AVGO

SEC source: 0001730168-24-000035 · wk-form4_1711579050.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,575

F1 · balance_after: Includes 7,500 restricted stock units.

SEC source: 0000950170-24-034971 · ownership.xml · nonDerivative · entry 4

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,389.12 to $1,389.2708, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-24-034971 · ownership.xml · nonDerivative · entry 3

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 486

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,388.12 to $1,389.0526, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-24-034971 · ownership.xml · nonDerivative · entry 2

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 5,948

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,387.11 to $1,388.1018, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-24-034971 · ownership.xml · nonDerivative · entry 1

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 7,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,386.08 to $1,387.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

SEC source: 0001730168-24-000029 · wk-form4_1710888365.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,575

F1 · balance_after: Includes 7,500 RSUs and 29 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2024.

SEC source: 0001730168-24-000027 · wk-form4_1710887966.xml · nonDerivative · entry 2

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,974

F2 · balance_after: Includes 30,375 RSUs.

SEC source: 0001730168-24-000027 · wk-form4_1710887966.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,393

F1 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each anniversary of March 15, 2024, subject to continued service with the Issuer.

F2 · balance_after: Includes 30,375 RSUs.

SEC source: 0001730168-24-000031 · wk-form4_1710888755.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,459

F1 · balance_after: Includes 32,936 RSUs and 13 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2024.

SEC source: 0001730168-24-000025 · wk-form4_1710452232.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,643

F4 · price: Transaction executed in multiple trades at prices ranging from $1,290.23 to $1,291.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes shares transferred to the Hartenstein family trust from the Reporting Person for no consideration.

F3 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

SEC source: 0001730168-24-000025 · wk-form4_1710452232.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,632

F1 · price: Transaction executed in multiple trades at prices ranging from $1,289.21 to $1,290.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes shares transferred to the Hartenstein family trust from the Reporting Person for no consideration.

F3 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

SEC source: 0001730168-24-000015 · wk-form4_1709853670.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,393

F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

F2 · balance_after: Includes 41,625 RSUs.

SEC source: 0001730168-24-000017 · wk-form4_1709854501.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,823

F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

F2 · balance_after: Includes 32,500 RSUs and excludes shares now held by family trust.

SEC source: 0001730168-24-000019 · wk-form4_1709855447.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,318

F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

F2 · balance_after: Includes 51,061 RSUs.

SEC source: 0000950170-24-012444 · ownership.xml · nonDerivative · entry 1

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is February 5, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

SEC source: 0001730168-24-000004 · wk-form4_1704838259.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,880

F1 · balance_after: Includes 22,623 restricted stock units.

SEC source: 0001730168-24-000002 · wk-form4_1704751320.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,796

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 12

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,796

F12 · price: Transaction executed in multiple trades at prices ranging from $1,127.13 to $1,127.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 11

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,319

F11 · price: Transaction executed in multiple trades at prices ranging from $1,126.12 to $1,127.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,250

F10 · price: Transaction executed in multiple trades at prices ranging from $1,125.09 to $1,126.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,321

F9 · price: Transaction executed in multiple trades at prices ranging from $1,124.08 to $1,124.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,173

F8 · price: Transaction executed in multiple trades at prices ranging from $1,123.00 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,973

F7 · price: Transaction executed in multiple trades at prices ranging from $1,121.82 to $1,122.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,173

F6 · price: Transaction executed in multiple trades at prices ranging from $1,120.74 to $1,121.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,970

F5 · price: Transaction executed in multiple trades at prices ranging from $1,119.71 to $1,120.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,094

F4 · price: Transaction executed in multiple trades at prices ranging from $1,118.46 to $1,119.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,249

F3 · price: Transaction executed in multiple trades at prices ranging from $1,117.42 to $1,118.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,549

F2 · price: Transaction executed in multiple trades at prices ranging from $1,116.23 to $1,117.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,949

F1 · price: Transaction executed in multiple trades at prices ranging from $1,115.22 to $1,116.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001730168-23-000108 · wk-form4_1703290956.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,018

F1 · balance_after: Includes 25,250 restricted stock units.

SEC source: 0001730168-23-000110 · wk-form4_1703291424.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810

F1 · price: Transaction executed in multiple trades at prices ranging from $1,140.27 to $1,140.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes shares transferred to the Reporting Person from the Hartenstein family trust for no consideration and 397 restricted stock units.

SEC source: 0001104659-23-127325 · tm2333085-2_4seq1.xml · nonDerivative · entry 3

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,157,399

F2 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-127325 · tm2333085-2_4seq1.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,008,764

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001730168-23-000104 · wk-form4_1703021958.xml · nonDerivative · entry 3

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,868

F1 · balance_after: Includes 25,250 restricted stock units.

SEC source: 0001730168-23-000104 · wk-form4_1703021958.xml · nonDerivative · entry 2

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,884

F2 · price: Transaction executed in multiple trades at prices ranging from $1,123.40 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 25,250 restricted stock units.

SEC source: 0001730168-23-000106 · wk-form4_1703022630.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,380

F1 · balance_after: Includes 22,623 restricted stock units and 19 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2023.

SEC source: 0001730168-23-000098 · wk-form4_1702937822.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,338

F2 · balance_after: Includes 15,000 RSUs and excludes shares now held by family trust.

SEC source: 0001104659-23-127325 · tm2333085-2_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,010,564

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001730168-23-000104 · wk-form4_1703021958.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,900

F1 · balance_after: Includes 25,250 restricted stock units.

SEC source: 0001730168-23-000106 · wk-form4_1703022630.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,880

F1 · balance_after: Includes 22,623 restricted stock units and 19 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2023.

SEC source: 0001104659-23-126484 · tm2332920-1_4seq1.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,024,949

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001730168-23-000098 · wk-form4_1702937822.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,380

F1 · balance_after: Includes 20,980 Restricted Stock Units (RSUs).

SEC source: 0001730168-23-000100 · wk-form4_1702939214.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,235

F1 · balance_after: Includes 397 restricted stock units.

SEC source: 0001730168-23-000102 · wk-form4_1702939989.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,796

F1 · shares: The reporting person contributed shares to an exchange fund.

SEC source: 0001104659-23-126484 · tm2332920-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,039,498

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001730168-23-000086 · wk-form4_1699396627.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,380

F2 · balance_after: Includes 20,980 RSUs.

SEC source: 0001730168-23-000086 · wk-form4_1699396627.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,170

F1 · shares: Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S & P 500 Index.

F2 · balance_after: Includes 20,980 RSUs.

SEC source: 0001730168-23-000088 · wk-form4_1699397389.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,796

SEC source: 0001730168-23-000088 · wk-form4_1699397389.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,553

SEC source: 0001730168-23-000088 · wk-form4_1699397389.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,114

F1 · shares: Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.