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AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 2, 2021 21:05 UTC GrantShare Equivalent Units · Derivative 135.433 $141.11 $19,110.95
Disclosure

SEC source: 0001127602-21-012706 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135.433

Underlying: Common Stock · 135.433 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:06 UTC GrantShare Equivalent Units · Derivative 186.613 $141.11 $26,332.96
Disclosure

SEC source: 0001127602-21-012710 · form4.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258.328

Underlying: Common Stock · 186.613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:07 UTC GrantShare Equivalent Units · Derivative 229.92 $141.11 $32,444.01
Disclosure

SEC source: 0001127602-21-012716 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,588.4642

Underlying: Common Stock · 229.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:09 UTC GrantShare Equivalent Units · Derivative 248.622 $141.11 $35,083.05
Disclosure

SEC source: 0001127602-21-012724 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505.2919

Underlying: Common Stock · 248.622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:10 UTC GrantShare Equivalent Units · Derivative 239.473 $141.11 $33,792.04
Disclosure

SEC source: 0001127602-21-012731 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,664.2424

Underlying: Common Stock · 239.473 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:15 UTC GrantShare Equivalent Units · Derivative 132.875 $141.11 $18,749.99
Disclosure

SEC source: 0001127602-21-012757 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,459.7063

Underlying: Common Stock · 132.875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:05 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,493 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,493 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These shares became exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:05 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
OtherCommon Stock 13,962.65 $145.10 $2,025,980.52
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Trust

Disclosed balance after: 0

F5 · kind: Intra-plan transfer by the reporting person of common shares held in the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:05 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GiftCommon Stock 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,074.247

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:05 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
SaleCommon Stock 16,314 $146.40 $2,388,369.60
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,414.247

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.015 to $146.84, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:05 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
SaleCommon Stock 16,519 $145.77 $2,407,974.63
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,728.247

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.40 to $146.0125, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:05 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Exercise / conversionCommon Stock 19,493 $49.23 $959,640.39
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,247.247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,303 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · derivative · entry 14

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,303 shares

Expires 2027-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,668 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · derivative · entry 13

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,668 shares

Expires 2026-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,444 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · derivative · entry 12

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,444 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,563 $0.00 Strike: $86.64 $0.00
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · derivative · entry 11

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,563 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,322 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · derivative · entry 10

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,322 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,495 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · derivative · entry 9

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,495 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These shares became exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
SaleCommon Stock 59,352 $145.88 $8,658,269.76
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 7

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,469.661

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options; the reporting person will retain all of the net shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.57 to $146.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionCommon Stock 18,303 $77.43 $1,417,201.29
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 6

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,821.661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionCommon Stock 21,668 $55.09 $1,193,690.12
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 5

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,518.661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionCommon Stock 8,444 $83.30 $703,385.20
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,850.661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionCommon Stock 7,563 $86.64 $655,258.32
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 3

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,406.661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionCommon Stock 11,322 $59.45 $673,092.90
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,843.661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Williams Anre DGroup Pres., GMNS
Exercise / conversionCommon Stock 13,495 $49.23 $664,358.85
Disclosure

SEC source: 0001127602-21-009916 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521.661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
GiftCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 7

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,285

F4 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,635 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · derivative · entry 10

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,635 shares

Expires 2027-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · derivative · entry 9

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,777

Underlying: Common Stock · 21,000 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
OtherCommon Stock 30,000 $136.02 $4,080,600.00
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 6

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,285

F3 · kind: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F3 · balance_after: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
OtherCommon Stock 30,000 $136.02 $4,080,600.00
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 5

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT

Disclosed balance after: 175,877

F3 · kind: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F3 · balance_after: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 1,000 $136.03 $136,030.00
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 4

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,285

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.025 to $136.04, inclusive.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 68,635 $135.57 $9,304,846.95
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,285

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.18 to $136.02, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 48,635 $77.43 $3,765,808.05
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:32 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 21,000 $83.30 $1,749,300.00
Disclosure

SEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,937 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · derivative · entry 7

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951

Underlying: Common Stock · 7,937 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,403 $0.00 Strike: $86.64 $0.00
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · derivative · entry 6

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,403 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
SaleCommon Stock 17,105 $126.00 $2,155,230.00
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · nonDerivative · entry 5

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,128.325

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
SaleCommon Stock 7,937 $126.00 $1,000,062.00
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · nonDerivative · entry 4

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,233.325

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

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February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
SaleCommon Stock 8,403 $126.00 $1,058,778.00
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · nonDerivative · entry 3

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,170.325

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

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February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
Exercise / conversionCommon Stock 7,937 $83.30 $661,152.10
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,573.325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:39 UTC
GORDON MARC DChief Information Officer
Exercise / conversionCommon Stock 8,403 $86.64 $728,035.92
Disclosure

SEC source: 0001127602-21-004594 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,636.325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2021 Filed Feb 4, 2021 21:15 UTC
Pickett DenisePresident, Glbl Services Group
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-21-003943 · form4.xml · derivative · entry 5

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Of these 30,000 options, 10,000 became exercisable on April 29, 2018; 10,000 became exercisable on April 29, 2019; 10,000 became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the 2-3-4-year performance period.

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February 02, 2021 Filed Feb 4, 2021 21:15 UTC
Pickett DenisePresident, Glbl Services Group
SaleCommon Stock 2,347 $119.09 $279,504.23
Disclosure

SEC source: 0001127602-21-003943 · form4.xml · nonDerivative · entry 3

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,626.007

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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February 02, 2021 Filed Feb 4, 2021 21:15 UTC
Pickett DenisePresident, Glbl Services Group
SaleCommon Stock 26,945 $119.09 $3,208,880.05
Disclosure

SEC source: 0001127602-21-003943 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,973.007

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.

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February 02, 2021 Filed Feb 4, 2021 21:15 UTC
Pickett DenisePresident, Glbl Services Group
Exercise / conversionCommon Stock 30,000 $65.43 $1,962,900.00
Disclosure

SEC source: 0001127602-21-003943 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,918.007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:18 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantEmployee Stock Option (Right to Buy) · Derivative 18,237 $0.00 Strike: $97.98 $0.00
Disclosure

SEC source: 0001127602-21-002840 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,237

Underlying: Common Stock · 18,237 shares

Expires 2028-01-26

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.

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January 26, 2021 Filed Jan 28, 2021 22:18 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Tax withholdingCommon Stock 8,486 $121.15 $1,028,078.90
Disclosure

SEC source: 0001127602-21-002840 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,662.349

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 26, 2021 Filed Jan 28, 2021 22:18 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantCommon Stock 18,237 $121.15 $2,209,412.55
Disclosure

SEC source: 0001127602-21-002840 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,148.349

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.

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January 26, 2021 Filed Jan 28, 2021 22:21 UTC
CAMPBELL JEFFREY CChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 27,770 $0.00 Strike: $97.98 $0.00
Disclosure

SEC source: 0001127602-21-002848 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770

Underlying: Common Stock · 27,770 shares

Expires 2028-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.

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January 26, 2021 Filed Jan 28, 2021 22:21 UTC
CAMPBELL JEFFREY CChief Financial Officer
Tax withholdingCommon Stock 13,563 $121.15 $1,643,157.45
Disclosure

SEC source: 0001127602-21-002848 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,995.563

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.