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AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2021 Filed Jan 28, 2021 22:21 UTC
CAMPBELL JEFFREY CChief Financial Officer
GrantCommon Stock 27,770 $121.15 $3,364,335.50
Disclosure

SEC source: 0001127602-21-002848 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,558.563

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:25 UTC
GORDON MARC DChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,362 $0.00 Strike: $97.98 $0.00
Disclosure

SEC source: 0001127602-21-002857 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,362

Underlying: Common Stock · 10,362 shares

Expires 2028-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:25 UTC
GORDON MARC DChief Information Officer
Tax withholdingCommon Stock 3,948 $121.15 $478,300.20
Disclosure

SEC source: 0001127602-21-002857 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,233.325

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:25 UTC
GORDON MARC DChief Information Officer
GrantCommon Stock 10,362 $121.15 $1,255,356.30
Disclosure

SEC source: 0001127602-21-002857 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,181.325

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:29 UTC
Seeger LaureenChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 16,579 $0.00 Strike: $97.98 $0.00
Disclosure

SEC source: 0001127602-21-002865 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,579

Underlying: Common Stock · 16,579 shares

Expires 2028-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:29 UTC
Seeger LaureenChief Legal Officer
Tax withholdingCommon Stock 7,614 $121.15 $922,436.10
Disclosure

SEC source: 0001127602-21-002865 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,395.436

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:29 UTC
Seeger LaureenChief Legal Officer
GrantCommon Stock 16,579 $121.15 $2,008,545.85
Disclosure

SEC source: 0001127602-21-002865 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,009.436

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:33 UTC
Joabar RaymondCRO and Pres., GRC
Tax withholdingCommon Stock 4,114 $121.15 $498,411.10
Disclosure

SEC source: 0001127602-21-002872 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,155

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:33 UTC
Joabar RaymondCRO and Pres., GRC
GrantCommon Stock 7,654 $121.15 $927,282.10
Disclosure

SEC source: 0001127602-21-002872 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,269

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:36 UTC
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 2,030 $121.15 $245,934.50
Disclosure

SEC source: 0001127602-21-002878 · form4.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,531.848

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:36 UTC
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 5,868 $121.15 $710,908.20
Disclosure

SEC source: 0001127602-21-002878 · form4.xml · nonDerivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,561.848

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:39 UTC
Pickett DenisePresident, Glbl Services Group
Tax withholdingCommon Stock 2,960 $121.15 $358,604.00
Disclosure

SEC source: 0001127602-21-002883 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,918.007

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:39 UTC
Pickett DenisePresident, Glbl Services Group
GrantCommon Stock 7,654 $121.15 $927,282.10
Disclosure

SEC source: 0001127602-21-002883 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,878.007

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:45 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 66,225 $0.00 Strike: $97.98 $0.00
Disclosure

SEC source: 0001127602-21-002887 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,225

Underlying: Common Stock · 66,225 shares

Expires 2028-01-26

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:45 UTC
Squeri Stephen JDirector · Chairman and CEO
Tax withholdingCommon Stock 29,951 $121.15 $3,628,563.65
Disclosure

SEC source: 0001127602-21-002887 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,285

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:45 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantCommon Stock 61,236 $121.15 $7,418,741.40
Disclosure

SEC source: 0001127602-21-002887 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,236

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC
Lieberman Quinn JessicaEVP - Controller
Tax withholdingCommon Stock 871 $121.15 $105,521.65
Disclosure

SEC source: 0001127602-21-002891 · form4.xml · nonDerivative · entry 2

Lieberman Quinn Jessica · CIK 0001804094 · EVP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101.68

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC
Lieberman Quinn JessicaEVP - Controller
GrantCommon Stock 2,168 $121.15 $262,653.20
Disclosure

SEC source: 0001127602-21-002891 · form4.xml · nonDerivative · entry 1

Lieberman Quinn Jessica · CIK 0001804094 · EVP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,972.68

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:52 UTC
Williams Anre DGroup Pres., GMNS
GrantEmployee Stock Option (Right to Buy) · Derivative 14,507 $0.00 Strike: $97.98 $0.00
Disclosure

SEC source: 0001127602-21-002896 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,507

Underlying: Common Stock · 14,507 shares

Expires 2028-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:52 UTC
Williams Anre DGroup Pres., GMNS
Tax withholdingCommon Stock 6,065 $121.15 $734,774.75
Disclosure

SEC source: 0001127602-21-002896 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,026.661

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:52 UTC
Williams Anre DGroup Pres., GMNS
GrantCommon Stock 14,507 $121.15 $1,757,523.05
Disclosure

SEC source: 0001127602-21-002896 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,091.661

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:26 UTC GrantShare Equivalent Units · Derivative 371.203 $117.86 $43,749.99
Disclosure

SEC source: 0001127602-21-000763 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,776.6177

Underlying: Common Stock · 371.203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:28 UTC GrantShare Equivalent Units · Derivative 328.78 $117.86 $38,750.01
Disclosure

SEC source: 0001127602-21-000767 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,064.137

Underlying: Common Stock · 328.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:34 UTC GrantShare Equivalent Units · Derivative 296.962 $117.86 $34,999.94
Disclosure

SEC source: 0001127602-21-000777 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,263.7662

Underlying: Common Stock · 296.962 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:30 UTC GrantShare Equivalent Units · Derivative 71.475 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000771 · form4.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71.475

Underlying: Common Stock · 71.475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:37 UTC GrantShare Equivalent Units · Derivative 286.357 $117.86 $33,750.04
Disclosure

SEC source: 0001127602-21-000780 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,205.6799

Underlying: Common Stock · 286.357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:40 UTC GrantShare Equivalent Units · Derivative 286.357 $117.86 $33,750.04
Disclosure

SEC source: 0001127602-21-000782 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393.2704

Underlying: Common Stock · 286.357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:43 UTC GrantShare Equivalent Units · Derivative 159.087 $117.86 $18,749.99
Disclosure

SEC source: 0001127602-21-000784 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,078.4203

Underlying: Common Stock · 159.087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:46 UTC GrantShare Equivalent Units · Derivative 286.357 $117.86 $33,750.04
Disclosure

SEC source: 0001127602-21-000788 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,016.0216

Underlying: Common Stock · 286.357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 19:06 UTC
Marrs AnnaPres., Global Comm. Services
SaleCommon Stock 2,064 $119.56 $246,771.84
Disclosure

SEC source: 0001127602-20-028740 · form4.xml · nonDerivative · entry 1

Marrs Anna · CIK 0001753557 · Pres., Global Comm. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 06, 2020 Filed Nov 10, 2020 20:03 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,779 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001127602-20-028606 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,779 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 06, 2020 Filed Nov 10, 2020 20:03 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
SaleCommon Stock 14,827 $96.85 $1,435,994.95
Disclosure

SEC source: 0001127602-20-028606 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,806.066

F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.16. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 20:03 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Exercise / conversionCommon Stock 19,779 $44.54 $880,956.66
Disclosure

SEC source: 0001127602-20-028606 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,633.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 20:03 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GiftCommon Stock 11,902 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028606 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · ownership.nature: Upon termination of the grantor retained annuity trust on November 6, 2020, all 11,902 shares were transferred to an Irrevocable Trust for the benefit of his wife and two children.

Read SEC document
October 31, 2020 Filed Nov 3, 2020 19:00 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantEmployee Stock Option (Right to Buy) · Derivative 117,309 $0.00 Strike: $95.52 $0.00
Disclosure

SEC source: 0001127602-20-027942 · form4.xml · derivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,309

Underlying: Common Stock · 117,309 shares

Expires 2024-10-31

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on October 31, 2017. These options became exercisable on October 31, 2020 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
October 31, 2020 Filed Nov 3, 2020 19:03 UTC
Marrs AnnaPres., Global Comm. Services
Tax withholdingCommon Stock 2,803 $91.24 $255,745.72
Disclosure

SEC source: 0001127602-20-027946 · form4.xml · nonDerivative · entry 2

Marrs Anna · CIK 0001753557 · Pres., Global Comm. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
October 31, 2020 Filed Nov 3, 2020 19:03 UTC
Marrs AnnaPres., Global Comm. Services
GrantCommon Stock 4,867 $91.24 $444,065.08
Disclosure

SEC source: 0001127602-20-027946 · form4.xml · nonDerivative · entry 1

Marrs Anna · CIK 0001753557 · Pres., Global Comm. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person on October 2018 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
October 31, 2020 Filed Nov 3, 2020 19:05 UTC
Skyler JenniferChief Corp. Affairs Officer
Tax withholdingCommon Stock 1,815 $91.24 $165,600.60
Disclosure

SEC source: 0001127602-20-027949 · form4.xml · nonDerivative · entry 2

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
October 31, 2020 Filed Nov 3, 2020 19:05 UTC
Skyler JenniferChief Corp. Affairs Officer
GrantCommon Stock 3,410 $91.24 $311,128.40
Disclosure

SEC source: 0001127602-20-027949 · form4.xml · nonDerivative · entry 1

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,410

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person on October 2019 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

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October 31, 2020 Filed Nov 3, 2020 19:09 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 234,619 $0.00 Strike: $95.52 $0.00
Disclosure

SEC source: 0001127602-20-027951 · form4.xml · derivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,619

Underlying: Common Stock · 234,619 shares

Expires 2024-10-31

F2 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on October 31, 2017. These options became exercisable on October 31, 2020 based on the Company's positive cumulative net income over the three year performance period.

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October 31, 2020 Filed Nov 3, 2020 19:12 UTC
Williams Anre DGroup Pres., GMNS
GrantEmployee Stock Option (Right to Buy) · Derivative 117,309 $0.00 Strike: $95.52 $0.00
Disclosure

SEC source: 0001127602-20-027953 · form4.xml · derivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,309

Underlying: Common Stock · 117,309 shares

Expires 2024-10-31

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on October 31, 2017. These options became exercisable on October 31, 2020 based on the Company's positive cumulative net income over the three year performance period.

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September 30, 2020 Filed Oct 2, 2020 19:13 UTC GrantShare Equivalent Units · Derivative 442.456 $98.88 $43,750.05
Disclosure

SEC source: 0001127602-20-026164 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,352.1897

Underlying: Common Stock · 442.456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2020 Filed Oct 2, 2020 19:18 UTC GrantShare Equivalent Units · Derivative 341.323 $98.88 $33,750.02
Disclosure

SEC source: 0001127602-20-026167 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864.1989

Underlying: Common Stock · 341.323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2020 Filed Oct 2, 2020 19:22 UTC GrantShare Equivalent Units · Derivative 353.964 $98.88 $34,999.96
Disclosure

SEC source: 0001127602-20-026171 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,863.4722

Underlying: Common Stock · 353.964 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2020 Filed Oct 2, 2020 19:24 UTC GrantShare Equivalent Units · Derivative 341.323 $98.88 $33,750.02
Disclosure

SEC source: 0001127602-20-026173 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,649.3776

Underlying: Common Stock · 341.323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2020 Filed Oct 2, 2020 19:27 UTC GrantShare Equivalent Units · Derivative 394.771 $98.88 $39,034.96
Disclosure

SEC source: 0001127602-20-026177 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,610.712

Underlying: Common Stock · 394.771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2020 Filed Oct 2, 2020 19:30 UTC GrantShare Equivalent Units · Derivative 341.323 $98.88 $33,750.02
Disclosure

SEC source: 0001127602-20-026180 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073.2654

Underlying: Common Stock · 341.323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 30, 2020 Filed Oct 2, 2020 19:35 UTC GrantShare Equivalent Units · Derivative 189.624 $98.88 $18,750.02
Disclosure

SEC source: 0001127602-20-026184 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,646.2163

Underlying: Common Stock · 189.624 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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August 18, 2020 Filed Aug 20, 2020 20:21 UTC
Pickett DenisePresident, Glbl Services Group
SaleCommon Stock 2,864 $96.62 $276,719.68
Disclosure

SEC source: 0001127602-20-023988 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202.437

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June 30, 2020 Filed Jul 2, 2020 18:08 UTC GrantShare Equivalent Units · Derivative 445.338 $98.24 $43,750.01
Disclosure

SEC source: 0001127602-20-020793 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,851.1234

Underlying: Common Stock · 445.338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.