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AVISTA CORP

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0000104918
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0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 3, 2017 21:25 UTC
Krasselt Ryan LVice President
GrantCommon Stock - Restricted Shares 1,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000031 · primary_doc.xml · nonDerivative · entry 1

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,017

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:18 UTC
KENSOK JAMES MVice President
GrantPerformance Share Grant for 2017 · Derivative 4,158 $38.42 $159,750.36
Disclosure

SEC source: 0000104918-17-000030 · primary_doc.xml · derivative · entry 2

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

Underlying: Common Stock · 4,158 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:18 UTC
KENSOK JAMES MVice President
GrantCommon Stock - Restricted Shares 1,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000030 · primary_doc.xml · nonDerivative · entry 1

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,883

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:09 UTC
Christie Kevin JVice President
GrantPerformance Share Grant for 2017 · Derivative 4,158 $38.42 $159,750.36
Disclosure

SEC source: 0000104918-17-000029 · primary_doc.xml · derivative · entry 3

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

Underlying: Common Stock · 4,158 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:09 UTC
Christie Kevin JVice President
GrantCommon Stock - Restricted Shares 1,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000029 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:59 UTC
Thackston Jason RSVP Energy Resources
GrantPerformance Share Grant for 2017 · Derivative 8,378 $38.42 $321,882.76
Disclosure

SEC source: 0000104918-17-000028 · primary_doc.xml · derivative · entry 2

Thackston Jason R · CIK 0001466555 · SVP Energy Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,378

Underlying: Common Stock · 8,378 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:59 UTC
Thackston Jason RSVP Energy Resources
GrantCommon Stock - Restricted Shares 2,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000028 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · SVP Energy Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,562

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:05 UTC
FELTES KAREN SSVP and CHRO
GrantPerformance Share Grant for 2017 · Derivative 9,895 $38.42 $380,165.90
Disclosure

SEC source: 0000104918-17-000027 · primary_doc.xml · derivative · entry 2

FELTES KAREN S · CIK 0001174954 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,895

Underlying: Common Stock · 9,895 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:05 UTC
FELTES KAREN SSVP and CHRO
GrantCommon Stock - Restricted Shares 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000027 · primary_doc.xml · nonDerivative · entry 1

FELTES KAREN S · CIK 0001174954 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,201

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:32 UTC
DURKIN MARIAN MSVP, GC, CCO and Corp Secretar
GrantPerformance Share Grant for 2017 · Derivative 9,895 $38.42 $380,165.90
Disclosure

SEC source: 0000104918-17-000026 · primary_doc.xml · derivative · entry 2

DURKIN MARIAN M · CIK 0001332448 · SVP, GC, CCO and Corp Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,895

Underlying: Common Stock · 9,895 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:32 UTC
DURKIN MARIAN MSVP, GC, CCO and Corp Secretar
GrantCommon Stock - Restricted Shares 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000026 · primary_doc.xml · nonDerivative · entry 1

DURKIN MARIAN M · CIK 0001332448 · SVP, GC, CCO and Corp Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,930

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:00 UTC
Vermillion Dennis PSenior VP, Pres Avista Utiliti
GrantPerformance Share Grant for 2017 · Derivative 12,900 $38.42 $495,618.00
Disclosure

SEC source: 0000104918-17-000025 · primary_doc.xml · derivative · entry 3

Vermillion Dennis P · CIK 0001406033 · Senior VP, Pres Avista Utiliti

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 12,900 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:00 UTC
Vermillion Dennis PSenior VP, Pres Avista Utiliti
GrantCommon Stock - Restricted Shares 4,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000025 · primary_doc.xml · nonDerivative · entry 1

Vermillion Dennis P · CIK 0001406033 · Senior VP, Pres Avista Utiliti

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 18:37 UTC
THIES MARK TSenior VP, CFO and Treasurer
GrantPerformance Share Grant for 2017 · Derivative 12,665 $38.42 $486,589.30
Disclosure

SEC source: 0000104918-17-000024 · primary_doc.xml · derivative · entry 3

THIES MARK T · CIK 0001194298 · Senior VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,665

Underlying: Common Stock · 12,665 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 18:37 UTC
THIES MARK TSenior VP, CFO and Treasurer
GrantCommon Stock - Restricted Shares 4,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000024 · primary_doc.xml · nonDerivative · entry 1

THIES MARK T · CIK 0001194298 · Senior VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,968

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:19 UTC Amendment
Christie Kevin JVice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 550 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000050 · primary_doc.xml · derivative · entry 4

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:19 UTC Amendment
Christie Kevin JVice President
Tax withholdingCommon Stock - Performance Shares 242 $38.42 $9,297.64
Disclosure

SEC source: 0000104918-17-000050 · primary_doc.xml · nonDerivative · entry 2

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,817

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:19 UTC Amendment
Christie Kevin JVice President
Exercise / conversionCommon Stock - Performance Shares 891 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000050 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:12 UTC Amendment
DURKIN MARIAN MSenior Vice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000049 · primary_doc.xml · derivative · entry 3

DURKIN MARIAN M · CIK 0001332448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:12 UTC Amendment
DURKIN MARIAN MSenior Vice President
Tax withholdingCommon Stock - Performance Shares 1,662 $38.42 $63,854.04
Disclosure

SEC source: 0000104918-17-000049 · primary_doc.xml · nonDerivative · entry 2

DURKIN MARIAN M · CIK 0001332448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,343

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:12 UTC Amendment
DURKIN MARIAN MSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 6,075 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000049 · primary_doc.xml · nonDerivative · entry 1

DURKIN MARIAN M · CIK 0001332448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:02 UTC
MORRIS SCOTT LChairman, Pres and CEO
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 15,100 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000048 · primary_doc.xml · derivative · entry 4

MORRIS SCOTT L · CIK 0001174957 · Chairman, Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:02 UTC
MORRIS SCOTT LChairman, Pres and CEO
Tax withholdingCommon Stock - Performance Shares 10,262 $38.42 $394,266.04
Disclosure

SEC source: 0000104918-17-000048 · primary_doc.xml · nonDerivative · entry 2

MORRIS SCOTT L · CIK 0001174957 · Chairman, Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,730

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:02 UTC
MORRIS SCOTT LChairman, Pres and CEO
Exercise / conversionCommon Stock - Performance Shares 24,462 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000048 · primary_doc.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Chairman, Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:39 UTC
MORRIS SCOTT LChairman, Pres and CEO
GrantPerformance Share Grant for 2017 · Derivative 39,845 $38.42 $1,530,844.90
Disclosure

SEC source: 0000104918-17-000047 · primary_doc.xml · derivative · entry 4

MORRIS SCOTT L · CIK 0001174957 · Chairman, Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,845

Underlying: Common Stock · 39,845 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F4 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F4 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:39 UTC
MORRIS SCOTT LChairman, Pres and CEO
Tax withholdingCommon Stock - 2014, 2105 and 2016 Restricted Stock 5,828 $38.42 $223,911.76
Disclosure

SEC source: 0000104918-17-000047 · primary_doc.xml · nonDerivative · entry 2

MORRIS SCOTT L · CIK 0001174957 · Chairman, Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,530

F2 · shares: Shares sold to pay income taxes on final 1/3 of 2014, second 1/3 of 2015 and first 1/3 of 2016 restricted shares that vested on February 2, 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:39 UTC
MORRIS SCOTT LChairman, Pres and CEO
GrantCommon Stock - 2017 Restricted Stock Award 13,887 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000047 · primary_doc.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Chairman, Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,358

F1 · price: Restricted shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period if performance measures are met.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:54 UTC
Vermillion Dennis PSenior Vice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 3,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000046 · primary_doc.xml · derivative · entry 4

Vermillion Dennis P · CIK 0001406033 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:54 UTC
Vermillion Dennis PSenior Vice President
Tax withholdingCommon Stock - Performance Shares 1,718 $38.42 $66,005.56
Disclosure

SEC source: 0000104918-17-000046 · primary_doc.xml · nonDerivative · entry 2

Vermillion Dennis P · CIK 0001406033 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,483

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:54 UTC
Vermillion Dennis PSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 6,278 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000046 · primary_doc.xml · nonDerivative · entry 1

Vermillion Dennis P · CIK 0001406033 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:06 UTC Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 550 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000043 · primary_doc.xml · derivative · entry 4

Rosentrater Heather Lynn · CIK 0001659415 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:06 UTC Tax withholdingCommon Stock - Performance Shares 264 $38.42 $10,142.88
Disclosure

SEC source: 0000104918-17-000043 · primary_doc.xml · nonDerivative · entry 2

Rosentrater Heather Lynn · CIK 0001659415 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:06 UTC Exercise / conversionCommon Stock - Performance Shares 891 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000043 · primary_doc.xml · nonDerivative · entry 1

Rosentrater Heather Lynn · CIK 0001659415 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:28 UTC
THIES MARK TSenior Vice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 4,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000045 · primary_doc.xml · derivative · entry 4

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:28 UTC
THIES MARK TSenior Vice President
Tax withholdingCommon Stock - Performance Shares 2,127 $38.42 $81,719.34
Disclosure

SEC source: 0000104918-17-000045 · primary_doc.xml · nonDerivative · entry 2

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,617

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:28 UTC
THIES MARK TSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 7,776 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000045 · primary_doc.xml · nonDerivative · entry 1

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:18 UTC
Thackston Jason RSenior Vice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 3,175 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000044 · primary_doc.xml · derivative · entry 3

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:18 UTC
Thackston Jason RSenior Vice President
Tax withholdingCommon Stock - Performance Shares 1,407 $38.42 $54,056.94
Disclosure

SEC source: 0000104918-17-000044 · primary_doc.xml · nonDerivative · entry 2

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,299

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 20:18 UTC
Thackston Jason RSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 5,144 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000044 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:55 UTC
NORWOOD KELLY OVice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 1,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000042 · primary_doc.xml · derivative · entry 5

NORWOOD KELLY O · CIK 0001174953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:55 UTC
NORWOOD KELLY OVice President
Tax withholdingCommon Stock - Performance Shares 698 $38.42 $26,817.16
Disclosure

SEC source: 0000104918-17-000042 · primary_doc.xml · nonDerivative · entry 2

NORWOOD KELLY O · CIK 0001174953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:55 UTC
NORWOOD KELLY OVice President
Exercise / conversionCommon Stock - Performance Shares 2,552 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000042 · primary_doc.xml · nonDerivative · entry 1

NORWOOD KELLY O · CIK 0001174953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:41 UTC
MEYER DAVID JVice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 1,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000041 · primary_doc.xml · derivative · entry 6

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:41 UTC
MEYER DAVID JVice President
Tax withholdingCommon Stock - Performance Shares 698 $38.42 $26,817.16
Disclosure

SEC source: 0000104918-17-000041 · primary_doc.xml · nonDerivative · entry 2

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:41 UTC
MEYER DAVID JVice President
Exercise / conversionCommon Stock - Performance Shares 2,552 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000041 · primary_doc.xml · nonDerivative · entry 1

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:30 UTC
Krasselt Ryan LVice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 250 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000040 · primary_doc.xml · derivative · entry 3

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:30 UTC
Krasselt Ryan LVice President
Tax withholdingCommon Stock - Performance Shares 133 $38.42 $5,109.86
Disclosure

SEC source: 0000104918-17-000040 · primary_doc.xml · nonDerivative · entry 2

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,289

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:30 UTC
Krasselt Ryan LVice President
Exercise / conversionCommon Stock - Performance Shares 405 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000040 · primary_doc.xml · nonDerivative · entry 1

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:20 UTC
KENSOK JAMES MVice President
Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative 1,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-17-000039 · primary_doc.xml · derivative · entry 3

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 19:20 UTC
KENSOK JAMES MVice President
Tax withholdingCommon Stock - Performance Shares 698 $38.42 $26,817.16
Disclosure

SEC source: 0000104918-17-000039 · primary_doc.xml · nonDerivative · entry 2

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,737

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.