Last 12 months
Inside the activity.
2 purchase rows · 280 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 110 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 89 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 50 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 16 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 20:52 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 4,489 | $310.96 | $1,395,908.42 |
DisclosureSEC source: 0001730168-20-000130 · wf-form4_159372308671372.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,084 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $310.38 to $311.27 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:52 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 1,400 | $309.76 | $433,659.80 |
DisclosureSEC source: 0001730168-20-000130 · wf-form4_159372308671372.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,573 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $309.18 to $310.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:52 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 1,300 | $308.74 | $401,364.60 |
DisclosureSEC source: 0001730168-20-000130 · wf-form4_159372308671372.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,973 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $308.12 to $309.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:52 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.001 par value | 57,171 | $38.99 | $2,229,097.29 |
DisclosureSEC source: 0001730168-20-000130 · wf-form4_159372308671372.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 57,171 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · derivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,886 Underlying: Common Stock, $0.001 par value · 57,171 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 500 | $317.00 | $158,500.00 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,102 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 5,047 | $315.93 | $1,594,503.76 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,602 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $315.51 to $316.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 11,497 | $314.79 | $3,619,163.62 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,649 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $314.45 to $315.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 14,026 | $313.88 | $4,402,522.96 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,146 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $313.44 to $314.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 16,907 | $312.94 | $5,290,927.30 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,172 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $312.44 to $313.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 9,194 | $312.03 | $2,868,776.24 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,079 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $311.44 to $312.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:35 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.001 par value | 57,171 | $38.99 | $2,229,097.29 |
DisclosureSEC source: 0001730168-20-000121 · wf-form4_159312093003474.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:50 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 5,000 | $309.20 | $1,545,990.00 |
DisclosureSEC source: 0001730168-20-000119 · wf-form4_159303180270426.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,426 F1 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:40 UTC |
TAN HOCK EDirector · President and CEO
|
Tax withholdingCommon Stock, $0.001 par value | 75,778 | $313.44 | $23,751,856.32 |
DisclosureSEC source: 0001730168-20-000117 · wf-form4_159259920986345.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,102 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2017 Award. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:40 UTC |
TAN HOCK EDirector · President and CEO
|
GrantCommon Stock, $0.001 par value | 152,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000117 · wf-form4_159259920986345.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,880 F1 · shares: On June 17, 2020, the independent members of the Issuer's Board of Directors determined the achievement of certain performance criteria, based on the Issuer's total stockholder return ("TSR") performance as compared to the S&P 500 Index and the Issuer's absolute TSR, over a three year performance period ending on June 14, 2020, and the number of shares of common stock earned and issuable pursuant to the terms of a performance stock unit award granted on June 15, 2017 (the "2017 Award") under the Avago Technologies Limited 2009 Equity Incentive Award Plan. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:03 UTC |
Brazeal Mark DavidChief Legal Officer
|
SaleCommon Stock, $0.001 par value | 3,000 | $310.62 | $931,860.00 |
DisclosureSEC source: 0001730168-20-000113 · wf-form4_159251419735545.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,077 F1 · balance_after: Includes 36,000 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 57,171 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · derivative · entry 11 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,057 Underlying: Common Stock, $0.001 par value · 57,171 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 2,530 | $313.94 | $794,265.67 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 10 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $313.72 to $314.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 5,659 | $313.24 | $1,772,647.80 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,572 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $312.71 to $313.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 9,048 | $311.87 | $2,821,817.86 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,231 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $311.50 to $312.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 12,165 | $310.92 | $3,782,280.98 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,279 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $310.50 to $311.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 13,504 | $309.89 | $4,184,727.55 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,444 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $309.48 to $310.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 11,570 | $309.01 | $3,575,257.27 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,948 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $308.48 to $309.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 1,995 | $308.09 | $614,641.55 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,518 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $307.48 to $308.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 600 | $306.92 | $184,150.80 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,513 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $306.47 to $307.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 100 | $305.32 | $30,532.00 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,113 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.001 par value | 57,171 | $38.99 | $2,229,097.29 |
DisclosureSEC source: 0001730168-20-000115 · wf-form4_159251467213961.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:17 UTC |
SAMUELI HENRYDirector
|
OtherCommon Stock, $0.001 par value | 222,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 175,001 F3 · kind: Pro rata distribution for no consideration of shares, in which the Reporting Person held no pecuniary interest, to partners other than the Reporting Person. F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F6 · ownership.nature: Directly held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:17 UTC |
SAMUELI HENRYDirector
|
OtherCommon Stock, $0.001 par value | 152,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,567,802 F3 · kind: Pro rata distribution for no consideration of shares, in which the Reporting Person held no pecuniary interest, to partners other than the Reporting Person. F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F2 · ownership.nature: Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:40 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 6,000 | $317.32 | $1,903,914.00 |
DisclosureSEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 4 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,426 F4 · price: Transaction executed in multiple trades at prices ranging from $317.31 to $317.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:54 UTC |
Spears Kirsten M.Principal Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 750 | $0.00 Strike: $62.63 | $0.00 |
DisclosureSEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · derivative · entry 6 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 750 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:54 UTC |
Spears Kirsten M.Principal Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $71.86 | $0.00 |
DisclosureSEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · derivative · entry 5 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 15,000 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:54 UTC |
Spears Kirsten M.Principal Accounting Officer
|
SaleCommon Stock, $0.001 par value | 1,343 | $316.82 | $425,490.60 |
DisclosureSEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 4 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,278 F3 · price: Transaction executed in multiple trades at prices ranging from $316.82 to $316.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 30,062 restricted stock units. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:54 UTC |
Spears Kirsten M.Principal Accounting Officer
|
SaleCommon Stock, $0.001 par value | 19,407 | $316.10 | $6,134,552.70 |
DisclosureSEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 3 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,621 F2 · price: Transaction executed in multiple trades at prices ranging from $315.79 to $316.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 30,062 restricted stock units. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:54 UTC |
Spears Kirsten M.Principal Accounting Officer
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $62.63 | $46,972.50 |
DisclosureSEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 30,062 restricted stock units. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:54 UTC |
Spears Kirsten M.Principal Accounting Officer
|
Exercise / conversionCommon Stock, $0.001 par value | 15,000 | $71.86 | $1,077,900.00 |
DisclosureSEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 30,062 restricted stock units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:40 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $71.86 | $0.00 |
DisclosureSEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · derivative · entry 5 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:40 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 7,192 | $318.28 | $2,289,091.34 |
DisclosureSEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,426 F3 · price: Transaction executed in multiple trades at prices ranging from $318.10 to $318.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:40 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 20,000 | $312.00 | $6,240,000.00 |
DisclosureSEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,618 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:40 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $71.86 | $1,437,200.00 |
DisclosureSEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:56 UTC |
You Harry L.Director
|
SaleCommon Stock, $0.001 par value | 98 | $315.46 | $30,915.08 |
DisclosureSEC source: 0001730168-20-000103 · wf-form4_159190896226827.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,849 F1 · balance_after: Includes 949 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 5,860 | $317.84 | $1,862,518.96 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 7 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,366 F8 · price: Transaction executed in multiple trades at prices ranging from $317.59 to $318.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 12,266 | $317.11 | $3,889,634.46 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 6 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,226 F7 · price: Transaction executed in multiple trades at prices ranging from $316.58 to $317.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 16,243 | $316.01 | $5,132,950.43 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 5 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,492 F6 · price: Transaction executed in multiple trades at prices ranging from $315.58 to $316.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 3,531 | $315.27 | $1,113,232.49 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 4 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,735 F5 · price: Transaction executed in multiple trades at prices ranging from $314.58 to $315.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 400 | $313.96 | $125,583.20 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 3 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,266 F4 · price: Transaction executed in multiple trades at prices ranging from $313.58 to $314.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 1,100 | $312.92 | $344,215.30 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 2 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,666 F3 · price: Transaction executed in multiple trades at prices ranging from $312.58 to $313.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Krause Thomas H.Chief Financial Officer
|
SaleCommon Stock, $0.001 par value | 600 | $312.26 | $187,353.60 |
DisclosureSEC source: 0001730168-20-000105 · wf-form4_159191160260123.xml · nonDerivative · entry 1 Krause Thomas H. · CIK 0001670643 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,766 F1 · price: Transaction executed in multiple trades at prices ranging from $311.58 to $312.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 50,875 Restricted Stock Units. Read SEC document |
| June 09, 2020 Filed Jun 15, 2020 22:17 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,785 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F8 · ownership.nature: Directly held by H & S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2020 Filed Jun 15, 2020 22:17 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 85,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,730,559 F5 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.