Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atomera IncATOM · Entity 1513 | Director | May 26, 2020 | May 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atomera Inc
Report date May 26, 2020 · Filed May 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 442,393 |
Reported balance
After 2020-05-26 transaction · row 1
1 source rowRow 1 · 2020-05-26 · Grant · Acquired 8,706 · Balance 442,393 F1: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2020 Filed May 28, 2020 20:07 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001770 · ownership.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,393 F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. Read SEC document |
| May 07, 2019 Filed May 9, 2019 23:52 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 16,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001438 · ownership.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,687 Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:44 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 11,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029379 · doc4.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,820 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:13 UTC | Atomera Inc ATOM · Entity 1513 | PurchaseCommon Stock | 24,800 | $5.49 | $136,028.00 |
DisclosureSEC source: 0001209191-18-011894 · doc4.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,956 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 22:56 UTC | Atomera Inc ATOM · Entity 1513 | PurchaseCommon Stock | 21,325 | $4.25 | $90,535.29 |
DisclosureSEC source: 0001209191-17-064806 · doc4.xml · nonDerivative · entry 2 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,156 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 22:56 UTC | Atomera Inc ATOM · Entity 1513 | PurchaseCommon Stock | 3,675 | $4.05 | $14,870.52 |
DisclosureSEC source: 0001209191-17-064806 · doc4.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,831 Read SEC document |
| May 09, 2017 Filed May 12, 2017 21:22 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 11,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032082 · doc4.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,156 Read SEC document |
| August 10, 2016 Filed May 12, 2017 21:18 UTC Amendment | Atomera Inc ATOM · Entity 1513 | Conversion10% Senior Secured Convertible Promissory Note · Derivative | Not disclosed | $0.00 | $1,079,839.75 |
DisclosureSEC source: 0001209191-17-032078 · doc4a.xml · derivative · entry 2 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 319,037 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share. F2 · derivative.exercise_date: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share. F1 · derivative.underlying_shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO"). Read SEC document |
| August 10, 2016 Filed May 12, 2017 21:18 UTC Amendment | Atomera Inc ATOM · Entity 1513 | ConversionCommon Stock | 319,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-032078 · doc4a.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO"). F2 · price: All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.