Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIAT NETWORKS, INC.AVNW · Entity 6172 | Director | November 07, 2025 | November 12, 2025 |
| Rockley Photonics Holdings LtdRKLY · Entity 122956 | Director | May 17, 2022 | August 30, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIAT NETWORKS, INC.
Report date November 07, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,041 |
Reported balance
After 2025-11-07 transaction · row 1
1 source rowRow 1 · 2025-11-07 · Grant · Acquired 5,480 · Balance 28,041 F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.
Rockley Photonics Holdings Ltd
Report date May 17, 2022 · Filed August 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 65,322 |
Reported balance
After 2022-05-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 65,322 · Balance 65,322 F1: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTEVAC INC
Report date March 31, 2025 · Filed April 01, 2025
Section 16 reporting ended · disclosed 2025-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-31 · Other · Disposed 52,000 · Balance 12,000 F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration"). Row 2 · 2025-03-31 · Disposition to issuer · Disposed 12,000 · Balance 0 F2: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration").
F2: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2025 Filed Nov 12, 2025 22:12 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001780094-25-000005 · wk-form4_1762985567.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,041 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 16:48 UTC | INTEVAC INC IVAC · Entity 81388 | Disposition to issuerCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-048658 · ownership.xml · nonDerivative · entry 2 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration. F2 · price: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 16:48 UTC | INTEVAC INC IVAC · Entity 81388 | OtherCommon Stock | 52,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-048658 · ownership.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration"). F1 · price: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration"). Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:33 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | PurchaseCommon Stock | 1,400 | $13.95 | $19,530.00 |
DisclosureSEC source: 0001628280-24-047216 · wk-form4_1731447197.xml · nonDerivative · entry 2 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,561 Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:33 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-047216 · wk-form4_1731447197.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,161 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2025 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 09:19 UTC | INTEVAC INC IVAC · Entity 81388 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,300 | $4.00 Strike: $4.00 | $41,200.00 |
DisclosureSEC source: 0001806637-24-000010 · edgardoc.xml · derivative · entry 2 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,300 Underlying: Common Stock · 10,300 shares Expires 2031-05-16 F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 09:19 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-24-000010 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 07, 2024 Filed May 7, 2024 20:14 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | PurchaseCommon Stock | 150 | $32.01 | $4,800.75 |
DisclosureSEC source: 0001628280-24-021101 · wk-form4_1715112837.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,822 Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:10 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-038683 · wk-form4_1699913428.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,672 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2024 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| May 18, 2023 Filed May 19, 2023 12:29 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-23-000018 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 08, 2023 Filed May 10, 2023 10:22 UTC | INTEVAC INC IVAC · Entity 81388 | PurchaseCommon Stock | 5,000 | $5.00 | $25,000.00 |
DisclosureSEC source: 0001806637-23-000015 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 22:50 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-22-000159 · wf-form4_166855262767384.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,626 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2023 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| May 18, 2022 Filed May 19, 2022 13:36 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-22-000018 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 18, 2022 Filed May 19, 2022 13:46 UTC | INTEVAC INC IVAC · Entity 81388 | PurchaseCommon Stock | 5,000 | $5.16 | $25,800.00 |
DisclosureSEC source: 0001806637-22-000019 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| May 17, 2022 Filed Aug 30, 2022 16:36 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | GrantRestricted Stock Unit · Derivative | 65,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001852117-22-000312 · wf-form4_166189178485111.xml · derivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,322 Underlying: Ordinary Share · 65,322 shares Expires not disclosed F1 · derivative.exercise_date: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control. F1 · derivative.expiration_date: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control. Read SEC document |
| May 16, 2022 Filed Jun 8, 2022 18:27 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | Exercise / conversionRestricted Stock Unit · Derivative | 7,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001852117-22-000206 · wf-form4_165472725001216.xml · derivative · entry 2 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,667 Underlying: Ordinary Share · 7,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each Restricted Stock Unit converted into one Ordinary Share effective 5/16/2022 F1 · derivative.expiration_date: Each Restricted Stock Unit converted into one Ordinary Share effective 5/16/2022 Read SEC document |
| May 16, 2022 Filed Jun 8, 2022 18:27 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | Exercise / conversionOrdinary Share | 7,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001852117-22-000206 · wf-form4_165472725001216.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 01:26 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 3,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000093 · wf-form4_163702592991228.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,548 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2022 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 15:57 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | GrantRestricted Stock Unit · Derivative | 22,000 | $7.14 Strike: $0.00 | $157,080.00 |
DisclosureSEC source: 0001852117-21-000042 · wf-form4_163475982107315.xml · derivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Ordinary Share · 22,000 shares Expires not disclosed F1 · derivative.exercise_date: One third of the RSUs shall vest on the earlier of August 11, 2022 or the next annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the current year annual shareholder' meeting, subject to acceleration upon a change in control. F1 · derivative.expiration_date: One third of the RSUs shall vest on the earlier of August 11, 2022 or the next annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the current year annual shareholder' meeting, subject to acceleration upon a change in control. Read SEC document |
| May 20, 2021 Filed May 21, 2021 13:24 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-21-000010 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:46 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 1,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000030 · wf-form4_162128436237552.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329 F1 · shares: Restricted Stock Unit Grant. 100% on the earlier of the first anniversary of the 2020 annual stockholders meeting or the day immediately preceding the date of the 2021 annual stockholders meeting, contingent upon Board service as of such date, with pro rata vesting in the event of death prior to full vesting. Read SEC document |
| May 15, 2020 Filed May 18, 2020 15:28 UTC Amendment | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-20-000002 · edgardoc.xml · nonDerivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 09:12 UTC | INTEVAC INC IVAC · Entity 81388 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $4.71 Strike: $4.71 | $117,750.00 |
DisclosureSEC source: 0001503453-19-000042 · edgardoc.xml · derivative · entry 1 Klein Michele · CIK 0001780094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-06-20 F1 · derivative.exercise_date: The option will vest and become exercisable in two successive equal installments upon the optionee's completion of each year of service over the two-year period measured from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.