AXON

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · derivative · entry 25

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104,869

Underlying: Common Stock · 82,110 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,648

F7 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F6 · price: The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,674

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,390

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $184.14 to $185.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,009

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $183.14 to $184.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,955

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F3 · price: The transaction was executed in multiple trades at prices ranging from $182.09 to $183.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,076

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.87 to $181.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · derivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186,979

Underlying: Common Stock · 43,046 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,666

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F7 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,928

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,338

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,775

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · derivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230,025

Underlying: Common Stock · 6,833 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,373

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,065

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · derivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236,858

Underlying: Common Stock · 7,046 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,932

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,205

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004903 · form4-10182021_061033.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004593 · form4-09282021_010918.xml · nonDerivative · entry 3

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,611

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F5 · price: The transaction was executed in multiple trades at prices ranging from $178.98 to $179.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004593 · form4-09282021_010918.xml · nonDerivative · entry 2

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,321

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $177.98 to $178.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004593 · form4-09282021_010918.xml · nonDerivative · entry 1

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,442

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $175.61 to $176.065. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004321 · form4-09092021_060949.xml · nonDerivative · entry 2

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,490

F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-004321 · form4-09092021_060949.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,360

F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 8

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,538

F3 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

F9 · price: The transaction was executed in multiple trades at prices ranging from $186.62 to $186.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 7

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,138

F3 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

F8 · price: The transaction was executed in multiple trades at prices ranging from $185.56 to $186.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 6

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,038

F3 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $184.06 to $185.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 5

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,538

F3 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $183.00 to $183.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 4

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,838

F3 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $181.89 to $182.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 3

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,838

F3 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $180.84 to $181.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 2

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,621

F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-004322 · form4-09092021_060945.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,491

F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.

SEC source: 0001415889-21-004320 · form4-09092021_060912.xml · derivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243,904

Underlying: Common Stock · 2,652,440 shares

Expires 2028-02-28

F4 · kind: The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of tranches four through eight of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on September 9, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares sold or made available to sell to cover taxes.

SEC source: 0001415889-21-004320 · form4-09092021_060912.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,516

F3 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-004320 · form4-09092021_060912.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,526

F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.

F2 · balance_after: The number of shares reported as beneficially owned by the reporting person following the transactions reported on this form has been increased by 23,000 shares following the discovery of an administrative error in two Form 4s filed by the reporting person. One of these forms was filed in 2009 and the other was filed in 2010. As a result of this administrative error, the number of shares reported as beneficially owned by the reporting person has been understated by 23,000 shares since 2010. The transactions reported in the referenced forms from 2009 and 2010 were correctly reported.

SEC source: 0001415889-21-004319 · form4-09092021_060935.xml · nonDerivative · entry 2

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,611

F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period

SEC source: 0001415889-21-004319 · form4-09092021_060935.xml · nonDerivative · entry 1

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,441

F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.

SEC source: 0001415889-21-004318 · form4-09092021_060956.xml · nonDerivative · entry 2

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,175

F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period

SEC source: 0001415889-21-004318 · form4-09092021_060956.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,045

F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.

SEC source: 0001415889-21-003826 · form4-08062021_060854.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,501

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-003247 · form4-06282021_040601.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,945

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-003067 · form4-06172021_040601.xml · nonDerivative · entry 1

MCBRADY MATTHEW R · CIK 0001259144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337

SEC source: 0001415889-21-002813 · form4-06042021_010601.xml · nonDerivative · entry 3

Cullivan Julie A · CIK 0001713207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,049

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $140.82 to $141.655. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-002813 · form4-06042021_010601.xml · nonDerivative · entry 2

Cullivan Julie A · CIK 0001713207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,339

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $139.53 to $140.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-002813 · form4-06042021_010601.xml · nonDerivative · entry 1

Cullivan Julie A · CIK 0001713207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,503

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $138.22 to $139.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-002762 · form4-06022021_040601.xml · nonDerivative · entry 4

Cullivan Julie A · CIK 0001713207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,712

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.