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Nasdaq · USD

ATYR

aTYR PHARMA INC

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7233
SEC CIK
0001339970
Parsed reports
205

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 00:03 UTC
Yaras BrandonChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 410,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0002156611-26-000010 · ownership.xml · derivative · entry 1

Yaras Brandon · CIK 0002156611 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning November 1, 2026, such that this option will be fully exercisable on November 1, 2030. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

Read SEC document
May 27, 2026 Filed May 28, 2026 20:12 UTC PurchaseCommon Stock 100,000 $0.50 $49,630.00
Disclosure

SEC source: 0001236447-26-000006 · ownership.xml · nonDerivative · entry 1

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 779,143

F1 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $0.4907 to $0.50 per share. The Reporting Person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned directly by Schimmel Revocable Trust U/A Dtd 9/6/2000. The Reporting Person and his spouse are trustees of the Schimmel Revocable Trust U/A Dtd 9/6/2000.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:14 UTC
Gross Jane ADirector
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001684258-26-000003 · ownership.xml · derivative · entry 1

Gross Jane A · CIK 0001684258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 11, 2027 or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:10 UTC
Zaknoen SaraDirector
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001602225-26-000003 · ownership.xml · derivative · entry 1

Zaknoen Sara · CIK 0001602225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 11, 2027 or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:08 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001236447-26-000003 · ownership.xml · derivative · entry 1

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 11, 2027 or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:17 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001376043-26-000003 · ownership.xml · derivative · entry 1

Coughlin Timothy · CIK 0001376043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 11, 2027 or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:15 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001643653-26-000014 · ownership.xml · derivative · entry 1

BENEVICH ERIC · CIK 0001643653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 11, 2027 or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:12 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001781292-26-000003 · ownership.xml · derivative · entry 1

Lucas Svetlana · CIK 0001781292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 11, 2027 or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 19:17 UTC
Shukla SanjayDirector · President and CEO
SaleCommon Stock 3,745 $0.98 $3,655.12
Disclosure

SEC source: 0001193125-26-038007 · ownership.xml · nonDerivative · entry 2

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,553

F3 · kind: Sale made by the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 3, 2022.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 00:15 UTC
Broadfoot Jill MarieChief Financial Officer
SaleCommon Stock 1,558 $0.98 $1,520.61
Disclosure

SEC source: 0001193125-26-038002 · ownership.xml · nonDerivative · entry 2

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,296

F3 · kind: Sale made by the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 3, 2022.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 00:12 UTC
DENYES NANCYGeneral Counsel
SaleCommon Stock 1,118 $0.98 $1,091.28
Disclosure

SEC source: 0001193125-26-037996 · ownership.xml · nonDerivative · entry 2

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,124

F3 · kind: Sale made by the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 3, 2022.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 19:17 UTC
Shukla SanjayDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 10,375 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-038007 · ownership.xml · derivative · entry 3

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

F4 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 19:17 UTC
Shukla SanjayDirector · President and CEO
Exercise / conversionCommon Stock 10,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-038007 · ownership.xml · nonDerivative · entry 1

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 3, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 00:15 UTC
Broadfoot Jill MarieChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-038002 · ownership.xml · derivative · entry 3

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

F4 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 00:15 UTC
Broadfoot Jill MarieChief Financial Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-038002 · ownership.xml · nonDerivative · entry 1

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 3, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 00:12 UTC
DENYES NANCYGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 2,687 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-037996 · ownership.xml · derivative · entry 3

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

F4 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 00:12 UTC
DENYES NANCYGeneral Counsel
Exercise / conversionCommon Stock 2,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-037996 · ownership.xml · nonDerivative · entry 1

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 3, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 09, 2026 Filed Jan 9, 2026 17:46 UTC
Shukla SanjayDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 1,500,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001193125-26-009161 · ownership.xml · derivative · entry 1

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2036-01-09

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 36 equal monthly installments beginning February 9, 2026, such that this option will be fully exercisable on January 9, 2029. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

Read SEC document
January 09, 2026 Filed Jan 9, 2026 22:42 UTC
Broadfoot Jill MarieChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 412,500 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001193125-26-009156 · ownership.xml · derivative · entry 2

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common Stock · 412,500 shares

Expires 2036-01-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 36 equal monthly installments beginning February 9, 2026, such that this option will be fully exercisable on January 9, 2029. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

Read SEC document
January 09, 2026 Filed Jan 9, 2026 22:40 UTC
DENYES NANCYGeneral Counsel
GrantEmployee Stock Options (right to buy) · Derivative 412,500 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001193125-26-009152 · ownership.xml · derivative · entry 2

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common Stock · 412,500 shares

Expires 2036-01-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 36 equal monthly installments beginning February 9, 2026, such that this option will be fully exercisable on January 9, 2029. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

Read SEC document
October 09, 2025 Filed Oct 9, 2025 22:30 UTC PurchaseCommon Stock 317,999 $0.94 $299,364.26
Disclosure

SEC source: 0001193125-25-236131 · ownership.xml · nonDerivative · entry 2

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,413,023

F3 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $0.93 to $0.95 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel.

Read SEC document
October 08, 2025 Filed Oct 9, 2025 22:30 UTC PurchaseCommon Stock 682,001 $0.90 $612,436.90
Disclosure

SEC source: 0001193125-25-236131 · ownership.xml · nonDerivative · entry 1

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,095,024

F1 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $0.8536 to $0.95 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned directly by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:20 UTC
Gross Jane ADirector
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0000950170-25-062937 · ownership.xml · derivative · entry 1

Gross Jane A · CIK 0001684258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-05-01

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 1, 2026 or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:25 UTC
Zaknoen SaraDirector
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0000950170-25-062947 · ownership.xml · derivative · entry 1

Zaknoen Sara · CIK 0001602225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-05-01

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 1, 2026 or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:23 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0000950170-25-062945 · ownership.xml · derivative · entry 1

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-05-01

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 1, 2026 or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:22 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0000950170-25-062942 · ownership.xml · derivative · entry 1

Lucas Svetlana · CIK 0001781292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-05-01

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 1, 2026 or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:18 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0000950170-25-062935 · ownership.xml · derivative · entry 1

BENEVICH ERIC · CIK 0001643653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-05-01

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 1, 2026 or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:16 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0000950170-25-062932 · ownership.xml · derivative · entry 1

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-05-01

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 1, 2026 or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

Read SEC document
March 17, 2025 Filed Mar 17, 2025 23:07 UTC
Gross Jane ADirector
PurchaseCommon Stock 3,750 $4.00 $15,000.00
Disclosure

SEC source: 0000950170-25-040600 · ownership.xml · nonDerivative · entry 1

Gross Jane A · CIK 0001684258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,750

Read SEC document
February 04, 2025 Filed Feb 4, 2025 23:14 UTC
Broadfoot Jill MarieChief Financial Officer
SaleCommon Stock 1,254 $3.78 $4,740.12
Disclosure

SEC source: 0000950170-25-013884 · ownership.xml · nonDerivative · entry 2

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,763

F4 · kind: Sale made by the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 3, 2022.

Read SEC document
February 04, 2025 Filed Feb 4, 2025 23:11 UTC
DENYES NANCYGeneral Counsel
SaleCommon Stock 899 $3.78 $3,398.22
Disclosure

SEC source: 0000950170-25-013878 · ownership.xml · nonDerivative · entry 2

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,555

F4 · kind: Sale made by the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of RSUs granted on February 3, 2022.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 18:18 UTC
Shukla SanjayDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 10,375 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013891 · ownership.xml · derivative · entry 2

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,375

Underlying: Common Stock · 10,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs will fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

F3 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs will fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 18:18 UTC
Shukla SanjayDirector · President and CEO
Exercise / conversionCommon Stock 10,375 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013891 · ownership.xml · nonDerivative · entry 1

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 3, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 23:14 UTC
Broadfoot Jill MarieChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013884 · ownership.xml · derivative · entry 3

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs will fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

F5 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs will fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

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February 03, 2025 Filed Feb 4, 2025 23:14 UTC
Broadfoot Jill MarieChief Financial Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013884 · ownership.xml · nonDerivative · entry 1

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 3, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Includes 1,307 shares acquired on November 15, 2024 under the Company's 2015 Employee Purchase Plan.

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February 03, 2025 Filed Feb 4, 2025 23:11 UTC
DENYES NANCYGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 2,687 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013878 · ownership.xml · derivative · entry 3

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,687

Underlying: Common Stock · 2,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs will fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

F5 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 3, 2023, such that the RSUs will fully vest on February 3, 2026. The RSUs are subject to accelerated vesting upon termination without cause upon a change of control of the Issuer.

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February 03, 2025 Filed Feb 4, 2025 23:11 UTC
DENYES NANCYGeneral Counsel
Exercise / conversionCommon Stock 2,687 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013878 · ownership.xml · nonDerivative · entry 1

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares acquired upon the vesting of restricted stock units (RSUs) granted to the Reporting Person on February 3, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Includes 2,500 shares acquired on November 15, 2024 under the Company's 2015 Employee Purchase Plan.

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January 08, 2025 Filed Jan 10, 2025 16:07 UTC
Shukla SanjayDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0000950170-25-004151 · ownership.xml · derivative · entry 1

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2035-01-08

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning February 8, 2025, such that this option will be fully exercisable on January 8, 2029. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

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January 08, 2025 Filed Jan 10, 2025 21:05 UTC
Broadfoot Jill MarieChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 275,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0000950170-25-004145 · ownership.xml · derivative · entry 1

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2035-01-08

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning February 8, 2025, such that this option will be fully exercisable on January 8, 2029. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

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January 08, 2025 Filed Jan 10, 2025 21:01 UTC
DENYES NANCYGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 275,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0000950170-25-004131 · ownership.xml · derivative · entry 1

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2035-01-08

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning February 8, 2025, such that this option will be fully exercisable on January 8, 2029. This option is subject to accelerated vesting upon termination without cause upon change of control of the issuer.

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December 10, 2024 Filed Dec 12, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000950170-24-135798 · ownership.xml · derivative · entry 1

BENEVICH ERIC · CIK 0001643653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-12-10

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 36 equal monthly installments beginning January 10, 2025, such that this option will be fully exercisable on December 10, 2027, subject to the recipient's continued service on the Issuer's Board of Directors.

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July 24, 2024 Filed Jul 24, 2024 21:29 UTC PurchaseCommon Stock 52,300 $1.93 $101,038.37
Disclosure

SEC source: 0000950170-24-086159 · ownership.xml · nonDerivative · entry 3

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 413,023

F4 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $1.88 to $1.96 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel.

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July 23, 2024 Filed Jul 24, 2024 21:29 UTC PurchaseCommon Stock 6,648 $1.82 $12,074.76
Disclosure

SEC source: 0000950170-24-086159 · ownership.xml · nonDerivative · entry 2

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 360,723

F3 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $1.775 to $1.86 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel.

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July 22, 2024 Filed Jul 24, 2024 21:29 UTC PurchaseCommon Stock 41,052 $1.74 $71,500.27
Disclosure

SEC source: 0000950170-24-086159 · ownership.xml · nonDerivative · entry 1

SCHIMMEL PAUL · CIK 0001236447 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 354,075

F1 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $1.71 to $1.78 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned by Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel. The Reporting Person is the sole owner of the Paul Schimmel Prototype PSP, Paul Schimmel Trustee, FBO Paul Schimmel.

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June 05, 2024 Filed Jun 6, 2024 12:26 UTC
DENYES NANCYGeneral Counsel
PurchaseCommon Stock 5,000 $1.86 $9,276.00
Disclosure

SEC source: 0000950170-24-069680 · ownership.xml · nonDerivative · entry 1

DENYES NANCY · CIK 0001640869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,267

F1 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $1.835 to $1.87 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 2,500 shares acquired on May 15, 2024 under the Company's 2015 Employee Purchase Plan.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 08:34 UTC
Shukla SanjayDirector · President and CEO
PurchaseCommon Stock 20,000 $1.81 $36,140.00
Disclosure

SEC source: 0000950170-24-067666 · ownership.xml · nonDerivative · entry 1

Shukla Sanjay · CIK 0001671026 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,548

F1 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $1.77 to $1.86 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

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May 31, 2024 Filed Jun 3, 2024 12:38 UTC
Broadfoot Jill MarieChief Financial Officer
PurchaseCommon Stock 5,000 $1.79 $8,950.00
Disclosure

SEC source: 0000950170-24-067668 · ownership.xml · nonDerivative · entry 1

Broadfoot Jill Marie · CIK 0001305178 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,960

F1 · balance_after: Includes 2,139 shares acquired on May 15, 2024 under the Company's 2015 Employee Purchase Plan.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:21 UTC PurchaseCommon Stock 50,000 $1.75 $87,500.00
Disclosure

SEC source: 0000950170-24-067989 · ownership.xml · nonDerivative · entry 1

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 56,000

F1 · price: Represents weighted average price for the shares. The shares were purchased at prices ranging from $1.665 to $1.80 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned by the Coughlin Family Trust u/a DTD 12/07/2006. The Reporting Person and his spouse serve as co-trustees of the Coughlin Family Trust u/a DTD 12/07/2006. The Reporting Person may be deemed to be the beneficial owner of the securities held by the Coughlin Family Trust u/a DTD 12/07/2006.

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May 22, 2024 Filed May 23, 2024 23:27 UTC
Gross Jane ADirector
GrantStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0000950170-24-064229 · ownership.xml · derivative · entry 1

Gross Jane A · CIK 0001684258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 22, 2025 or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

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May 22, 2024 Filed May 23, 2024 23:11 UTC
Zaknoen SaraDirector
GrantStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0000950170-24-064209 · ownership.xml · derivative · entry 1

Zaknoen Sara · CIK 0001602225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The option, granted pursuant to the Issuer's non-employee director compensation policy, vests in full on the earlier of (i) May 22, 2025 or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.