Tapewire

Nasdaq · USD

AUPH

Aurinia Pharmaceuticals Inc.

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Tapewire entity
4463
SEC CIK
0001600620
Parsed reports
183

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202630
Apr 202600
May 202620
Jun 202630
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2021 Filed Sep 14, 2021 21:12 UTC SaleCommon Stock 5,000 $19.83 $99,150.00
Disclosure

SEC source: 0001628280-21-018595 · wf-form4_163165391729313.xml · nonDerivative · entry 1

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,592

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:11 UTC
Solomons NeilChief Medical Officer
SaleCommon Shares 150,000 $19.84 $2,976,000.00
Disclosure

SEC source: 0001628280-21-018594 · wf-form4_163165384671882.xml · nonDerivative · entry 2

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,299

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $19.77 to $19.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:04 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 7,500 $18.10 $135,750.00
Disclosure

SEC source: 0001628280-21-018219 · wf-form4_163113146158608.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:03 UTC SaleCommon Stock 5,000 $18.30 $91,500.00
Disclosure

SEC source: 0001628280-21-018218 · wf-form4_163113139756555.xml · nonDerivative · entry 1

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,592

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.30 to $18.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:09 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 22,500 $17.81 $400,725.00
Disclosure

SEC source: 0001628280-21-017720 · wf-form4_163009494191302.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,361

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $17.76 to $17.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 25, 2021 Filed Aug 26, 2021 20:15 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 5,000 $15.85 $79,250.00
Disclosure

SEC source: 0001628280-21-017662 · wf-form4_163000892467082.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:11 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 45,000 $16.03 $721,350.00
Disclosure

SEC source: 0001628280-21-016407 · wf-form4_162862630456598.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.00 to $16.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:09 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 5,000 $16.01 $80,050.00
Disclosure

SEC source: 0001628280-21-016403 · wf-form4_162862613567685.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:09 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 5,000 $13.86 $69,300.00
Disclosure

SEC source: 0001628280-21-014882 · wf-form4_162758934279152.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2021.

F2 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the sold date.

F3 · price: The price in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 20:06 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 5,000 $13.76 $68,800.00
Disclosure

SEC source: 0001628280-21-012730 · wf-form4_162447875291749.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2021.

F2 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the sold date.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:20 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012386 · wf-form4_162389281306609.xml · derivative · entry 1

MILNE GEORGE M JR · CIK 0001179552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Stock Option (right to buy) · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:23 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012389 · wf-form4_162389298391433.xml · derivative · entry 1

Hagan Joseph P · CIK 0001465278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Shares · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:22 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012388 · wf-form4_162389292098153.xml · derivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Shares · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:21 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012387 · wf-form4_162389285746391.xml · derivative · entry 1

Billen Daniel · CIK 0001837593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Shares · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:17 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012384 · wf-form4_162389264098194.xml · derivative · entry 1

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Shares · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:19 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012385 · wf-form4_162389275893099.xml · derivative · entry 1

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Shares · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:16 UTC GrantStock Option (right to buy) · Derivative 31,347 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012383 · wf-form4_162389253984760.xml · derivative · entry 1

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Shares · 31,347 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 20:39 UTC GrantStock Option (right to buy) · Derivative 53,291 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012469 · wf-form4_162396231828957.xml · derivative · entry 1

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,291

Underlying: Common Shares · 53,291 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document
May 12, 2021 Filed May 13, 2021 20:17 UTC PurchaseCommon Stock 1,600 $11.28 $18,040.00
Disclosure

SEC source: 0001628280-21-010163 · wf-form4_162093703761728.xml · nonDerivative · entry 4

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 12, 2021 Filed May 13, 2021 20:17 UTC PurchaseCommon Stock 1,400 $11.26 $15,764.00
Disclosure

SEC source: 0001628280-21-010163 · wf-form4_162093703761728.xml · nonDerivative · entry 3

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Read SEC document
May 11, 2021 Filed May 11, 2021 21:22 UTC
Huizinga Robert BindertEx Vice President of Research
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001628280-21-009847 · wf-form4_162076816300353.xml · derivative · entry 2

Huizinga Robert Bindert · CIK 0001837648 · Ex Vice President of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2021-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2 · derivative.exercise_date: The shares subject to the options are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date. The expiration date was extended as a result of the blackout period.

Read SEC document
May 11, 2021 Filed May 11, 2021 21:22 UTC
Huizinga Robert BindertEx Vice President of Research
Exercise / conversionCommon Stock 40,000 $3.02 $120,800.00
Disclosure

SEC source: 0001628280-21-009847 · wf-form4_162076816300353.xml · nonDerivative · entry 1

Huizinga Robert Bindert · CIK 0001837648 · Ex Vice President of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
May 11, 2021 Filed May 11, 2021 20:53 UTC
Miller Joseph MChief Financial Officer
PurchaseCommon Stock 1,000 $9.74 $9,740.00
Disclosure

SEC source: 0001628280-21-009835 · wf-form4_162076642191509.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
May 11, 2021 Filed May 12, 2021 20:32 UTC
Greenleaf PeterDirector · Chief Executive Officer
PurchaseCommon Stock 2,992 $11.11 $33,241.12
Disclosure

SEC source: 0001628280-21-010022 · wf-form4_162085152431857.xml · nonDerivative · entry 2

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,453

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.91 to $11.275, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:32 UTC
Greenleaf PeterDirector · Chief Executive Officer
PurchaseCommon Stock 2,133 $10.15 $21,649.95
Disclosure

SEC source: 0001628280-21-010022 · wf-form4_162085152431857.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,461

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.74 to $10.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:34 UTC
Donley Matthew MaxwellEx VP, Intern'l Operations
PurchaseCommon Stock 9,900 $10.07 $99,738.54
Disclosure

SEC source: 0001628280-21-010023 · wf-form4_162085164781441.xml · nonDerivative · entry 1

Donley Matthew Maxwell · CIK 0001636642 · Ex VP, Intern'l Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Read SEC document
May 11, 2021 Filed May 12, 2021 20:30 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 20,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001628280-21-010021 · wf-form4_162085139436066.xml · derivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date. The expiration date was extended as a result of the blackout period.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:30 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 20,000 $3.02 $60,400.00
Disclosure

SEC source: 0001628280-21-010021 · wf-form4_162085139436066.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:28 UTC PurchaseCommon Stock 2,500 $10.96 $27,389.25
Disclosure

SEC source: 0001628280-21-010018 · wf-form4_162085127566189.xml · nonDerivative · entry 1

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Read SEC document
May 11, 2021 Filed May 13, 2021 20:17 UTC PurchaseCommon Stock 1,000 $11.14 $11,140.00
Disclosure

SEC source: 0001628280-21-010163 · wf-form4_162093703761728.xml · nonDerivative · entry 2

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 11, 2021 Filed May 13, 2021 20:17 UTC PurchaseCommon Stock 500 $11.17 $5,585.00
Disclosure

SEC source: 0001628280-21-010163 · wf-form4_162093703761728.xml · nonDerivative · entry 1

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:36 UTC
Solomons NeilChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001628280-21-004740 · wf-form4_161584054793459.xml · derivative · entry 3

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2021-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:36 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 40,000 $13.49 $539,600.00
Disclosure

SEC source: 0001628280-21-004740 · wf-form4_161584054793459.xml · nonDerivative · entry 2

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,299

F2 · price: The price in column 4 is a weighted average price and were converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the sold date. These shares were sold in multiple transactions ranging from $13.34 to $13.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:36 UTC
Solomons NeilChief Medical Officer
Exercise / conversionCommon Stock 40,000 $3.02 $120,800.00
Disclosure

SEC source: 0001628280-21-004740 · wf-form4_161584054793459.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:25 UTC PurchaseCommon Stock 5,000 $13.00 $65,000.00
Disclosure

SEC source: 0001628280-21-004265 · wf-form4_161532509442005.xml · nonDerivative · entry 1

MILNE GEORGE M JR · CIK 0001179552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.995 to $13.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001628280-21-001279 · wf-form4_161229708841560.xml · derivative · entry 6

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2029-07-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001628280-21-001279 · wf-form4_161229708841560.xml · derivative · entry 5

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001628280-21-001279 · wf-form4_161229708841560.xml · derivative · entry 4

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:18 UTC Exercise / conversionCommon Shares 15,000 $6.42 $96,300.00
Disclosure

SEC source: 0001628280-21-001279 · wf-form4_161229708841560.xml · nonDerivative · entry 3

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

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January 29, 2021 Filed Feb 2, 2021 20:18 UTC Exercise / conversionCommon Shares 30,000 $6.06 $181,800.00
Disclosure

SEC source: 0001628280-21-001279 · wf-form4_161229708841560.xml · nonDerivative · entry 2

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

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January 29, 2021 Filed Feb 2, 2021 20:18 UTC Exercise / conversionCommon Shares 50,000 $5.44 $272,000.00
Disclosure

SEC source: 0001628280-21-001279 · wf-form4_161229708841560.xml · nonDerivative · entry 1

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

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January 29, 2021 Filed Feb 2, 2021 20:22 UTC PurchaseCommon Stock 1,200 $16.03 $19,236.00
Disclosure

SEC source: 0001628280-21-001281 · wf-form4_161229735118364.xml · nonDerivative · entry 2

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the purchase date.

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January 29, 2021 Filed Feb 2, 2021 20:22 UTC PurchaseCommon Shares 400 $16.03 $6,412.00
Disclosure

SEC source: 0001628280-21-001281 · wf-form4_161229735118364.xml · nonDerivative · entry 1

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 400

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the purchase date.

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January 28, 2021 Filed Jan 29, 2021 17:24 UTC
Robertson Stephen P.EVP, General Counsel
PurchaseCommon Stock 900 $16.14 $14,526.00
Disclosure

SEC source: 0001628280-21-001096 · wf-form4_161194104312841.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.