AXON

SEC source: 0001415889-21-006206 · form4-12232021_011235.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,090

F1 · kind: Securities disposed represent securities gifted to a charitable organization from the eighth vested tranche of the XSPP (eXponential Stock Performance Plan). The remaining vested tranches of the XSPP plan are still subject to the 2.5-year minimum holding period from the date of attainment.

SEC source: 0001415889-21-006095 · form4-12172021_041252.xml · nonDerivative · entry 5

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,448

F3 · kind: Securities disposed represent securities gifted to a charitable organizations from the eighth vested tranche of the XSPP (eXponential Stock Performance Plan). The remaining vested tranches of the XSPP plan are still subject to the 2.5-year minimum holding period from the date of attainment.

SEC source: 0001415889-21-006097 · form4-12172021_041240.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

SEC source: 0001415889-21-006095 · form4-12172021_041252.xml · nonDerivative · entry 4

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,341

F3 · kind: Securities disposed represent securities gifted to a charitable organizations from the eighth vested tranche of the XSPP (eXponential Stock Performance Plan). The remaining vested tranches of the XSPP plan are still subject to the 2.5-year minimum holding period from the date of attainment.

SEC source: 0001415889-21-006093 · form4-12172021_041217.xml · nonDerivative · entry 3

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,761

F3 · kind: Securities disposed represent securities gifted to a charitable organization from the eighth vested tranche of the XSPP (eXponential Stock Performance Plan). The remaining vested tranches of the XSPP plan are still subject to the 2.5-year minimum holding period from the date of attainment.

SEC source: 0001415889-21-006095 · form4-12172021_041252.xml · nonDerivative · entry 3

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,056

F3 · kind: Securities disposed represent securities gifted to a charitable organizations from the eighth vested tranche of the XSPP (eXponential Stock Performance Plan). The remaining vested tranches of the XSPP plan are still subject to the 2.5-year minimum holding period from the date of attainment.

SEC source: 0001415889-21-006095 · form4-12172021_041252.xml · nonDerivative · entry 2

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,580

F2 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on January 3, 2023 and the remaining one third will vest on December 15, 2023.

SEC source: 0001415889-21-006095 · form4-12172021_041252.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,802

F1 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on January 3, 2023.

SEC source: 0001415889-21-006093 · form4-12172021_041217.xml · nonDerivative · entry 2

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,904

F2 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on January 3, 2023 and the remaining one third will vest on December 15, 2023.

SEC source: 0001415889-21-006093 · form4-12172021_041217.xml · nonDerivative · entry 1

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,126

F1 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on January 3, 2023.

SEC source: 0001415889-21-006091 · form4-12172021_041250.xml · nonDerivative · entry 2

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,858

F2 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on January 3, 2023 and the remaining one third will vest on December 15, 2023.

SEC source: 0001415889-21-006091 · form4-12172021_041250.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,080

F1 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on January 3, 2023.

SEC source: 0001415889-21-005841 · form4-12132021_011240.xml · nonDerivative · entry 4

Partovi Hadi · CIK 0001495865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,811

F4 · price: The transaction was executed in multiple trades at prices ranging from $142.85 to $143.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005841 · form4-12132021_011240.xml · nonDerivative · entry 3

Partovi Hadi · CIK 0001495865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,709

F3 · price: The transaction was executed in multiple trades at prices ranging from $141.84 to $142.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005841 · form4-12132021_011240.xml · nonDerivative · entry 2

Partovi Hadi · CIK 0001495865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,796

F2 · price: The transaction was executed in multiple trades at prices ranging from $140.79 to $141.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005841 · form4-12132021_011240.xml · nonDerivative · entry 1

Partovi Hadi · CIK 0001495865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,908

F1 · price: The transaction was executed in multiple trades at prices ranging from $139.54 to $139.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 8

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,348

F7 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 3, 2022 and the remaining one third will vest on December 3, 2023

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 7

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,017

F6 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 3, 2022.

SEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208,480

F4 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche 9 of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208,482

F3 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.

SEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 6

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,488

F5 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023.

SEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 5

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,702

F4 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.

SEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 4

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,151

F3 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period

SEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 3

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,325

F2 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 7

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,024

F6 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 6

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,043

F5 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 5

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,650

F4 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 4

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,824

F3 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 3

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,941

F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 6

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,302

F5 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023.

SEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 5

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,026

F4 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.

SEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 4

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,613

F3 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 3

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,762

F2 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 6

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,365

F5 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 5

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,854

F4 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 4

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,020

F3 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 3

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,020

F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 2

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,442

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,464

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 2

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,262

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005708 · form4-12032021_051219.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,271

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 2

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,879

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,898

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 2

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,962

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005704 · form4-12032021_051254.xml · nonDerivative · entry 1

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,981

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005635 · form4-12022021_011251.xml · nonDerivative · entry 1

Kalinowski Caitlin Elizabeth · CIK 0001786512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,757

SEC source: 0001415889-21-005647 · form4-12022021_061219.xml · derivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376,981

Underlying: Common Stock · 13,233 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208,477

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,053

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.