Last 12 months
Inside the activity.
0 purchase rows · 65 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 12 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 24 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 14 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 4, 2021 02:37 UTC |
Laurencio FrancisSee Remarks
|
Exercise / conversionCommon Stock | 37,000 | $7.50 | $277,500.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:37 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 2,721 | $27.67 | $75,290.07 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,330 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:36 UTC |
Cleavelin C RinnDirector
|
SaleCommon Stock | 5,000 | $27.74 | $138,700.00 |
DisclosureSEC source: 0001683168-21-000769 · ownership.xml · nonDerivative · entry 1 Cleavelin C Rinn · CIK 0001680206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,267 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:35 UTC |
SHEVICK STEVEN KDirector
|
SaleCommon Stock | 6,000 | $27.75 | $166,500.00 |
DisclosureSEC source: 0001683168-21-000768 · ownership.xml · nonDerivative · entry 1 SHEVICK STEVEN K · CIK 0001249845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,447 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:35 UTC |
Gerber JohnDirector
|
SaleCommon Stock | 40,980 | $27.88 | $1,142,522.40 |
DisclosureSEC source: 0001683168-21-000767 · ownership.xml · nonDerivative · entry 2 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 171,116 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 00:49 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 2,000 | $9.47 | $18,940.00 |
DisclosureSEC source: 0001683168-20-004166 · ownership.xml · nonDerivative · entry 2 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,294 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 00:48 UTC |
Laurencio FrancisSee Remarks
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 2,000 | $9.47 Strike: $3.90 | $18,940.00 |
DisclosureSEC source: 0001683168-20-004165 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 F3 · derivative.exercise_date: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total number of 74,923 stock options granted to the Reporting Person on February 27, 2019. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 00:48 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 1,500 | $9.47 | $14,205.00 |
DisclosureSEC source: 0001683168-20-004165 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,051 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:47 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 6,782 | $9.50 | $64,429.00 |
DisclosureSEC source: 0001683168-20-004164 · ownership.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,065 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:49 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 456 | $9.50 | $4,332.00 |
DisclosureSEC source: 0001683168-20-004167 · ownership.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,740 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:49 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 2,285 | $9.50 | $21,707.50 |
DisclosureSEC source: 0001683168-20-004166 · ownership.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,294 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:48 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 2,708 | $9.50 | $25,726.00 |
DisclosureSEC source: 0001683168-20-004165 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,551 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:39 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 2,000 | $11.12 | $22,240.00 |
DisclosureSEC source: 0001683168-20-003023 · ownership.xml · nonDerivative · entry 2 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,579 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:36 UTC |
Laurencio FrancisSee Remarks
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 2,000 | $11.14 Strike: $3.90 | $22,280.00 |
DisclosureSEC source: 0001683168-20-003021 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 F3 · derivative.exercise_date: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total number of 76,923 stock options granted to the Reporting Person on February 27, 2019. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:36 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 1,500 | $11.13 | $16,695.00 |
DisclosureSEC source: 0001683168-20-003021 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,259 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:32 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 6,774 | $12.92 | $87,520.08 |
DisclosureSEC source: 0001683168-20-003019 · ownership.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,847 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:41 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 455 | $12.92 | $5,878.60 |
DisclosureSEC source: 0001683168-20-003025 · ownership.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,196 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:39 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 2,282 | $12.92 | $29,483.44 |
DisclosureSEC source: 0001683168-20-003023 · ownership.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,579 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:36 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 2,697 | $12.92 | $34,845.24 |
DisclosureSEC source: 0001683168-20-003021 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,759 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:05 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 6,835 | $8.58 | $58,644.30 |
DisclosureSEC source: 0001683168-20-001816 · ownership.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,621 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:06 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 635 | $8.58 | $5,448.30 |
DisclosureSEC source: 0001683168-20-001819 · ownership.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,651 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:06 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 2,295 | $8.58 | $19,691.10 |
DisclosureSEC source: 0001683168-20-001818 · ownership.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,861 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:06 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 2,729 | $8.58 | $23,414.82 |
DisclosureSEC source: 0001683168-20-001817 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,456 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:07 UTC |
Stadheim RolfDirector
|
GrantCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001770 · ownership.xml · nonDerivative · entry 1 Stadheim Rolf · CIK 0001680488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,393 F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:07 UTC |
SHEVICK STEVEN KDirector
|
GrantCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001769 · ownership.xml · nonDerivative · entry 1 SHEVICK STEVEN K · CIK 0001249845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,447 F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:06 UTC |
LE DUY LOAN TDirector
|
GrantCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001768 · ownership.xml · nonDerivative · entry 1 LE DUY LOAN T · CIK 0001192886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,389 F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:06 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001767 · ownership.xml · nonDerivative · entry 1 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,017 F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:05 UTC |
Cleavelin C RinnDirector
|
GrantCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001766 · ownership.xml · nonDerivative · entry 1 Cleavelin C Rinn · CIK 0001680206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,267 F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 26, 2020, which will vest 12 months from May 26, 2020. Read SEC document |
| March 13, 2020 Filed Mar 14, 2020 00:03 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 9,497 | $3.05 | $28,965.85 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,185 Read SEC document |
| March 12, 2020 Filed Mar 14, 2020 00:03 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 1,503 | $3.06 | $4,599.18 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,682 Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:00 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
GrantStock Options (Right to Buy) · Derivative | 323,136 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001683168-20-000809 · ownership.xml · derivative · entry 2 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,136 Underlying: Common Stock · 323,136 shares Expires 2030-03-11 F2 · derivative.exercise_date: Four-year vesting in equal quarterly installments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:00 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
GrantCommon Stock | 147,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000809 · ownership.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,456 F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:04 UTC |
Mears Robert JChief Technology Officer
|
GrantStock Options (Right to Buy) · Derivative | 109,872 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001683168-20-000813 · ownership.xml · derivative · entry 3 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,872 Underlying: Common Stock · 109,872 shares Expires 2030-03-11 F2 · derivative.exercise_date: Four-year vesting in equal quarterly installments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:04 UTC |
Mears Robert JChief Technology Officer
|
GrantCommon Stock | 50,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000813 · ownership.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,156 F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:05 UTC |
Trautmann ErwinDirector · See Remarks
|
GrantStock Options (Right to Buy) · Derivative | 16,160 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001683168-20-000815 · ownership.xml · derivative · entry 2 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,160 Underlying: Common Stock · 16,160 shares Expires 2030-03-11 F2 · derivative.exercise_date: One-year vesting in equal quarterly installments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:05 UTC |
Trautmann ErwinDirector · See Remarks
|
GrantCommon Stock | 7,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000815 · ownership.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,286 F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over one year in equal quarterly increments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:03 UTC |
Laurencio FrancisSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 89,408 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · derivative · entry 5 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,408 Underlying: Common Stock · 89,408 shares Expires 2030-03-11 F2 · derivative.exercise_date: Four-year vesting in equal quarterly installments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:03 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 300 | $4.21 | $1,263.00 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,185 Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:03 UTC |
Laurencio FrancisSee Remarks
|
GrantCommon Stock | 40,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,485 F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:25 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 3,686 | $4.23 | $15,591.78 |
DisclosureSEC source: 0001683168-20-000671 · ownership.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,680 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:50 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 690 | $4.23 | $2,918.70 |
DisclosureSEC source: 0001683168-20-000674 · ownership.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:48 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 1,671 | $4.23 | $7,068.33 |
DisclosureSEC source: 0001683168-20-000673 · ownership.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,916 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:47 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 1,814 | $4.23 | $7,673.22 |
DisclosureSEC source: 0001683168-20-000672 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,605 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:30 UTC |
BIBAUD SCOTT A.Director · CEO and President
|
SaleCommon Stock | 3,686 | $2.95 | $10,873.70 |
DisclosureSEC source: 0001683168-19-003886 · ownership.xml · nonDerivative · entry 1 BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,366 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:43 UTC |
Laurencio FrancisSee Remarks
|
SaleCommon Stock | 1,718 | $2.95 | $5,068.10 |
DisclosureSEC source: 0001683168-19-003888 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,419 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:44 UTC |
Trautmann ErwinDirector · See Remarks
|
SaleCommon Stock | 586 | $2.95 | $1,728.70 |
DisclosureSEC source: 0001683168-19-003889 · ownership.xml · nonDerivative · entry 1 Trautmann Erwin · CIK 0001680614 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,584 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:31 UTC |
Mears Robert JChief Technology Officer
|
SaleCommon Stock | 1,421 | $2.95 | $4,191.95 |
DisclosureSEC source: 0001683168-19-003887 · ownership.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,587 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 23:30 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 1,000 | $3.07 | $3,070.00 |
DisclosureSEC source: 0001683168-19-003805 · ownership.xml · nonDerivative · entry 3 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 212,096 Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 23:30 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 2,000 | $2.88 | $5,760.00 |
DisclosureSEC source: 0001683168-19-003805 · ownership.xml · nonDerivative · entry 2 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 211,096 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 00:25 UTC |
Gerber JohnDirector
|
GrantCommon Stock | 3,400 | $3.01 | $10,217.00 |
DisclosureSEC source: 0001683168-19-003787 · ownership.xml · nonDerivative · entry 3 Gerber John · CIK 0001681151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 209,096 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.