ATOM

SEC source: 0001209191-18-017505 · doc4.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,229

F1 · shares: 25% shall vest each quarter for the next 12 months commencing on June 1, 2018.

SEC source: 0001209191-18-017504 · doc4.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,656

Underlying: Common Stock · 48,656 shares

Expires 2028-03-02

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018.

SEC source: 0001209191-18-017504 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,288

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018.

SEC source: 0001209191-18-017502 · doc4.xml · derivative · entry 2

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,768

Underlying: Common Stock · 50,768 shares

Expires 2028-03-02

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018.

SEC source: 0001209191-18-017502 · doc4.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,904

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018.

SEC source: 0001209191-18-015857 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,606

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-18-015866 · doc4.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,877

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-18-015864 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,952

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-18-015860 · doc4.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,512

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-18-011894 · doc4.xml · nonDerivative · entry 1

Stadheim Rolf · CIK 0001680488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,956

SEC source: 0001209191-17-064806 · doc4.xml · nonDerivative · entry 2

Stadheim Rolf · CIK 0001680488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,156

SEC source: 0001209191-17-064806 · doc4.xml · nonDerivative · entry 1

Stadheim Rolf · CIK 0001680488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,831

SEC source: 0001209191-17-063941 · doc4.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,245

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-17-063938 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,343

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-17-051725 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,496

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-17-051730 · doc4.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,423

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-17-051727 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,489

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-17-051726 · doc4.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

SEC source: 0001209191-17-048801 · doc4.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,106

F1 · kind: Represents sale of shares made by reporting person for purposes of satisfying tax obligation incurred upon the vesting of restricted stock.

SEC source: 0001209191-17-048798 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,226

F1 · kind: Represents sale of shares made by reporting person for purposes of satisfying tax obligation incurred upon the vesting of restricted stock.

SEC source: 0001209191-17-031671 · doc4.xml · nonDerivative · entry 1

SHEVICK STEVEN K · CIK 0001249845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,010

SEC source: 0001209191-17-031656 · doc4.xml · nonDerivative · entry 1

Cleavelin C Rinn · CIK 0001680206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,830

SEC source: 0001209191-17-032086 · doc4.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,580

SEC source: 0001209191-17-032082 · doc4.xml · nonDerivative · entry 1

Stadheim Rolf · CIK 0001680488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,156

SEC source: 0001209191-17-022421 · doc4.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,526

Underlying: Common Stock · 258,526 shares

Expires 2027-03-20

F1 · derivative.exercise_date: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

SEC source: 0001209191-17-022421 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,504

F1 · shares: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

SEC source: 0001209191-17-022424 · doc4.xml · derivative · entry 2

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,169

Underlying: Common Stock · 24,169 shares

Expires 2027-03-20

F1 · derivative.exercise_date: 50% shall vest on September 1, 2017 and 25% shall vest each quarter thereafter for the next 6 months commencing on December 1, 2017.

SEC source: 0001209191-17-022424 · doc4.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,016

F1 · shares: 50% shall vest on September 1, 2017 and 25% shall vest each quarter thereafter for the next 6 months commencing on December 1, 2017.

SEC source: 0001209191-17-022423 · doc4.xml · derivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,843

Underlying: Common Stock · 120,843 shares

Expires 2027-03-20

F1 · derivative.exercise_date: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

SEC source: 0001209191-17-022423 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,464

F1 · shares: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

SEC source: 0001209191-17-022422 · doc4.xml · derivative · entry 2

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,337

Underlying: Common Stock · 48,337 shares

Expires 2027-03-20

F1 · derivative.exercise_date: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

SEC source: 0001209191-17-022422 · doc4.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,042

F1 · shares: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

SEC source: 0001209191-17-022423 · doc4.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-10-12

F2 · derivative.exercise_date: 1/48th shall vest monthly over 4 years commencing on November 12, 2016.

SEC source: 0001209191-17-031643 · doc5.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Washington Venture Partners as custodian for minor sons

Disclosed balance after: 37,192

SEC source: 0001209191-17-031643 · doc5.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,105

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 9

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,382 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F1 · derivative.underlying_shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 8

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 201,814 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F1 · derivative.underlying_shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

SEC source: 0001209191-17-031639 · doc4a.xml · nonDerivative · entry 3

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 203,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

F2 · price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 201,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

F2 · price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,297

SEC source: 0001209191-17-032078 · doc4a.xml · derivative · entry 2

Stadheim Rolf · CIK 0001680488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 319,037 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F1 · derivative.underlying_shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

SEC source: 0001209191-17-032078 · doc4a.xml · nonDerivative · entry 1

Stadheim Rolf · CIK 0001680488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

F2 · price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 7

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,382 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 6

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,382 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 5

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 201,814 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 4

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 201,814 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.