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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 47 $447.23 $21,019.86
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 17

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: Transaction executed in multiple trades at prices ranging from $447.02 to $447.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 30 $445.54 $13,366.20
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 16

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,501

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 93 $444.26 $41,316.09
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 15

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,531

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: Transaction executed in multiple trades at prices ranging from $443.90 to $444.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 30 $442.38 $13,271.40
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 14

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,624

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 40 $439.79 $17,591.40
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 13

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,654

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: Transaction executed in multiple trades at prices ranging from $439.60 to $440.34 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 75 $438.64 $32,897.63
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 12

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,694

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $438.38 to $438.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 60 $437.26 $26,235.60
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 11

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,769

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $437.07 to $437.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 61 $436.20 $26,608.26
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 10

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $435.85 to $436.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:50 UTC PurchaseCommon Stock, $0.001 par value 91 $436.84 $39,752.80
Disclosure

SEC source: 0001730168-21-000047 · wf-form4_161558581471130.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442

F1 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 1 $446.66 $446.66
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 9

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,890

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 73 $446.14 $32,568.51
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 8

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $445.66 to $446.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 71 $444.66 $31,570.86
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 7

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,964

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $444.29 to $445.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 55 $442.64 $24,345.04
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 6

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,035

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $442.41 to $443.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 30 $441.25 $13,237.50
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 5

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 52 $439.03 $22,829.51
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 4

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $438.66 to $439.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 61 $438.09 $26,723.61
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 3

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $437.65 to $438.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 154 $436.17 $67,170.64
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,233

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $435.75 to $436.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:11 UTC SaleCommon Stock, $0.001 par value 33 $431.36 $14,234.88
Disclosure

SEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:01 UTC
Brazeal Mark DavidChief Legal Officer
GrantCommon Stock, $0.001 par value 1,625 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000028 · wf-form4_161489526922424.xml · nonDerivative · entry 3

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,080

F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 40,625 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:01 UTC
Brazeal Mark DavidChief Legal Officer
GrantCommon Stock, $0.001 par value 1,875 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000028 · wf-form4_161489526922424.xml · nonDerivative · entry 2

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,455

F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 39,000 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:01 UTC
Brazeal Mark DavidChief Legal Officer
GrantCommon Stock, $0.001 par value 1,875 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000028 · wf-form4_161489526922424.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,580

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 37,125 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:07 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 1,875 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000030 · wf-form4_161489564281361.xml · nonDerivative · entry 3

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,659

F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 52,500 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:07 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000030 · wf-form4_161489564281361.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,784

F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 50,625 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:07 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000030 · wf-form4_161489564281361.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,284

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 48,125 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:13 UTC
Krause Thomas H.President,Infrastructure SW Gp
GrantCommon Stock, $0.001 par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000032 · wf-form4_161489600294482.xml · nonDerivative · entry 3

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,875

F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Represents 52,875 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:13 UTC
Krause Thomas H.President,Infrastructure SW Gp
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000032 · wf-form4_161489600294482.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,875

F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Represents 50,875 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:13 UTC
Krause Thomas H.President,Infrastructure SW Gp
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000032 · wf-form4_161489600294482.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,375

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Represents 48,375 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:22 UTC GrantCommon Stock, $0.001 par value 500 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000034 · wf-form4_161489649018818.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,082

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the third of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 2,225 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:28 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 1,250 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 4

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,238

F7 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F8 · balance_after: Includes 49,186 RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:28 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 1,562 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 3

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,988

F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 47,936 RSUs.

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March 02, 2021 Filed Mar 4, 2021 22:28 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 1,562 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,426

F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 46,374 RSUs.

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March 02, 2021 Filed Mar 4, 2021 22:28 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 3,250 $0.00 $0.00
Disclosure

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,864

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2020 under the LSI Corporation 2003 Equity Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 44,812 RSUs.

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February 24, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 301 $467.33 $140,667.53
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 11

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,420

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $466.56 to $467.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

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February 24, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 229 $465.96 $106,704.61
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 10

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,721

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $465.10 to $466.07 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 8 $474.25 $3,794.01
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 9

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $473.99 to $474.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 44 $473.28 $20,824.45
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 8

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,958

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $472.94 to $473.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 76 $472.26 $35,891.84
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 7

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,002

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $471.85 to $472.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 65 $468.99 $30,484.22
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 6

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,078

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $468.54 to $469.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 182 $465.67 $84,751.76
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 5

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $465.09 to $466.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 62 $464.26 $28,783.93
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 4

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,325

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $463.87 to $464.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 31 $462.47 $14,336.60
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 3

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,387

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $462.44 to $463.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 30 $461.27 $13,838.10
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,418

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:19 UTC SaleCommon Stock, $0.001 par value 32 $458.81 $14,681.92
Disclosure

SEC source: 0001730168-21-000021 · wf-form4_161429157338979.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 31 $475.13 $14,729.03
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 10

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 67 $474.25 $31,774.88
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 9

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $474.06 to $474.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 65 $471.57 $30,651.92
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 8

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $471.19 to $471.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 85 $470.30 $39,975.33
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 7

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $469.94 to $470.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 282 $469.39 $132,367.70
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 6

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,728

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $468.94 to $469.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 91 $474.67 $43,194.52
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 5

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $474.44 to $475.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 223 $473.86 $105,671.45
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 4

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,101

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $473.44 to $474.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.