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Axos Financial, Inc.

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3860
SEC CIK
0001299709
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2018 Filed Aug 28, 2018 01:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000095 · edgardoc.xml · derivative · entry 4

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:59 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000095 · edgardoc.xml · nonDerivative · entry 2

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000091 · edgardoc.xml · derivative · entry 6

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,467

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:52 UTC Tax withholdingCommon Stock 859 $37.87 $32,530.33
Disclosure

SEC source: 0001299709-18-000091 · edgardoc.xml · nonDerivative · entry 4

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,394

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:52 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000091 · edgardoc.xml · nonDerivative · entry 3

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:54 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000093 · edgardoc.xml · derivative · entry 7

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:54 UTC Tax withholdingCommon Stock 1,341 $37.87 $50,783.67
Disclosure

SEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 4

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,634

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:54 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 3

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · derivative · entry 10

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Tax withholdingCommon Stock 7,897 $37.87 $299,059.39
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 6

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,120

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $37.87 $568,050.00
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 5

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:49 UTC
Dada UzairDirector
Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000089 · edgardoc.xml · derivative · entry 6

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:49 UTC
Dada UzairDirector
Tax withholdingCommon Stock 1,341 $37.87 $50,783.67
Disclosure

SEC source: 0001299709-18-000089 · edgardoc.xml · nonDerivative · entry 4

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,424

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:49 UTC
Dada UzairDirector
Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000089 · edgardoc.xml · nonDerivative · entry 3

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000092 · edgardoc.xml · derivative · entry 5

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:53 UTC Tax withholdingCommon Stock 1,341 $37.87 $50,783.67
Disclosure

SEC source: 0001299709-18-000092 · edgardoc.xml · nonDerivative · entry 2

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,252

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:53 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000092 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:48 UTC
Nick MosichDirector
Exercise / conversionRestricted Stock Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000087 · edgardoc.xml · derivative · entry 5

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:48 UTC
Nick MosichDirector
Tax withholdingCommon Stock 1,710 $37.87 $64,757.70
Disclosure

SEC source: 0001299709-18-000087 · edgardoc.xml · nonDerivative · entry 2

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,398

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:48 UTC
Nick MosichDirector
Exercise / conversionCommon Stock 3,400 $37.87 $128,758.00
Disclosure

SEC source: 0001299709-18-000087 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:55 UTC Exercise / conversionRestricted Stock Units · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · derivative · entry 5

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,534

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:55 UTC Tax withholdingCommon Stock 1,844 $37.87 $69,832.28
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,875

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:55 UTC Exercise / conversionCommon Stock 3,667 $37.87 $138,869.29
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000095 · edgardoc.xml · derivative · entry 3

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:59 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000095 · edgardoc.xml · nonDerivative · entry 1

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000091 · edgardoc.xml · derivative · entry 5

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,134

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:52 UTC Tax withholdingCommon Stock 859 $37.87 $32,530.33
Disclosure

SEC source: 0001299709-18-000091 · edgardoc.xml · nonDerivative · entry 2

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,586

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:52 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000091 · edgardoc.xml · nonDerivative · entry 1

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:54 UTC Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000093 · edgardoc.xml · derivative · entry 6

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:54 UTC Tax withholdingCommon Stock 1,341 $37.87 $50,783.67
Disclosure

SEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 2

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,308

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:54 UTC Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · derivative · entry 9

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · derivative · entry 8

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Tax withholdingCommon Stock 7,888 $37.87 $298,718.56
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 4

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,017

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $37.87 $568,050.00
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 3

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Tax withholdingCommon Stock 7,897 $37.87 $299,059.39
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 2

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,905

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:51 UTC
Micheletti Andrew JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $37.87 $568,050.00
Disclosure

SEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 1

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:49 UTC
Dada UzairDirector
Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000089 · edgardoc.xml · derivative · entry 5

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:49 UTC
Dada UzairDirector
Tax withholdingCommon Stock 1,341 $37.87 $50,783.67
Disclosure

SEC source: 0001299709-18-000089 · edgardoc.xml · nonDerivative · entry 2

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,098

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:49 UTC
Dada UzairDirector
Exercise / conversionCommon Stock 2,667 $37.87 $100,999.29
Disclosure

SEC source: 0001299709-18-000089 · edgardoc.xml · nonDerivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,666 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000081 · edgardoc.xml · derivative · entry 3

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,335

Underlying: Common Stock · 2,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:46 UTC Tax withholdingCommon Stock 1,340 $37.67 $50,477.80
Disclosure

SEC source: 0001299709-18-000081 · edgardoc.xml · nonDerivative · entry 2

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,926

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:46 UTC Exercise / conversionCommon Stock 2,666 $37.67 $100,428.22
Disclosure

SEC source: 0001299709-18-000081 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:43 UTC
Nick MosichDirector
Exercise / conversionRestricted Stock Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000079 · edgardoc.xml · derivative · entry 3

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:43 UTC
Nick MosichDirector
Tax withholdingCommon Stock 1,710 $37.67 $64,415.70
Disclosure

SEC source: 0001299709-18-000079 · edgardoc.xml · nonDerivative · entry 2

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,708

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:43 UTC
Nick MosichDirector
Exercise / conversionCommon Stock 3,400 $37.67 $128,078.00
Disclosure

SEC source: 0001299709-18-000079 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:40 UTC Exercise / conversionRestricted Stock Units · Derivative 7,600 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000077 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,201

Underlying: Common Stock · 7,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:40 UTC Tax withholdingCommon Stock 3,822 $37.67 $143,974.74
Disclosure

SEC source: 0001299709-18-000077 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,052

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:40 UTC Exercise / conversionCommon Stock 7,600 $37.67 $286,292.00
Disclosure

SEC source: 0001299709-18-000077 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:38 UTC
Dada UzairDirector
Exercise / conversionRestricted Stock Units · Derivative 2,666 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000075 · edgardoc.xml · derivative · entry 3

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,335

Underlying: Common Stock · 2,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.