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AVTR

Avantor, Inc.

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3546
SEC CIK
0001722482
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495

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202510
Jan 202600
Feb 202620
Mar 202610
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 17:26 UTC
McAllister EricEVP & Chief HR Officer
GrantStock Options (Right to Buy) · Derivative 54,745 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000051 · wf-form4_158266957884131.xml · derivative · entry 2

McAllister Eric · CIK 0001776120 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,745

Underlying: Common Stock · 54,745 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 17:26 UTC
McAllister EricEVP & Chief HR Officer
GrantCommon Stock 16,978 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000051 · wf-form4_158266957884131.xml · nonDerivative · entry 1

McAllister Eric · CIK 0001776120 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,029

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 17:42 UTC GrantStock Options (Right to Buy) · Derivative 54,745 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000057 · wf-form4_158267050959628.xml · derivative · entry 2

Couturier Christophe · CIK 0001684076 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,745

Underlying: Common Stock · 54,745 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 17:42 UTC GrantCommon Stock 16,978 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000057 · wf-form4_158267050959628.xml · nonDerivative · entry 1

Couturier Christophe · CIK 0001684076 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,121

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 17:29 UTC GrantCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000052 · wf-form4_158266972750413.xml · nonDerivative · entry 1

Peacock Jonathan M · CIK 0001500241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,195

F1 · kind: Reflects a grant of restricted stock units that vests on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:24 UTC GrantStock Options (Right to Buy) · Derivative 109,489 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000050 · wf-form4_158266944878206.xml · derivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,489

Underlying: Common Stock · 109,489 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:24 UTC GrantCommon Stock 33,956 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000050 · wf-form4_158266944878206.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,421

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:45 UTC GrantCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000059 · wf-form4_158267073527115.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,605

F1 · kind: Reflects a grant of restricted stock units that vests on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:54 UTC
Shaw ChristiDirector
GrantCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000063 · wf-form4_158267123298865.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,605

F1 · kind: Reflects a grant of restricted stock units that vests on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:58 UTC
Foxe TanyaEVP, Operations & Supply Chain
GrantStock Options (Right to Buy) · Derivative 66,910 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000065 · wf-form4_158267147429738.xml · derivative · entry 2

Foxe Tanya · CIK 0001790162 · EVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,910

Underlying: Common Stock · 66,910 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:58 UTC
Foxe TanyaEVP, Operations & Supply Chain
GrantCommon Stock 20,751 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000065 · wf-form4_158267147429738.xml · nonDerivative · entry 1

Foxe Tanya · CIK 0001790162 · EVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,458

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:56 UTC GrantStock Options (Right to Buy) · Derivative 36,496 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000064 · wf-form4_158267135639281.xml · derivative · entry 2

Ohri Devashish · CIK 0001776125 · EVP, IMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,496

Underlying: Common Stock · 36,496 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:56 UTC GrantCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000064 · wf-form4_158267135639281.xml · nonDerivative · entry 1

Ohri Devashish · CIK 0001776125 · EVP, IMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,462

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:52 UTC
Andres JuanDirector
GrantCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000062 · wf-form4_158267113896896.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,951

F1 · kind: Reflects a grant of restricted stock units that vests on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:50 UTC
Miller JustinEVP & General Counsel
GrantStock Options (Right to Buy) · Derivative 54,745 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000061 · wf-form4_158267103360336.xml · derivative · entry 2

Miller Justin · CIK 0001776122 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,745

Underlying: Common Stock · 54,745 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:50 UTC
Miller JustinEVP & General Counsel
GrantCommon Stock 16,978 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000061 · wf-form4_158267103360336.xml · nonDerivative · entry 1

Miller Justin · CIK 0001776122 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,549

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:43 UTC GrantStock Options (Right to Buy) · Derivative 54,745 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000058 · wf-form4_158267061602622.xml · derivative · entry 2

Wondrasch Michael · CIK 0001776065 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,745

Underlying: Common Stock · 54,745 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:43 UTC GrantCommon Stock 16,978 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000058 · wf-form4_158267061602622.xml · nonDerivative · entry 1

Wondrasch Michael · CIK 0001776065 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,199

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:39 UTC
Stubblefield MichaelDirector · CEO
GrantStock Options (Right to Buy) · Derivative 456,204 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000056 · wf-form4_158267035303816.xml · derivative · entry 2

Stubblefield Michael · CIK 0001776153 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,204

Underlying: Common Stock · 456,204 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:39 UTC
Stubblefield MichaelDirector · CEO
GrantCommon Stock 141,483 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000056 · wf-form4_158267035303816.xml · nonDerivative · entry 1

Stubblefield Michael · CIK 0001776153 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,635

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:37 UTC
Eck Steven WSVP & Chief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 51,323 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000055 · wf-form4_158267021927068.xml · derivative · entry 2

Eck Steven W · CIK 0001748813 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,323

Underlying: Common Stock · 51,323 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:37 UTC
Eck Steven WSVP & Chief Accounting Officer
GrantCommon Stock 5,306 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000055 · wf-form4_158267021927068.xml · nonDerivative · entry 1

Eck Steven W · CIK 0001748813 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,056

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:31 UTC GrantStock Options (Right to Buy) · Derivative 91,241 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000053 · wf-form4_158266985435089.xml · derivative · entry 2

Vanderhaegen Frederic · CIK 0001776162 · EVP, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,241

Underlying: Common Stock · 91,241 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:31 UTC GrantCommon Stock 28,297 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000053 · wf-form4_158266985435089.xml · nonDerivative · entry 1

Vanderhaegen Frederic · CIK 0001776162 · EVP, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,641

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:21 UTC
Brophy GerardEVP, Biopharma Production
GrantStock Options (Right to Buy) · Derivative 79,075 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001722482-20-000049 · wf-form4_158266928020210.xml · derivative · entry 2

Brophy Gerard · CIK 0001776107 · EVP, Biopharma Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,075

Underlying: Common Stock · 79,075 shares

Expires 2030-02-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:21 UTC
Brophy GerardEVP, Biopharma Production
GrantCommon Stock 24,524 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000049 · wf-form4_158266928020210.xml · nonDerivative · entry 1

Brophy Gerard · CIK 0001776107 · EVP, Biopharma Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,868

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001722482-20-000031 · wf-form4_158223791340204.xml · derivative · entry 3

Ohri Devashish · CIK 0001776125 · EVP, IMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,440

Underlying: Common Stock · 20,000 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:32 UTC SaleCommon Stock 20,000 $17.54 $350,800.00
Disclosure

SEC source: 0001722482-20-000031 · wf-form4_158223791340204.xml · nonDerivative · entry 2

Ohri Devashish · CIK 0001776125 · EVP, IMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,143

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.46 to $17.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:32 UTC Exercise / conversionCommon Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001722482-20-000031 · wf-form4_158223791340204.xml · nonDerivative · entry 1

Ohri Devashish · CIK 0001776125 · EVP, IMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 17:50 UTC
Henrichwark SvenEVP, APAC Region
GrantStock Options (Right to Buy) · Derivative 140,306 $0.00 Strike: $19.13 $0.00
Disclosure

SEC source: 0001722482-20-000016 · wf-form4_157973341797390.xml · derivative · entry 2

Henrichwark Sven · CIK 0001800677 · EVP, APAC Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,306

Underlying: Common Stock · 140,306 shares

Expires 2030-01-21

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on January 21, 2021.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 17:50 UTC
Henrichwark SvenEVP, APAC Region
GrantCommon Stock 14,375 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000016 · wf-form4_157973341797390.xml · nonDerivative · entry 1

Henrichwark Sven · CIK 0001800677 · EVP, APAC Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on January 21, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 21:17 UTC
Murray Mark ChristopherEVP, Biomaterials & AT
GrantStock Options (Right to Buy) · Derivative 120,107 $0.00 Strike: $18.18 $0.00
Disclosure

SEC source: 0001722482-20-000012 · wf-form4_157912300810391.xml · derivative · entry 2

Murray Mark Christopher · CIK 0001800013 · EVP, Biomaterials & AT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,107

Underlying: Common Stock · 120,107 shares

Expires 2030-01-13

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 21:17 UTC
Murray Mark ChristopherEVP, Biomaterials & AT
GrantCommon Stock 12,376 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000012 · wf-form4_157912300810391.xml · nonDerivative · entry 1

Murray Mark Christopher · CIK 0001800013 · EVP, Biomaterials & AT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,376

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on January 13, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:06 UTC GrantStock Options (Right to Buy) · Derivative 222,816 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001722482-20-000008 · wf-form4_157834838817421.xml · derivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,816

Underlying: Common Stock · 222,816 shares

Expires 2030-01-02

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:06 UTC GrantCommon Stock 67,751 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000008 · wf-form4_157834838817421.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,465

F1 · kind: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:02 UTC GrantStock Options (Right to Buy) · Derivative 178,253 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001722482-20-000005 · wf-form4_157834814463286.xml · derivative · entry 2

Vanderhaegen Frederic · CIK 0001776162 · EVP, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,253

Underlying: Common Stock · 178,253 shares

Expires 2030-01-02

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:02 UTC GrantCommon Stock 54,201 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000005 · wf-form4_157834814463286.xml · nonDerivative · entry 1

Vanderhaegen Frederic · CIK 0001776162 · EVP, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,344

F1 · kind: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:03 UTC
Brophy GerardEVP, Biopharma Production
GrantStock Options (Right to Buy) · Derivative 178,253 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001722482-20-000006 · wf-form4_157834819511454.xml · derivative · entry 2

Brophy Gerard · CIK 0001776107 · EVP, Biopharma Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,253

Underlying: Common Stock · 178,253 shares

Expires 2030-01-02

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:03 UTC
Brophy GerardEVP, Biopharma Production
GrantCommon Stock 54,201 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000006 · wf-form4_157834819511454.xml · nonDerivative · entry 1

Brophy Gerard · CIK 0001776107 · EVP, Biopharma Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,344

F1 · kind: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:04 UTC GrantStock Options (Right to Buy) · Derivative 133,690 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001722482-20-000007 · wf-form4_157834825174248.xml · derivative · entry 2

Wondrasch Michael · CIK 0001776065 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,690

Underlying: Common Stock · 133,690 shares

Expires 2030-01-02

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:04 UTC GrantCommon Stock 40,650 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000007 · wf-form4_157834825174248.xml · nonDerivative · entry 1

Wondrasch Michael · CIK 0001776065 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,221

F1 · kind: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on January 2, 2021.

Read SEC document
September 30, 2019 Filed Oct 3, 2019 21:03 UTC
Foxe TanyaEVP, Operations & Supply Chain
GrantStock Options (Right to Buy) · Derivative 171,162 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001722482-19-000026 · wf-form4_157013656064383.xml · derivative · entry 2

Foxe Tanya · CIK 0001790162 · EVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,162

Underlying: Common Stock · 171,162 shares

Expires 2029-09-30

F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on September 30, 2020.

Read SEC document
September 30, 2019 Filed Oct 3, 2019 21:03 UTC
Foxe TanyaEVP, Operations & Supply Chain
GrantCommon Stock 18,707 $0.00 $0.00
Disclosure

SEC source: 0001722482-19-000026 · wf-form4_157013656064383.xml · nonDerivative · entry 1

Foxe Tanya · CIK 0001790162 · EVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,707

F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on September 30, 2020.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
SaleCommon Stock, par value $0.01 per share 9,922 $14.80 $146,845.60
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 30

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,620,082.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
PurchaseCommon Stock, par value $0.01 per share 9,922 $14.80 $146,845.60
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 29

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,630,004.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
SaleCommon Stock, par value $0.01 per share 5,164 $14.79 $76,375.56
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 28

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,620,082.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
PurchaseCommon Stock, par value $0.01 per share 5,164 $14.79 $76,375.56
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 27

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,625,246.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
SaleCommon Stock, par value $0.01 per share 100 $14.79 $1,478.50
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 26

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,620,082.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
PurchaseCommon Stock, par value $0.01 per share 100 $14.79 $1,478.50
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 25

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,620,182.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 25, 2019 Filed May 7, 2021 20:06 UTC
Natauri JoDirector
SaleCommon Stock, par value $0.01 per share 3,800 $14.78 $56,164.00
Disclosure

SEC source: 0000899243-21-018646 · doc4.xml · nonDerivative · entry 24

Natauri Jo · CIK 0001776123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 72,620,082.41

F1 · security: These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

F2 · security: Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.

F3 · security: The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").

F4 · balance_after: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.