Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Sep 4, 2021 00:14 UTC |
Croke GaryVP Marketing and PLM
|
GrantCommon Stock | 1,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000060 · wf-form4_163071447306911.xml · nonDerivative · entry 1 Croke Gary · CIK 0001880618 · VP Marketing and PLM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,709 F1 · kind: This represents a Restricted Stock Unit grant that vest annually over three years from date of grant. Read SEC document |
| July 03, 2021 Filed Jul 7, 2021 22:12 UTC |
SMITH PETE APresident and CEO
|
GrantPerformance-Based Shares · Derivative | 24,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000043 · wf-form4_162569593041252.xml · derivative · entry 3 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,049 Underlying: Common Stock · 24,049 shares Expires not disclosed F3 · derivative.exercise_date: This represents a grant of Performance Stock Units (PSUs). PSUs vest upon achievement of certain financial metrics and 3 years from the date of grant. F3 · derivative.expiration_date: This represents a grant of Performance Stock Units (PSUs). PSUs vest upon achievement of certain financial metrics and 3 years from the date of grant. Read SEC document |
| July 03, 2021 Filed Jul 7, 2021 22:12 UTC |
SMITH PETE APresident and CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 59,422 | $0.00 Strike: $31.88 | $0.00 |
DisclosureSEC source: 0001377789-21-000043 · wf-form4_162569593041252.xml · derivative · entry 2 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,422 Underlying: Common Stock · 59,422 shares Expires 2028-07-02 F2 · derivative.exercise_date: This represents a Stock Option grant that vest on an annual basis ratably over 3 years from date of grant. Read SEC document |
| July 03, 2021 Filed Jul 7, 2021 22:12 UTC |
SMITH PETE APresident and CEO
|
GrantCommon Stock | 24,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000043 · wf-form4_162569593041252.xml · nonDerivative · entry 1 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,137 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant. Read SEC document |
| July 03, 2021 Filed Sep 9, 2021 23:39 UTC Amendment |
SMITH PETE APresident and CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 59,422 | $0.00 Strike: $31.88 | $0.00 |
DisclosureSEC source: 0001377789-21-000066 · wf-form4a_163123077542495.xml · derivative · entry 3 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,422 Underlying: Common Stock · 59,422 shares Expires 2028-07-02 F4 · derivative.exercise_date: This represents a Stock Option grant that vest on an annual basis ratably over 3 years from date of grant. Read SEC document |
| July 03, 2021 Filed Sep 9, 2021 23:39 UTC Amendment |
SMITH PETE APresident and CEO
|
GrantCommon Stock | 24,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000066 · wf-form4a_163123077542495.xml · nonDerivative · entry 2 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,186 F2 · date: This award was errantly reported in table 2 on original form 4, and is being moved to table 1, consistent with other Section 16 files for Aviat Networks. F3 · kind: This represents a grant of Performance Stock Units (PSUs). PSUs vest upon achievement of certain financial metrics and 3 years from the date of grant. Read SEC document |
| July 03, 2021 Filed Sep 9, 2021 23:39 UTC Amendment |
SMITH PETE APresident and CEO
|
GrantCommon Stock | 24,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000066 · wf-form4a_163123077542495.xml · nonDerivative · entry 1 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,137 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:46 UTC |
Klein MicheleDirector
|
GrantCommon Stock | 1,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000030 · wf-form4_162128436237552.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329 F1 · shares: Restricted Stock Unit Grant. 100% on the earlier of the first anniversary of the 2020 annual stockholders meeting or the day immediately preceding the date of the 2021 annual stockholders meeting, contingent upon Board service as of such date, with pro rata vesting in the event of death prior to full vesting. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 23:58 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 31,787 | $37.85 | $1,203,179.27 |
DisclosureSEC source: 0000921895-21-000177 · form407441014_01272021.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,958 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Trading Plan adopted by Steel Excel on December 18, 2020. F3 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:06 UTC |
SMITH PETE APresident and CEO
|
GrantPerformance-Based Shares · Derivative | 21,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000001 · wf-form4_161126315794040.xml · derivative · entry 2 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 21,000 shares Expires 2023-12-31 F2 · shares: Performance measure - closing stock price is greater than or equal to $60.00 per share for three consecutive days by December 31, 2023. Once performance measure is achieved the award will be vested on December 31, 2023. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:06 UTC |
SMITH PETE APresident and CEO
|
GrantPerformance-Based Shares · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000001 · wf-form4_161126315794040.xml · derivative · entry 1 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2022-12-31 F1 · shares: Performance measure - closing stock price is greater than or equal to $50.00 per share for three consecutive days by December 31, 2022. Once performance measure is achieved the award will be vested on December 31, 2022. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 23:49 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 5,400 | $37.00 | $199,801.08 |
DisclosureSEC source: 0001193805-20-001589 · e620158_4-avnw.xml · nonDerivative · entry 2 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,745 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 23:49 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 464 | $37.95 | $17,608.38 |
DisclosureSEC source: 0001193805-20-001589 · e620158_4-avnw.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,145 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 00:04 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 35,100 | $37.31 | $1,309,437.09 |
DisclosureSEC source: 0001193805-20-001562 · e620146_4-avnw.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,609 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:50 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 24,128 | $37.51 | $905,007.50 |
DisclosureSEC source: 0000921895-20-003260 · form407441014_12162020.xml · nonDerivative · entry 2 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,709 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:50 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 27,159 | $37.53 | $1,019,290.85 |
DisclosureSEC source: 0000921895-20-003260 · form407441014_12162020.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,837 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:35 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 14,000 | $38.01 | $532,105.00 |
DisclosureSEC source: 0000921895-20-003223 · form407441014_12112020.xml · nonDerivative · entry 2 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,996 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 22:35 UTC |
Steel Excel Inc.10% owner
SPH Group Holdings LLC10% owner
SPH Group LLC10% owner
Steel Partners Holdings GP Inc.10% owner
STEEL PARTNERS HOLDINGS L.P.10% owner
|
SaleCommon Stock, $0.01 par value | 10,244 | $40.50 | $414,904.54 |
DisclosureSEC source: 0000921895-20-003223 · form407441014_12112020.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,996 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 00:05 UTC |
STOFFEL JAMES CDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,033 | $0.00 Strike: $23.52 | $0.00 |
DisclosureSEC source: 0001377789-20-000113 · wf-form4_160686748906180.xml · derivative · entry 4 STOFFEL JAMES C · CIK 0001191551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,033 shares Expires 2021-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 00:05 UTC |
STOFFEL JAMES CDirector
|
SaleCommon Stock | 250 | $36.61 | $9,151.50 |
DisclosureSEC source: 0001377789-20-000113 · wf-form4_160686748906180.xml · nonDerivative · entry 3 STOFFEL JAMES C · CIK 0001191551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,279 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $36.60 to $36.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 00:05 UTC |
STOFFEL JAMES CDirector
|
SaleCommon Stock | 2,783 | $35.95 | $100,053.30 |
DisclosureSEC source: 0001377789-20-000113 · wf-form4_160686748906180.xml · nonDerivative · entry 2 STOFFEL JAMES C · CIK 0001191551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,529 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.52 to $36.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 00:05 UTC |
STOFFEL JAMES CDirector
|
Exercise / conversionCommon Stock | 3,033 | $23.52 | $71,336.16 |
DisclosureSEC source: 0001377789-20-000113 · wf-form4_160686748906180.xml · nonDerivative · entry 1 STOFFEL JAMES C · CIK 0001191551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 21:02 UTC |
SMITH PETE APresident and CEO
|
Tax withholdingCommon Stock | 11,950 | $29.03 | $346,919.26 |
DisclosureSEC source: 0001377789-20-000112 · wf-form4_160590610719176.xml · nonDerivative · entry 1 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,544 F1 · shares: Represents shares sold solely to cover taxes on the vesting of a restricted stock award. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 16:32 UTC |
QUICKE JOHN JDirector
|
GrantCommon Stock | 3,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000109 · wf-form4_160530314089869.xml · nonDerivative · entry 1 QUICKE JOHN J · CIK 0001179588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,562 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 16:31 UTC |
Loeb DahliaDirector
|
GrantCommon Stock | 3,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000105 · wf-form4_160530304423588.xml · nonDerivative · entry 1 Loeb Dahlia · CIK 0001812652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:31 UTC |
Kong KennethDirector
|
GrantCommon Stock | 3,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000107 · wf-form4_160530308453115.xml · nonDerivative · entry 1 Kong Kenneth · CIK 0001504324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,457 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:32 UTC |
MUTCH JOHNDirector
|
GrantCommon Stock | 3,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000108 · wf-form4_160530310349647.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,228 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:31 UTC |
STOFFEL JAMES CDirector
|
GrantCommon Stock | 3,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000106 · wf-form4_160530306847684.xml · nonDerivative · entry 1 STOFFEL JAMES C · CIK 0001191551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,279 Read SEC document |
| September 29, 2020 Filed Sep 30, 2020 22:17 UTC |
SMITH PETE APresident and CEO
|
Tax withholdingCommon Stock | 5,616 | $22.78 | $127,932.48 |
DisclosureSEC source: 0001377789-20-000086 · wf-form4_160150423594073.xml · nonDerivative · entry 1 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,494 F1 · shares: Represents shares withheld to cover tax withholding on a vesting of a Performance Stock Unit. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:15 UTC |
SMITH PETE APresident and CEO
|
GrantCommon Stock · Derivative | 13,193 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000069 · wf-form4_159917132859166.xml · derivative · entry 3 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,193 Underlying: Common Stock · 13,193 shares Expires 2027-08-31 F4 · derivative.exercise_date: This represents a Stock Option grant that vest annually over three years from date of grant. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:15 UTC |
SMITH PETE APresident and CEO
|
GrantCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000069 · wf-form4_159917132859166.xml · nonDerivative · entry 2 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,110 F2 · kind: This represents a Performance Restricted Stock Unit with three year performance period from date of grant. This will cliff vest three years from date of grant upon meeting performance metrics. F3 · balance_after: Restricted stock units granted on January 2, 2020 in the amount of 18,750 and 27,750 have been moved from Table II and added to Securities Owned on Table I. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:15 UTC |
SMITH PETE APresident and CEO
|
GrantCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000069 · wf-form4_159917132859166.xml · nonDerivative · entry 1 SMITH PETE A · CIK 0001590070 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,805 F1 · kind: This represents a Restricted Stock Unit grant. 100% of the shares subject to the award shall vest three years from the grant date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:50 UTC |
Chang EricSVP & Chief Financial Officer
|
GrantCommon Stock · Derivative | 7,068 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000067 · wf-form4_159916618082164.xml · derivative · entry 4 Chang Eric · CIK 0001664898 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,068 Underlying: Common Stock · 7,068 shares Expires 2027-08-31 F4 · derivative.exercise_date: This represents a Stock Option grant that vest annually over three years from date of grant. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:50 UTC |
Chang EricSVP & Chief Financial Officer
|
OtherCommon Stock | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000067 · wf-form4_159916618082164.xml · nonDerivative · entry 3 Chang Eric · CIK 0001664898 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,067 F3 · kind: Performance shares originally issued on September 7, 2018, The second 33% of the performance shares were subject to achieving the Company's fiscal 2020 financial metrics which 50% was achieved; as a result 50% of these shares was canceled. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:50 UTC |
Chang EricSVP & Chief Financial Officer
|
GrantCommon Stock | 2,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000067 · wf-form4_159916618082164.xml · nonDerivative · entry 2 Chang Eric · CIK 0001664898 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,679 F2 · kind: This represents a Performance Restricted Stock Unit with three year performance period from date of grant. This will cliff vest three years from grant date upon meeting performance metrics. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:50 UTC |
Chang EricSVP & Chief Financial Officer
|
GrantCommon Stock | 2,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000067 · wf-form4_159916618082164.xml · nonDerivative · entry 1 Chang Eric · CIK 0001664898 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,373 F1 · kind: This represents a Restricted Stock Unit grant. 100% of the shares subject to the award shall vest three years from the date of grant. Read SEC document |
| July 03, 2020 Filed Jul 7, 2020 20:13 UTC |
McFall ShaunSVP & Chief Marketing Officer
|
Disposition to issuerCommon Stock | 4,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000052 · wf-form4_159415281532810.xml · nonDerivative · entry 2 McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,728 F2 · shares: Represents 2,353 shares cancelled from performance grant dated 09/07/2018, 2,520 shares cancelled from performance grant dated 09/20/2019. Read SEC document |
| July 03, 2020 Filed Jul 7, 2020 20:13 UTC |
McFall ShaunSVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 1,976 | $18.59 | $36,733.84 |
DisclosureSEC source: 0001377789-20-000052 · wf-form4_159415281532810.xml · nonDerivative · entry 1 McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,601 F1 · shares: Represents shares withheld to cover tax withholding on a vesting for a restricted grant. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:14 UTC |
Loeb DahliaDirector
|
GrantCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000047 · wf-form4_159112887588246.xml · nonDerivative · entry 1 Loeb Dahlia · CIK 0001812652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 F1 · shares: Restricted Stock Unit Grant. 100% on the earlier of the first anniversary of the 2019 annual stockholders meeting or the day immediately preceding the date of the 2020 annual stockholders meeting, contingent upon Board service as of such date, with pro rata vesting in the event of death prior to full vesting. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:25 UTC |
Chang EricSVP & Chief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,056 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001377789-20-000039 · wf-form4_159008909582484.xml · derivative · entry 1 Chang Eric · CIK 0001664898 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,056 Underlying: Common Stock · 7,056 shares Expires 2027-05-19 F1 · derivative.exercise_date: Stock Option Grant, 100% of the shares subject to the award shall vest ratably over three years from the grant date, contingent upon continued employment. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 23:13 UTC |
Gallagher Walter Stanley JrFormer SVP, COO
|
Tax withholdingCommon Stock | 1,042 | $8.40 | $8,752.80 |
DisclosureSEC source: 0001377789-20-000019 · wf-form4_158690601519632.xml · nonDerivative · entry 1 Gallagher Walter Stanley Jr · CIK 0001745156 · Former SVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,487 F1 · shares: The issuance is being made in connection with his termination of employment and pursuant to an employee incentive plan. Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit. Read SEC document |
| April 03, 2020 Filed Apr 14, 2020 23:13 UTC |
Gallagher Walter Stanley JrFormer SVP, COO
|
Disposition to issuerCommon Stock | 7,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-20-000019 · wf-form4_158690601519632.xml · nonDerivative · entry 2 Gallagher Walter Stanley Jr · CIK 0001745156 · Former SVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850 F2 · shares: A) 2,652 shares represent cancelled shares due to termination and are from the Performance RSU granted 09/20/2019 for 3,544 shares. 892 shares released on 04/13/2020 and the remaining 2,652 shares cancelled. B)2,941 shares represent cancelled shares due to termination and are from the Performance RSU granted 09/07/2018 for 4,412 shares. The first tranche of 1,471 shares did not meet the performance goal. The remaining 2,941 shares cancelled. C)2,044 shares represent cancelled shares due to termination and are from RSU granted 06/25/2018 for 5,000 shares. 2,044 shares were cancelled and the remaining 2,956 shares will release prior to 04/03/2021. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:38 UTC |
Chang EricSVP Corporate Controller & PAO
|
Tax withholdingCommon Stock | 639 | $13.52 | $8,639.28 |
DisclosureSEC source: 0001377789-20-000004 · wf-form4_158085946970948.xml · nonDerivative · entry 1 Chang Eric · CIK 0001664898 · SVP Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,067 F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 23:15 UTC |
SMITH PETE APresident & CEO
|
GrantRestricted Stock Units · Derivative | 27,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000012 · form411093001_01022020.xml · derivative · entry 2 SMITH PETE A · CIK 0001590070 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,750 Underlying: Common Stock, par value $0.01 per share · 27,750 shares Expires 2023-01-02 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of the Issuer's common stock. F3 · price: The RSUs were granted pursuant to the terms of that certain Employment Agreement, between the Reporting Person and the Issuer. F4 · derivative.exercise_date: The RSUs shall vest if and when the price of the Issuer's common stock reaches $30.00, subject to the Reporting Person's continuous employment from the Transaction Date. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 23:15 UTC |
SMITH PETE APresident & CEO
|
GrantRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000012 · form411093001_01022020.xml · derivative · entry 1 SMITH PETE A · CIK 0001590070 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock, par value $0.01 per share · 18,750 shares Expires 2022-01-02 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of the Issuer's common stock. F3 · price: The RSUs were granted pursuant to the terms of that certain Employment Agreement, between the Reporting Person and the Issuer. F2 · derivative.exercise_date: The RSUs shall vest if and when the price of the Issuer's common stock reaches $22.50, subject to the Reporting Person's continuous employment from the Transaction Date. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:14 UTC |
QUICKE JOHN JDirector
|
GrantCommon Stock | 5,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-19-000094 · wf-form4_157376602564676.xml · nonDerivative · entry 1 QUICKE JOHN J · CIK 0001179588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,523 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:17 UTC |
MUTCH JOHNDirector
|
GrantCommon Stock | 5,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-19-000096 · wf-form4_157376626287099.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,189 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:18 UTC |
STOFFEL JAMES CDirector
|
GrantCommon Stock | 5,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-19-000097 · wf-form4_157376631592512.xml · nonDerivative · entry 1 STOFFEL JAMES C · CIK 0001191551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,240 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:14 UTC |
Kong KennethDirector
|
GrantCommon Stock | 5,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-19-000095 · wf-form4_157376606615663.xml · nonDerivative · entry 1 Kong Kenneth · CIK 0001504324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,418 Read SEC document |
| September 22, 2019 Filed Sep 24, 2019 23:53 UTC |
McFall ShaunSVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 2,966 | $14.45 | $42,858.70 |
DisclosureSEC source: 0001377789-19-000073 · wf-form4_156936917559419.xml · nonDerivative · entry 2 McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,017 F2 · shares: Represents shares withheld to cover tax withholding on a vesting for a Performance Stock Unit. F3 · shares: Reflects the vesting of the Performance Stock Units granted on September 22, 2016 at 100% of target during the performance period as stated on the grant agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.