · entry 5

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:19 UTC
Joabar RaymondCRO and Pres., GRBC
SaleCommon Stock 17,544 $131.21 $2,301,948.24
Disclosure

SEC source: 0001127602-20-002675 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,615

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.91 to $131.51. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:19 UTC
Joabar RaymondCRO and Pres., GRBC
Exercise / conversionCommon Stock 20,000 $65.43 $1,308,600.00
Disclosure

SEC source: 0001127602-20-002675 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · derivative · entry 8

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,777 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 400 $137.49 $54,996.00
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 7

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,168.03

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.36 to $137.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F7 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 2,194 $135.32 $296,892.08
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 6

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,568.03

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.01 to $135.93. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 6,000 $134.58 $807,480.00
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 5

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,762.03

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.01 to 135.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 1,200 $136.58 $163,896.00
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 4

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,762.03

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.15 to $137.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 4,800 $136.00 $652,800.00
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,962.03

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.87 to $136.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 12,977 $136.76 $1,774,734.52
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,762.03

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.37 to $137.21. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:30 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionCommon Stock 17,777 $83.30 $1,480,824.10
Disclosure

SEC source: 0001127602-20-002526 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,739.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:31 UTC GrantShare Equivalent Units · Derivative 330.423 $124.84 $41,250.01
Disclosure

SEC source: 0001127602-20-000709 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463.5406

Underlying: Common Stock · 330.423 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:36 UTC GrantShare Equivalent Units · Derivative 310.397 $124.84 $38,749.96
Disclosure

SEC source: 0001127602-20-000725 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,617.5814

Underlying: Common Stock · 310.397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:39 UTC GrantShare Equivalent Units · Derivative 270.346 $124.84 $33,749.99
Disclosure

SEC source: 0001127602-20-000736 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,091.5178

Underlying: Common Stock · 270.346 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:42 UTC GrantShare Equivalent Units · Derivative 230.295 $124.84 $28,750.03
Disclosure

SEC source: 0001127602-20-000751 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,604.314

Underlying: Common Stock · 230.295 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:46 UTC GrantShare Equivalent Units · Derivative 150.192 $124.84 $18,749.97
Disclosure

SEC source: 0001127602-20-000759 · form4.xml · derivative · entry 2

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,838.8249

Underlying: Common Stock · 150.192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F4 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:46 UTC GrantShare Equivalent Units · Derivative 310.397 $124.84 $38,749.96
Disclosure

SEC source: 0001127602-20-000759 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,688.6329

Underlying: Common Stock · 310.397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:48 UTC GrantShare Equivalent Units · Derivative 240.308 $124.84 $30,000.05
Disclosure

SEC source: 0001127602-20-000768 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,993.3479

Underlying: Common Stock · 240.308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:32 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 1,574 $119.91 $188,738.34
Disclosure

SEC source: 0001127602-19-034269 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,295.813

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.46 to $120.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:32 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 2,220 $118.74 $263,602.80
Disclosure

SEC source: 0001127602-19-034269 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,869.813

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.36 to $119.26. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:32 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 11,206 $117.53 $1,317,041.18
Disclosure

SEC source: 0001127602-19-034269 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,089.813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.18 to $118.11. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 22, 2019 Filed Feb 14, 2020 20:00 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GiftCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005583 · form5.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,737.914

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 14:08 UTC
Pickett DenisePresident, Glbl Services Group
SaleCommon Stock 2,400 $118.39 $284,136.00
Disclosure

SEC source: 0001127602-19-031195 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,411.421

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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October 23, 2019 Filed Oct 25, 2019 18:20 UTC SaleCommon Stock 8,420 $116.44 $980,424.80
Disclosure

SEC source: 0001127602-19-031036 · form4.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

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September 30, 2019 Filed Oct 2, 2019 17:57 UTC GrantShare Equivalent Units · Derivative 245.637 $118.37 $29,076.05
Disclosure

SEC source: 0001127602-19-029618 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,355.051

Underlying: Common Stock · 245.637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2019 Filed Oct 2, 2019 17:59 UTC GrantShare Equivalent Units · Derivative 348.484 $118.37 $41,250.05
Disclosure

SEC source: 0001127602-19-029620 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,097.3736

Underlying: Common Stock · 348.484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2019 Filed Oct 2, 2019 18:00 UTC GrantShare Equivalent Units · Derivative 337.923 $118.37 $39,999.95
Disclosure

SEC source: 0001127602-19-029622 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,203.8034

Underlying: Common Stock · 337.923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2019 Filed Oct 2, 2019 18:01 UTC GrantShare Equivalent Units · Derivative 245.637 $118.37 $29,076.05
Disclosure

SEC source: 0001127602-19-029623 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,737.1428

Underlying: Common Stock · 245.637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2019 Filed Oct 2, 2019 18:02 UTC GrantShare Equivalent Units · Derivative 158.402 $118.37 $18,750.04
Disclosure

SEC source: 0001127602-19-029624 · form4.xml · derivative · entry 2

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,133.5049

Underlying: Common Stock · 158.402 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F4 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2019 Filed Oct 2, 2019 18:02 UTC GrantShare Equivalent Units · Derivative 327.363 $118.37 $38,749.96
Disclosure

SEC source: 0001127602-19-029624 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,975.1029

Underlying: Common Stock · 327.363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

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September 30, 2019 Filed Oct 2, 2019 18:04 UTC GrantShare Equivalent Units · Derivative 256.653 $118.37 $30,380.02
Disclosure

SEC source: 0001127602-19-029625 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,690.4159

Underlying: Common Stock · 256.653 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 03, 2019 Filed Sep 5, 2019 21:00 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 1,774 $119.84 $212,596.16
Disclosure

SEC source: 0001127602-19-028010 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,295.813

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.61 to $120.21. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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September 03, 2019 Filed Sep 5, 2019 21:00 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 2,539 $118.82 $301,683.98
Disclosure

SEC source: 0001127602-19-028010 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,069.813

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.52 to $119.07. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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September 03, 2019 Filed Sep 5, 2019 21:00 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 10,687 $117.96 $1,260,638.52
Disclosure

SEC source: 0001127602-19-028010 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,608.813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.55 to $118.51. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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August 01, 2019 Filed Aug 2, 2019 15:52 UTC
CAMPBELL JEFFREY CChief Financial Officer
SaleCommon Stock 300 $126.01 $37,803.00
Disclosure

SEC source: 0001127602-19-025780 · form4.xml · nonDerivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,933.583

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.99 to $126.03. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.