Gerber John

SEC source: 0001683168-26-003813 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,569

F1 · shares: These are Restricted Stock Units of Common Stock issued to the Reporting person by the Issuer on May 12, 2026, which will vest on May 11, 2027.

SEC source: 0001683168-25-003781 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,267

F1 · shares: These are Restricted Stock Units of Common Stock issued to the Reporting person by the Issuer on May 15, 2025, which will vest on May 14, 2026.

SEC source: 0001683168-24-005332 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,380

SEC source: 0001683168-24-002975 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,930

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 1, 2024, which will vest on May 1, 2025.

SEC source: 0001683168-24-002792 · ownership.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,617

SEC source: 0001683168-24-002792 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,386

SEC source: 0001683168-23-002972 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,586

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 4, 2023, which will vest on May 2, 2024.

SEC source: 0001683168-22-003342 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,521

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 5, 2022, which will vest on May 4, 2023.

SEC source: 0001683168-21-001923 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,418

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 12, 2021, which will vest on May 5, 2022.

SEC source: 0001683168-21-000767 · ownership.xml · nonDerivative · entry 3

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 165,096

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001683168-21-000767 · ownership.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 171,116

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001683168-20-001767 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,017

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020.

SEC source: 0001683168-19-003805 · ownership.xml · nonDerivative · entry 3

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 212,096

SEC source: 0001683168-19-003805 · ownership.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 211,096

SEC source: 0001683168-19-003787 · ownership.xml · nonDerivative · entry 3

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 209,096

SEC source: 0001683168-19-003787 · ownership.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 205,696

SEC source: 0001683168-19-001440 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,311

SEC source: 0001209191-18-029376 · doc4.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,444

SEC source: 0001209191-18-030042 · doc4a.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,444

SEC source: 0001209191-17-032086 · doc4.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,580

SEC source: 0001209191-17-031643 · doc5.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Washington Venture Partners as custodian for minor sons

Disclosed balance after: 37,192

SEC source: 0001209191-17-031643 · doc5.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,105

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 9

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,382 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F1 · derivative.underlying_shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 8

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 201,814 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F1 · derivative.underlying_shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

SEC source: 0001209191-17-031639 · doc4a.xml · nonDerivative · entry 3

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 203,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

F2 · price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 201,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").

F2 · price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,297

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 7

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,382 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 6

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,382 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 5

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · 201,814 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

SEC source: 0001209191-17-031639 · doc4a.xml · derivative · entry 4

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 201,814 shares

Expires 2017-05-31

F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.

F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.