Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avantor, Inc.AVTR · Entity 3546 | EVP & General Counsel | May 17, 2023 | May 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avantor, Inc.
Report date May 17, 2023 · Filed May 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,336 |
Reported balance
After 2023-05-17 transaction · row 1
1 source rowRow 1 · 2023-05-17 · Tax withholding · Disposed 12,449 · Balance 93,336 F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed May 19, 2023 20:20 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 12,449 | $20.28 | $252,465.72 |
DisclosureSEC source: 0001722482-23-000136 · wf-form4_168452760926441.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,336 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 01:06 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 560 | $24.62 | $13,787.20 |
DisclosureSEC source: 0001722482-23-000068 · wf-form4_167754635851581.xml · nonDerivative · entry 3 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,785 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 01:06 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 22,149 | $0.00 Strike: $24.62 | $0.00 |
DisclosureSEC source: 0001722482-23-000068 · wf-form4_167754635851581.xml · derivative · entry 4 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,149 Underlying: Common Stock · 22,149 shares Expires 2033-02-24 F3 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 24, 2024. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 01:06 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 9,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-23-000068 · wf-form4_167754635851581.xml · nonDerivative · entry 2 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,345 F2 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 24, 2024. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:06 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 468 | $24.59 | $11,508.12 |
DisclosureSEC source: 0001722482-23-000068 · wf-form4_167754635851581.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,207 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:00 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 1,167 | $24.54 | $28,638.18 |
DisclosureSEC source: 0001722482-23-000062 · wf-form4_167710318676245.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,675 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:25 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 7,942 | $23.90 | $189,813.80 |
DisclosureSEC source: 0001722482-23-000022 · wf-form4_167538750694804.xml · nonDerivative · entry 2 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,842 F3 · kind: Reflects shares of Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the performance-based restricted stock units described herein. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:25 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 26,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-23-000022 · wf-form4_167538750694804.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,784 F1 · kind: Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on January 31, 2023. Each performance-based restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: Includes 654 shares acquired under the Avantor Employee Stock Purchase Plan. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:14 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 12,935 | $31.33 | $405,253.55 |
DisclosureSEC source: 0001722482-22-000143 · wf-form4_165299126439078.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,312 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2022 Filed Feb 26, 2022 02:16 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 583 | $35.39 | $20,632.37 |
DisclosureSEC source: 0001722482-22-000051 · wf-form4_164584172618832.xml · nonDerivative · entry 2 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,247 F2 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSU's. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:16 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 19,664 | $0.00 Strike: $33.09 | $0.00 |
DisclosureSEC source: 0001722482-22-000051 · wf-form4_164584172618832.xml · derivative · entry 3 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,664 Underlying: Common Stock · 19,664 shares Expires 2032-02-23 F3 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 23, 2023. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:16 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-22-000051 · wf-form4_164584172618832.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,830 F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 23, 2023. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 22:29 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 1,328 | $34.00 | $45,152.00 |
DisclosureSEC source: 0001722482-22-000047 · wf-form4_164556895970747.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,030 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Includes 822 shares acquired under the Avantor Employee Stock Purchase Plan. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:55 UTC | Avantor, Inc. AVTR · Entity 3546 | SaleCommon Stock | 18,488 | $31.12 | $575,346.56 |
DisclosureSEC source: 0001722482-21-000162 · wf-form4_162163052049059.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,536 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.00 to $31.24, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:15 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 13,655 | $30.90 | $421,939.50 |
DisclosureSEC source: 0001722482-21-000150 · wf-form4_162145891530960.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,024 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 22:02 UTC | Avantor, Inc. AVTR · Entity 3546 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $23.21 | $0.00 |
DisclosureSEC source: 0001722482-21-000108 · wf-form4_161835132134516.xml · derivative · entry 4 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,625 Underlying: Common Stock · 100,000 shares Expires 2027-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects an initial grant of 405,625 stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on December 13, 2018. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 22:02 UTC | Avantor, Inc. AVTR · Entity 3546 | SaleCommon Stock | 100,000 | $33.21 | $3,321,000.00 |
DisclosureSEC source: 0001722482-21-000108 · wf-form4_161835132134516.xml · nonDerivative · entry 3 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,679 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.20 to $33.28, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 22:02 UTC | Avantor, Inc. AVTR · Entity 3546 | Exercise / conversionCommon Stock | 100,000 | $23.21 | $2,321,000.00 |
DisclosureSEC source: 0001722482-21-000108 · wf-form4_161835132134516.xml · nonDerivative · entry 2 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 22:02 UTC | Avantor, Inc. AVTR · Entity 3546 | SaleCommon Stock | 2,895 | $31.75 | $91,916.25 |
DisclosureSEC source: 0001722482-21-000108 · wf-form4_161835132134516.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,679 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 26,347 | $0.00 Strike: $27.64 | $0.00 |
DisclosureSEC source: 0001722482-21-000084 · wf-form4_161463768080582.xml · derivative · entry 2 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,347 Underlying: Common Stock · 26,347 shares Expires 2031-02-25 F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 25, 2022. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-21-000084 · wf-form4_161463768080582.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,574 F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 25, 2022. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 22:46 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 1,350 | $28.69 | $38,731.50 |
DisclosureSEC source: 0001722482-21-000051 · wf-form4_161412033264961.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,434 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Includes 1,277 shares acquired under the Avantor Employee Stock Purchase Plan. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 20:43 UTC | Avantor, Inc. AVTR · Entity 3546 | SaleCommon Stock | 22,887 | $21.17 | $484,517.79 |
DisclosureSEC source: 0001722482-20-000154 · wf-form4_159968421885214.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,507 F1 · kind: The sale reported herein reflects the transfer of shares received upon the vesting of restricted stock units. This transaction was permitted pursuant to a lock-up agreement entered into by the Reporting Person on August 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.04 to $21.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. Read SEC document |
| May 17, 2020 Filed May 19, 2020 22:50 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 9,155 | $17.86 | $163,508.30 |
DisclosureSEC source: 0001722482-20-000114 · wf-form4_158992861388534.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,394 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:50 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 54,745 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001722482-20-000061 · wf-form4_158267103360336.xml · derivative · entry 2 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,745 Underlying: Common Stock · 54,745 shares Expires 2030-02-21 F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:50 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 16,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-20-000061 · wf-form4_158267103360336.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,549 F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021. Read SEC document |
| May 21, 2019 Filed May 23, 2019 23:31 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 128,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014610 · doc4.xml · nonDerivative · entry 1 Miller Justin · CIK 0001776122 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,571 F1 · kind: Reflects a grant of restricted stock units that vests as follows: (a) 50% vests on May 21, 2021, and (b) the remaining 50% vests in two equal annual installments beginning on May 21, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.