Last 12 months
Inside the activity.
0 purchase rows · 65 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 12 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 24 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 14 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2019 Filed Nov 22, 2019 00:25 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 2,500 | $3.00 | $7,497.50 |
DisclosureSEC source: 0001683168-19-003787 · ownership.xml · nonDerivative · entry 2 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 205,696 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:16 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 3,737 | $3.88 | $14,499.56 |
DisclosureSEC source: 0001209191-19-048622 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,052 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:20 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 1,740 | $3.88 | $6,751.20 |
DisclosureSEC source: 0001209191-19-048624 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,137 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:18 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 593 | $3.88 | $2,300.84 |
DisclosureSEC source: 0001209191-19-048623 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,170 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:12 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 0 | $3.88 | $0.00 |
DisclosureSEC source: 0001209191-19-048621 · doc4.xml · nonDerivative · entry 2 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 2,666 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:12 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 1,422 | $3.88 | $5,517.36 |
DisclosureSEC source: 0001209191-19-048621 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,008 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 23:59 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 1,578 | $4.50 | $7,101.00 |
DisclosureSEC source: 0001209191-19-034957 · doc4.xml · nonDerivative · entry 2 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,789 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 00:07 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 635 | $4.50 | $2,857.50 |
DisclosureSEC source: 0001209191-19-034962 · doc4.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,877 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 00:04 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 515 | $4.50 | $2,317.50 |
DisclosureSEC source: 0001209191-19-034960 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,763 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 23:59 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 1,892 | $4.19 | $7,927.48 |
DisclosureSEC source: 0001209191-19-034957 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,367 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 00:07 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 721 | $4.19 | $3,020.99 |
DisclosureSEC source: 0001209191-19-034962 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,512 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 00:01 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 531 | $4.49 | $2,384.19 |
DisclosureSEC source: 0001209191-19-034958 · doc4.xml · nonDerivative · entry 2 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,430 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 00:01 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 767 | $4.19 | $3,213.73 |
DisclosureSEC source: 0001209191-19-034958 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,961 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| May 07, 2019 Filed May 9, 2019 23:55 UTC |
SHEVICK STEVEN KDirector
|
GrantCommon Stock | 16,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001442 · ownership.xml · nonDerivative · entry 1 SHEVICK STEVEN K · CIK 0001249845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,741 Read SEC document |
| May 07, 2019 Filed May 9, 2019 23:53 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 16,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001440 · ownership.xml · nonDerivative · entry 1 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,311 Read SEC document |
| May 07, 2019 Filed May 9, 2019 23:52 UTC |
Stadheim RolfDirector
|
GrantCommon Stock | 16,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001438 · ownership.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,687 Read SEC document |
| May 07, 2019 Filed May 9, 2019 23:50 UTC |
Cleavelin C RinnDirector
|
GrantCommon Stock | 16,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001436 · ownership.xml · nonDerivative · entry 1 Cleavelin C Rinn · CIK 0001680206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,561 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:18 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 1,921 | $3.72 | $7,146.12 |
DisclosureSEC source: 0001209191-19-016933 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,259 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:21 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 943 | $3.72 | $3,507.96 |
DisclosureSEC source: 0001209191-19-016944 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,728 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:23 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 658 | $3.72 | $2,447.76 |
DisclosureSEC source: 0001209191-19-016950 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,278 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:20 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 711 | $3.72 | $2,644.92 |
DisclosureSEC source: 0001209191-19-016937 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,233 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:18 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 192,308 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001209191-19-014965 · doc4.xml · derivative · entry 2 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,308 Underlying: Common Stock · 192,308 shares Expires 2029-02-27 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:18 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
GrantCommon Stock | 76,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014965 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,180 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:21 UTC |
Trautmann ErwinDirector · See Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 16,026 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001209191-19-014975 · doc4.xml · derivative · entry 2 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,026 Underlying: Common Stock · 16,026 shares Expires 2029-02-27 F1 · derivative.exercise_date: 25% shall vest each quarter for the next 12 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:21 UTC |
Trautmann ErwinDirector · See Remarks
|
GrantCommon Stock | 6,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014975 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,936 F1 · shares: 25% shall vest each quarter for the next 12 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:20 UTC |
Mears Robert JChief Technology Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 76,923 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001209191-19-014974 · doc4.xml · derivative · entry 3 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,923 Underlying: Common Stock · 76,923 shares Expires 2029-02-27 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:20 UTC |
Mears Robert JChief Technology Officer
|
GrantCommon Stock | 30,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014974 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,671 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:19 UTC |
Laurencio FrancisSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 76,923 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001209191-19-014969 · doc4.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,923 Underlying: Common Stock · 76,923 shares Expires 2029-02-27 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:19 UTC |
Laurencio FrancisSee Remarks
|
GrantCommon Stock | 30,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014969 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,944 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:53 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 1,953 | $3.47 | $6,776.91 |
DisclosureSEC source: 0001209191-18-061083 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,257 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:58 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 581 | $3.47 | $2,016.07 |
DisclosureSEC source: 0001209191-18-061087 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,526 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:56 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 815 | $3.47 | $2,828.05 |
DisclosureSEC source: 0001209191-18-061086 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,902 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:55 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 740 | $3.47 | $2,567.80 |
DisclosureSEC source: 0001209191-18-061085 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,175 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:05 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 1,936 | $5.22 | $10,105.92 |
DisclosureSEC source: 0001209191-18-049657 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,210 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:08 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 575 | $5.22 | $3,001.50 |
DisclosureSEC source: 0001209191-18-049660 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,107 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:07 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 807 | $5.22 | $4,212.54 |
DisclosureSEC source: 0001209191-18-049659 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,717 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:06 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 732 | $5.22 | $3,821.04 |
DisclosureSEC source: 0001209191-18-049658 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,915 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:48 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 2,557 | $5.72 | $14,632.94 |
DisclosureSEC source: 0001209191-18-047399 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,647 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7201 to $5.7582, inclusive. The reporting person undertakes to provide to Atomera Incorporated (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:41 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 1,892 | $5.95 | $11,257.40 |
DisclosureSEC source: 0001209191-18-035865 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,146 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:45 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 547 | $5.95 | $3,254.65 |
DisclosureSEC source: 0001209191-18-035881 · doc4.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,682 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:44 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 764 | $5.95 | $4,545.80 |
DisclosureSEC source: 0001209191-18-035877 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,524 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:42 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 700 | $5.95 | $4,165.00 |
DisclosureSEC source: 0001209191-18-035873 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,204 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:44 UTC |
Stadheim RolfDirector
|
GrantCommon Stock | 11,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029379 · doc4.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,820 Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:42 UTC |
SHEVICK STEVEN KDirector
|
GrantCommon Stock | 11,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029378 · doc4.xml · nonDerivative · entry 1 SHEVICK STEVEN K · CIK 0001249845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,874 Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:37 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 11,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029376 · doc4.xml · nonDerivative · entry 1 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,444 Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:28 UTC |
Cleavelin C RinnDirector
|
GrantCommon Stock | 11,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029375 · doc4.xml · nonDerivative · entry 1 Cleavelin C Rinn · CIK 0001680206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,694 Read SEC document |
| May 08, 2018 Filed May 14, 2018 23:03 UTC Amendment |
Gerber JohnDirector
|
GrantCommon Stock | 11,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030042 · doc4a.xml · nonDerivative · entry 1 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,444 Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:05 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 165,008 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001209191-18-017499 · doc4.xml · derivative · entry 2 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,008 Underlying: Common Stock · 165,008 shares Expires 2028-03-02 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:05 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
GrantCommon Stock | 44,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017499 · doc4.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,038 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:09 UTC |
Trautmann ErwinDirector · See Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 12,688 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001209191-18-017505 · doc4.xml · derivative · entry 2 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,688 Underlying: Common Stock · 12,688 shares Expires 2028-03-02 F1 · derivative.exercise_date: 25% shall vest each quarter for the next 12 months commencing on June 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.