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AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2022 Filed Feb 2, 2022 02:21 UTC
GORDON MARC DChief Information Officer
GrantCommon Stock 23,375 $177.06 $4,138,777.50
Disclosure

SEC source: 0001127602-22-002875 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,975.046

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:24 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 38,510 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002877 · form4.xml · derivative · entry 5

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,510

Underlying: Common Stock · 38,510 shares

Expires 2029-01-29

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:24 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
Disposition to issuerCommon Stock 3,286 $177.06 $581,819.16
Disclosure

SEC source: 0001127602-22-002877 · form4.xml · nonDerivative · entry 4

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,549.628

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:24 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
GrantCommon Stock 5,942 $177.06 $1,052,090.52
Disclosure

SEC source: 0001127602-22-002877 · form4.xml · nonDerivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,835.628

F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:24 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
Disposition to issuerCommon Stock 18,888 $177.06 $3,344,309.28
Disclosure

SEC source: 0001127602-22-002877 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,893.628

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:24 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
GrantCommon Stock 35,657 $177.06 $6,313,428.42
Disclosure

SEC source: 0001127602-22-002877 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,781.628

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:27 UTC
Marrs AnnaGroup Pres., GCS and CFR
Disposition to issuerCommon Stock 17,106 $177.06 $3,028,788.36
Disclosure

SEC source: 0001127602-22-002879 · form4.xml · nonDerivative · entry 2

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:27 UTC
Marrs AnnaGroup Pres., GCS and CFR
GrantCommon Stock 30,507 $177.06 $5,401,569.42
Disclosure

SEC source: 0001127602-22-002879 · form4.xml · nonDerivative · entry 1

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,482

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:31 UTC
Skyler JenniferChief Corp. Affairs Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,754 $0.00 Strike: $117.28 $0.00
Disclosure

SEC source: 0001127602-22-002881 · form4.xml · derivative · entry 3

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,754

Underlying: Common Stock · 11,754 shares

Expires 2029-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 10/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:31 UTC
Skyler JenniferChief Corp. Affairs Officer
Disposition to issuerCommon Stock 4,460 $177.06 $789,687.60
Disclosure

SEC source: 0001127602-22-002881 · form4.xml · nonDerivative · entry 2

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150.719

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:31 UTC
Skyler JenniferChief Corp. Affairs Officer
GrantCommon Stock 9,549 $177.06 $1,690,745.94
Disclosure

SEC source: 0001127602-22-002881 · form4.xml · nonDerivative · entry 1

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,610.719

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person October 2019 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:52 UTC
Seeger LaureenChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,808 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002883 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,808

Underlying: Common Stock · 30,808 shares

Expires 2029-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:52 UTC
Seeger LaureenChief Legal Officer
Disposition to issuerCommon Stock 14,948 $177.06 $2,646,692.88
Disclosure

SEC source: 0001127602-22-002883 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,986.236

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:52 UTC
Seeger LaureenChief Legal Officer
GrantCommon Stock 28,526 $177.06 $5,050,813.56
Disclosure

SEC source: 0001127602-22-002883 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,934.236

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:54 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 104,407 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002885 · form4.xml · derivative · entry 7

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,407

Underlying: Common Stock · 104,407 shares

Expires 2029-01-29

F7 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:54 UTC
Squeri Stephen JDirector · Chairman and CEO
Disposition to issuerCommon Stock 48,511 $177.06 $8,589,357.66
Disclosure

SEC source: 0001127602-22-002885 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,537

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 02:54 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantCommon Stock 96,671 $177.06 $17,116,567.26
Disclosure

SEC source: 0001127602-22-002885 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,048

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 22:11 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
Disposition to issuerCommon Stock 17,106 $177.06 $3,028,788.36
Disclosure

SEC source: 0001127602-22-003000 · form4a.xml · nonDerivative · entry 2

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 22:11 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
GrantCommon Stock 30,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003000 · form4a.xml · nonDerivative · entry 1

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,482

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:13 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
GrantEmployee Stock Option (Right to Buy) · Derivative 32,948 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003597 · form4a.xml · derivative · entry 6

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,948

Underlying: Common Stock · 32,948 shares

Expires 2029-01-29

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:13 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
Tax withholdingCommon Stock 17,106 $177.06 $3,028,788.36
Disclosure

SEC source: 0001127602-22-003597 · form4a.xml · nonDerivative · entry 2

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:13 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
GrantCommon Stock 30,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003597 · form4a.xml · nonDerivative · entry 1

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,482

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:29 UTC Amendment
Skyler JenniferChief Corp. Affairs Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,754 $0.00 Strike: $117.28 $0.00
Disclosure

SEC source: 0001127602-22-003609 · form4a.xml · derivative · entry 3

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,754

Underlying: Common Stock · 11,754 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 10/31/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the two and a half year performance period.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:29 UTC Amendment
Skyler JenniferChief Corp. Affairs Officer
Tax withholdingCommon Stock 4,460 $177.06 $789,687.60
Disclosure

SEC source: 0001127602-22-003609 · form4a.xml · nonDerivative · entry 2

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,154.479

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes additional shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:29 UTC Amendment
Skyler JenniferChief Corp. Affairs Officer
GrantCommon Stock 9,549 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003609 · form4a.xml · nonDerivative · entry 1

Skyler Jennifer · CIK 0001793965 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,610.719

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in October 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:21 UTC Amendment
Williams Anre DGroup Pres., Enterprise Serv.
GrantEmployee Stock Option (Right to Buy) · Derivative 35,087 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003607 · form4a.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Common Stock · 35,087 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:21 UTC Amendment
Williams Anre DGroup Pres., Enterprise Serv.
Tax withholdingCommon Stock 15,743 $177.06 $2,787,455.58
Disclosure

SEC source: 0001127602-22-003607 · form4a.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,167.661

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:21 UTC Amendment
Williams Anre DGroup Pres., Enterprise Serv.
GrantCommon Stock 32,488 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003607 · form4a.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,910.661

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:37 UTC Amendment
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,836 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003613 · form4a.xml · derivative · entry 4

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,836

Underlying: Common Stock · 12,836 shares

Expires 2029-01-29

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:37 UTC Amendment
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 5,244 $177.06 $928,502.64
Disclosure

SEC source: 0001127602-22-003613 · form4a.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,801.969

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:37 UTC Amendment
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 11,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003613 · form4a.xml · nonDerivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690.848

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:42 UTC Amendment
Pickett DenisePres., GSG and TLS
GrantEmployee Stock Option (Right to Buy) · Derivative 16,688 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003615 · form4a.xml · derivative · entry 5

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,688

Underlying: Common Stock · 16,688 shares

Expires 2029-01-29

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:42 UTC Amendment
Pickett DenisePres., GSG and TLS
Tax withholdingCommon Stock 8,351 $177.06 $1,478,628.06
Disclosure

SEC source: 0001127602-22-003615 · form4a.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806.093

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:42 UTC Amendment
Pickett DenisePres., GSG and TLS
GrantCommon Stock 15,451 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003615 · form4a.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095.83

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:33 UTC Amendment
Joabar RaymondGrp. Pres., GMNS
Tax withholdingCommon Stock 9,952 $177.06 $1,762,101.12
Disclosure

SEC source: 0001127602-22-003611 · form4a.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,275.9

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:33 UTC Amendment
Joabar RaymondGrp. Pres., GMNS
GrantCommon Stock 17,952 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003611 · form4a.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,186

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:45 UTC Amendment
CAMPBELL JEFFREY CVice Chairman and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 38,510 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003617 · form4a.xml · derivative · entry 5

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,510

Underlying: Common Stock · 38,510 shares

Expires 2029-01-29

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:45 UTC Amendment
CAMPBELL JEFFREY CVice Chairman and CFO
Tax withholdingCommon Stock 3,286 $177.06 $581,819.16
Disclosure

SEC source: 0001127602-22-003617 · form4a.xml · nonDerivative · entry 4

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,786.851

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:45 UTC Amendment
CAMPBELL JEFFREY CVice Chairman and CFO
GrantCommon Stock 5,942 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003617 · form4a.xml · nonDerivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,835.628

F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:45 UTC Amendment
CAMPBELL JEFFREY CVice Chairman and CFO
Tax withholdingCommon Stock 18,888 $177.06 $3,344,309.28
Disclosure

SEC source: 0001127602-22-003617 · form4a.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,893.628

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:45 UTC Amendment
CAMPBELL JEFFREY CVice Chairman and CFO
GrantCommon Stock 35,657 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003617 · form4a.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,781.628

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 7, 2022 23:47 UTC Amendment GrantEmployee Stock Option (Right to Buy) · Derivative 41,078 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003619 · form4a.xml · derivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,078

Underlying: Common Stock · 41,078 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

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January 29, 2022 Filed Feb 7, 2022 23:47 UTC Amendment Tax withholdingCommon Stock 20,200 $177.06 $3,576,612.00
Disclosure

SEC source: 0001127602-22-003619 · form4a.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,838.22

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 29, 2022 Filed Feb 7, 2022 23:47 UTC Amendment GrantCommon Stock 38,034 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003619 · form4a.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,893.247

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

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December 31, 2021 Filed Jan 5, 2022 02:08 UTC GrantShare Equivalent Units · Derivative 207.838 $162.39 $33,749.98
Disclosure

SEC source: 0001127602-22-000694 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,699.488

Underlying: Common Stock · 207.838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2021 Filed Jan 5, 2022 02:14 UTC GrantShare Equivalent Units · Derivative 184.745 $162.39 $30,000.00
Disclosure

SEC source: 0001127602-22-000703 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027.854

Underlying: Common Stock · 184.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2021 Filed Jan 5, 2022 02:23 UTC GrantShare Equivalent Units · Derivative 184.745 $162.39 $30,000.00
Disclosure

SEC source: 0001127602-22-000718 · form4.xml · derivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948.5

Underlying: Common Stock · 184.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2021 Filed Jan 5, 2022 02:27 UTC GrantShare Equivalent Units · Derivative 184.745 $162.39 $30,000.00
Disclosure

SEC source: 0001127602-22-000724 · form4.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151.711

Underlying: Common Stock · 184.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2021 Filed Jan 5, 2022 02:32 UTC GrantShare Equivalent Units · Derivative 238.629 $162.39 $38,750.01
Disclosure

SEC source: 0001127602-22-000729 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,677.194

Underlying: Common Stock · 238.629 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2021 Filed Jan 5, 2022 02:42 UTC GrantShare Equivalent Units · Derivative 200.14 $162.39 $32,499.93
Disclosure

SEC source: 0001127602-22-000733 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,648.573

Underlying: Common Stock · 200.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.