Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 30, 2018 Filed Aug 31, 2018 20:11 UTC |
SCHIMMEL PAULDirector
|
PurchaseCommon Stock | 89,275 | $0.76 | $67,482.97 |
DisclosureSEC source: 0001209191-18-049077 · doc4.xml · nonDerivative · entry 3 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 692,328 F3 · price: Represents weighted average price for the shares. The shares were purchased at price ranging from $0.72 to $0.7626 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 20:11 UTC |
SCHIMMEL PAULDirector
|
PurchaseCommon Stock | 75,136 | $0.72 | $54,090.41 |
DisclosureSEC source: 0001209191-18-049077 · doc4.xml · nonDerivative · entry 2 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 603,053 F1 · price: Represents weighted average price for the shares. The shares were purchased at price ranging from $0.715 to $0.72 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:56 UTC |
Broadfoot Jill MarieChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-18-044758 · doc4.xml · derivative · entry 1 Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-07-30 F1 · derivative.exercise_date: 1/4 of the shares subject to this option shall vest and become exercisable on July 30, 2018, and the remainder shall thereafter vest and become exercisable in 36 equal monthly installments, such that this option will be fully exercisable on July 30, 2022. This option is subject to accelerated vesting upon termination without cause upon a change of control of the Issuer. Read SEC document |
| May 31, 2018 Filed Jun 7, 2018 19:29 UTC |
Amanullah AshrafSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036511 · doc4.xml · derivative · entry 2 Amanullah Ashraf · CIK 0001670631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the the grant commencing of February 7, 2018. Vesting was accelerated to May 31, 2018 pursuant to the Company's Executive Severance and Change In Control Policy. F3 · derivative.exercise_date: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the the grant commencing of February 7, 2018. Vesting was accelerated to May 31, 2018 pursuant to the Company's Executive Severance and Change In Control Policy. F3 · derivative.expiration_date: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the the grant commencing of February 7, 2018. Vesting was accelerated to May 31, 2018 pursuant to the Company's Executive Severance and Change In Control Policy. F3 · derivative.underlying_shares: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the the grant commencing of February 7, 2018. Vesting was accelerated to May 31, 2018 pursuant to the Company's Executive Severance and Change In Control Policy. Read SEC document |
| May 31, 2018 Filed Jun 7, 2018 19:29 UTC |
Amanullah AshrafSee Remarks
|
Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036511 · doc4.xml · nonDerivative · entry 1 Amanullah Ashraf · CIK 0001670631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares acquired upon vesting of restricted stock units (RSUs) granted to the Reporting Person on February 7, 2017. F2 · balance_after: Includes 2,500, 2,500, 2,499 and 2,500 shares acquired under the Company's 2015 Employee Stock Purchase Plan (ESPP) on November 15, 2016, May 15, 2017, November 15, 2017, and May 15, 2018, respectively, each in a transaction exempt under Rule 16b-3. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:50 UTC |
SCHIMMEL PAULDirector
|
PurchaseCommon Stock | 150,000 | $1.00 | $149,445.00 |
DisclosureSEC source: 0001209191-18-032107 · doc4.xml · nonDerivative · entry 2 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 527,917 F1 · price: Represents weighted average price for the shares. The shares were purchased at price ranging from $0.9837 to $1.00 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:15 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 2,733,231 | $0.81 | $2,216,923.66 |
DisclosureSEC source: 0001140361-18-024271 · doc1.xml · nonDerivative · entry 3 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:15 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 121,294 | $1.43 | $173,062.28 |
DisclosureSEC source: 0001140361-18-024271 · doc1.xml · nonDerivative · entry 2 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,733,231 Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:15 UTC |
BLAIR JAMES CDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0000904454-18-000360 · edgar.xml · derivative · entry 1 BLAIR JAMES C · CIK 0001024000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option vests in full on the earlier of the one-year anniversary of the date of grant or the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:32 UTC |
MENDLEIN JOHNDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-18-030926 · doc4.xml · derivative · entry 1 MENDLEIN JOHN · CIK 0001238362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 15, 2019 or (ii) the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:38 UTC |
SCHIMMEL PAULDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-18-030949 · doc4.xml · derivative · entry 1 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 15, 2019 or (ii) the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:16 UTC |
CLARKE JOHN KDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-18-030884 · doc4.xml · derivative · entry 1 CLARKE JOHN K · CIK 0001219015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 15, 2019 or (ii) the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:36 UTC |
Nashat AmirDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-18-030937 · doc4.xml · derivative · entry 1 Nashat Amir · CIK 0001575843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 15, 2019 or (ii) the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:27 UTC |
Hatfield Jeffrey S.Director
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-18-030915 · doc4.xml · derivative · entry 1 Hatfield Jeffrey S. · CIK 0001609879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 15, 2019 or (ii) the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:23 UTC |
Coughlin TimothyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-18-030907 · doc4.xml · derivative · entry 1 Coughlin Timothy P · CIK 0001376043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 15, 2019 or (ii) the Issuer's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:15 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 354,791 | $1.72 | $609,069.71 |
DisclosureSEC source: 0001140361-18-024271 · doc1.xml · nonDerivative · entry 1 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,854,525 Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 20:39 UTC |
Amanullah AshrafSee Remarks
|
SaleCommon Stock | 1,402 | $3.40 | $4,766.80 |
DisclosureSEC source: 0001209191-18-008609 · doc4.xml · nonDerivative · entry 2 Amanullah Ashraf · CIK 0001670631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932 F2 · kind: Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 7, 2017. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 01:43 UTC |
Blake John TSenior Vice President, Finance
|
SaleCommon Stock | 1,402 | $3.40 | $4,766.80 |
DisclosureSEC source: 0001209191-18-008618 · doc4.xml · nonDerivative · entry 2 Blake John T · CIK 0001657162 · Senior Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932 F2 · kind: Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 7, 2017. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 20:39 UTC |
Amanullah AshrafSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008609 · doc4.xml · derivative · entry 4 Amanullah Ashraf · CIK 0001670631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 7, 2017. F4 · derivative.exercise_date: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the grant commencing on February 7, 2018. F4 · derivative.expiration_date: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the grant commencing on February 7, 2018. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 20:39 UTC |
Amanullah AshrafSee Remarks
|
Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008609 · doc4.xml · nonDerivative · entry 1 Amanullah Ashraf · CIK 0001670631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 7, 2017. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 01:43 UTC |
Blake John TSenior Vice President, Finance
|
Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008618 · doc4.xml · derivative · entry 4 Blake John T · CIK 0001657162 · Senior Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 7, 2017. F4 · derivative.exercise_date: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the grant commencing on February 7, 2018. F4 · derivative.expiration_date: The RSU grant vests as to one-third (1/3) of the total number of units on each one year anniversary of the grant commencing on February 7, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 01:43 UTC |
Blake John TSenior Vice President, Finance
|
Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008618 · doc4.xml · nonDerivative · entry 1 Blake John T · CIK 0001657162 · Senior Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 7, 2017. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:47 UTC |
King David JohnChief Scientific Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001209191-18-008625 · doc4.xml · derivative · entry 1 King David John · CIK 0001684902 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning March 6, 2018, such that this option will be fully exercisable on February 6, 2022. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:39 UTC |
Amanullah AshrafSee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001209191-18-008609 · doc4.xml · derivative · entry 3 Amanullah Ashraf · CIK 0001670631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-02-06 F3 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning March 6, 2018, such that this option will be fully exercisable on February 6, 2022. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:51 UTC |
Shukla SanjayPresident and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001209191-18-008629 · doc4.xml · derivative · entry 1 Shukla Sanjay · CIK 0001671026 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning March 6, 2018, such that this option will be fully exercisable on February 6, 2022. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:43 UTC |
Blake John TSenior Vice President, Finance
|
GrantEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001209191-18-008618 · doc4.xml · derivative · entry 3 Blake John T · CIK 0001657162 · Senior Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-02-06 F3 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning March 6, 2018, such that this option will be fully exercisable on February 6, 2022. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 19:49 UTC |
MENDLEIN JOHNDirector
|
GrantStock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001209191-18-000388 · doc4.xml · derivative · entry 2 MENDLEIN JOHN · CIK 0001238362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 32,000 shares Expires 2028-01-02 F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 36 equal monthly installments beginning February 2, 2018, such that this option will be fully exercisable on January 2, 2021, subject to the Reporting Person's continued service on the Issuer's Board of Directors. Read SEC document |
| November 13, 2017 Filed Dec 14, 2017 20:46 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 1,083 | $3.95 | $4,277.85 |
DisclosureSEC source: 0001140361-17-046221 · doc1.xml · nonDerivative · entry 6 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,209,316 Read SEC document |
| November 10, 2017 Filed Dec 14, 2017 20:46 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 5,860 | $4.00 | $23,444.69 |
DisclosureSEC source: 0001140361-17-046221 · doc1.xml · nonDerivative · entry 5 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210,399 Read SEC document |
| November 09, 2017 Filed Dec 14, 2017 20:46 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 5,819 | $4.15 | $24,151.18 |
DisclosureSEC source: 0001140361-17-046221 · doc1.xml · nonDerivative · entry 4 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,216,259 Read SEC document |
| November 08, 2017 Filed Dec 14, 2017 20:46 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
SaleCommon Stock | 1,070 | $4.30 | $4,601.00 |
DisclosureSEC source: 0001140361-17-046221 · doc1.xml · nonDerivative · entry 3 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222,078 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 13:56 UTC |
Shukla SanjayPresident and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059076 · doc4.xml · derivative · entry 1 Shukla Sanjay · CIK 0001671026 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2027-11-01 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning December 1, 2017, such that this option will be fully exercisable on November 1, 2021. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer. Read SEC document |
| November 01, 2017 Filed Dec 14, 2017 20:46 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
PurchaseCommon Stock | 24,728 | $4.80 | $118,694.40 |
DisclosureSEC source: 0001140361-17-046221 · doc1.xml · nonDerivative · entry 2 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,223,148 Read SEC document |
| October 01, 2017 Filed Dec 14, 2017 20:46 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
PurchaseCommon Stock | 4,879 | $5.05 | $24,638.95 |
DisclosureSEC source: 0001140361-17-046221 · doc1.xml · nonDerivative · entry 1 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,198,420 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:41 UTC |
MENDLEIN JOHNDirector · CEO and Director
|
PurchaseWarrant to Purchase Common Stock · Derivative | 14,151 | Not disclosed Strike: $4.64 | Not disclosed |
DisclosureSEC source: 0001209191-17-051470 · doc4.xml · derivative · entry 2 MENDLEIN JOHN · CIK 0001238362 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,151 Underlying: Common Stock · 14,151 shares Expires 2019-12-31 F1 · shares: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and a select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F1 · price: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and a select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:41 UTC |
MENDLEIN JOHNDirector · CEO and Director
|
PurchaseCommon Stock | 37,736 | $2.65 | $100,000.40 |
DisclosureSEC source: 0001209191-17-051470 · doc4.xml · nonDerivative · entry 1 MENDLEIN JOHN · CIK 0001238362 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,883 F1 · shares: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and a select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F1 · price: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and a select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F2 · balance_after: Includes 2,500 shares acquired under the Company's 2015 Employee Stock Purchase Plan (ESPP) on May 15, 2017. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:22 UTC |
SCHIMMEL PAULDirector
|
PurchaseWarrant to Purchase Common Stock · Derivative | 35,376 | Not disclosed Strike: $4.64 | Not disclosed |
DisclosureSEC source: 0001209191-17-051472 · doc4.xml · derivative · entry 4 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 35,376 Underlying: Common Stock · 35,376 shares Expires 2019-12-31 F1 · shares: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F1 · price: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel, which was incorrectly reported as Paul R. Schimmel Prototype PSP on past Form 4s filed by the Reporting Person. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:22 UTC |
SCHIMMEL PAULDirector
|
PurchaseCommon Stock | 94,336 | $2.65 | $249,990.40 |
DisclosureSEC source: 0001209191-17-051472 · doc4.xml · nonDerivative · entry 2 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 377,917 F1 · shares: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F1 · price: Represents shares acquired in a private placement pursuant to a Securities Purchase Agreement dated August 27, 2017 by and among the Company and select group of institutional and accredited investors named therein (the "Securities Purchase Agreement"). Pursuant to the terms of the Securities Purchase Agreement, investors purchased common stock units for $2.65 per common stock unit. Each common stock unit consisted of one share of the Company's Common Stock and a warrant to purchase 0.375 shares of the Company's Common Stock. F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel, which was incorrectly reported as Paul R. Schimmel Prototype PSP on past Form 4s filed by the Reporting Person. Read SEC document |
| May 09, 2017 Filed May 11, 2017 16:14 UTC |
BLAIR JAMES CDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0000904454-17-000341 · edgar.xml · derivative · entry 1 BLAIR JAMES C · CIK 0001024000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The option vests in full on the earlier of the one-year anniversary of the date of grant or the Issuer's 2018 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:09 UTC |
SCHIMMEL PAULDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031645 · doc4.xml · derivative · entry 1 SCHIMMEL PAUL · CIK 0001236447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 18:49 UTC |
CLARKE JOHN KDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031633 · doc4.xml · derivative · entry 1 CLARKE JOHN K · CIK 0001219015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 22:45 UTC |
AKKARAJU SRINIVASDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031630 · doc4.xml · derivative · entry 1 AKKARAJU SRINIVAS · CIK 0001253170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:05 UTC |
Nashat AmirDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031642 · doc4.xml · derivative · entry 1 Nashat Amir · CIK 0001575843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 22:57 UTC |
Goldberg Mark AlanDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031637 · doc4.xml · derivative · entry 1 Goldberg Mark Alan · CIK 0001532475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:01 UTC |
Hatfield Jeffrey S.Director
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031640 · doc4.xml · derivative · entry 1 Hatfield Jeffrey S. · CIK 0001609879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 22:54 UTC |
Coughlin TimothyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031635 · doc4.xml · derivative · entry 1 Coughlin Timothy P · CIK 0001376043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) May 09, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 17:02 UTC |
MENDLEIN JOHNDirector · CEO and Director
|
PurchaseCommon Stock | 124 | $3.00 | $372.00 |
DisclosureSEC source: 0001209191-17-028224 · doc4.xml · nonDerivative · entry 1 MENDLEIN JOHN · CIK 0001238362 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,647 F1 · kind: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 21, 2016. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 19:04 UTC |
MENDLEIN JOHNDirector · CEO and Director
|
PurchaseCommon Stock | 1,552 | $3.00 | $4,656.00 |
DisclosureSEC source: 0001209191-17-027776 · doc4.xml · nonDerivative · entry 2 MENDLEIN JOHN · CIK 0001238362 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,523 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 21, 2016. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 19:04 UTC |
MENDLEIN JOHNDirector · CEO and Director
|
PurchaseCommon Stock | 1,000 | $3.00 | $3,000.00 |
DisclosureSEC source: 0001209191-17-027776 · doc4.xml · nonDerivative · entry 1 MENDLEIN JOHN · CIK 0001238362 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,971 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 21, 2016. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:29 UTC |
Coughlin TimothyDirector
|
GrantStock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $3.25 | $0.00 |
DisclosureSEC source: 0001209191-17-026450 · doc4.xml · derivative · entry 1 Coughlin Timothy P · CIK 0001376043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 32,000 shares Expires 2027-04-07 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 36 equal monthly installments beginning May 7, 2017, such that this option will fully exercisable on April 7, 2020, subject to the recipient's continued service on the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.