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ATI

ATI INC

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944
SEC CIK
0001018963
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202503
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 202607
Jun 202609
Jul 2026011
Aug 202607
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 2, 2019 00:59 UTC
Sims John DEVP, HPMC Segment
GrantCommon Stock, par value $0.10 per share 19,740 $29.26 $577,493.70
Disclosure

SEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 1

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,372.2071

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
Tax withholdingCommon Stock, par value $0.10 per share 11,193 $29.26 $327,451.22
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,372.7688

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:56 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 743 $29.26 $21,736.47
Disclosure

SEC source: 0001209191-19-015251 · doc4.xml · nonDerivative · entry 2

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,372.7932

F4 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:56 UTC
Schwartz Karl DVP, Controller & CAO
GrantCommon Stock, par value $0.10 per share 2,314 $29.26 $67,696.07
Disclosure

SEC source: 0001209191-19-015251 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,115.7932

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:44 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
Tax withholdingCommon Stock, par value $0.10 per share 3,187 $29.26 $93,235.69
Disclosure

SEC source: 0001209191-19-015229 · doc4.xml · nonDerivative · entry 2

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,981.1731

F3 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:44 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
GrantCommon Stock, par value $0.10 per share 15,381 $29.26 $449,971.16
Disclosure

SEC source: 0001209191-19-015229 · doc4.xml · nonDerivative · entry 1

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,168.1731

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:53 UTC
Powers Elizabeth CSenior VP, CHRO
GrantCommon Stock, par value $0.10 per share 13,843 $29.26 $404,976.97
Disclosure

SEC source: 0001209191-19-015247 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,953.8038

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 1,693.349759 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,422 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:49 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, par value $0.10 per share 3,101 $29.26 $90,719.76
Disclosure

SEC source: 0001209191-19-015243 · doc4.xml · nonDerivative · entry 2

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,948.6947

F4 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:49 UTC
Kramer Kevin BSr. VP, CCMO
GrantCommon Stock, par value $0.10 per share 14,920 $29.26 $436,484.60
Disclosure

SEC source: 0001209191-19-015243 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,049.6947

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:40 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, par value $0.10 per share 3,150 $29.26 $92,153.25
Disclosure

SEC source: 0001209191-19-015222 · doc4.xml · nonDerivative · entry 2

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,990.4709

F3 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:40 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
GrantCommon Stock, par value $0.10 per share 14,612 $29.26 $427,474.06
Disclosure

SEC source: 0001209191-19-015222 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,140.4709

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 01:38 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
SaleCommon Stock, $0.10 par value per share 20,208 $29.12 $588,456.96
Disclosure

SEC source: 0001209191-19-014324 · doc4.xml · nonDerivative · entry 3

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,565.7688

F5 · shares: These shares were sold pursuant to a 10b5-1 Trading Plan.

F6 · price: Represents the weighted average sale price with respect to multiple trades ranging in price from $28.89 to $29.17 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:46 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, $0.10 par value per share 2,298 $29.13 $66,940.74
Disclosure

SEC source: 0001209191-19-014334 · doc4.xml · nonDerivative · entry 2

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,103.3409

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:46 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, $0.10 par value per share 3,798 $29.13 $110,635.74
Disclosure

SEC source: 0001209191-19-014334 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,401.3409

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:43 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 320 $29.13 $9,321.60
Disclosure

SEC source: 0001209191-19-014330 · doc4.xml · nonDerivative · entry 2

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,801.7932

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:43 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 528 $29.13 $15,380.64
Disclosure

SEC source: 0001209191-19-014330 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,121.7932

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:44 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, $0.10 par value per share 1,756 $29.13 $51,152.28
Disclosure

SEC source: 0001209191-19-014332 · doc4.xml · nonDerivative · entry 2

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,632.2071

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:44 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, $0.10 par value per share 2,899 $29.13 $84,447.87
Disclosure

SEC source: 0001209191-19-014332 · doc4.xml · nonDerivative · entry 1

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,388.2071

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:42 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, $0.10 par value per share 1,872 $29.13 $54,531.36
Disclosure

SEC source: 0001209191-19-014328 · doc4.xml · nonDerivative · entry 2

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,110.8038

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 1,817.997257 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,528 units, which represent interests in the Company's stock fund.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:42 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, $0.10 par value per share 3,078 $29.13 $89,662.14
Disclosure

SEC source: 0001209191-19-014328 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,982.8038

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 1,817.997257 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,528 units, which represent interests in the Company's stock fund.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:38 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
Tax withholdingCommon Stock, $0.10 par value per share 8,355 $29.13 $243,381.15
Disclosure

SEC source: 0001209191-19-014324 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,773.7688

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:38 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
Tax withholdingCommon Stock, $0.10 par value per share 12,628 $29.13 $367,853.64
Disclosure

SEC source: 0001209191-19-014324 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,128.7688

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:40 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, $0.10 par value per share 2,106 $29.13 $61,347.78
Disclosure

SEC source: 0001209191-19-014326 · doc4.xml · nonDerivative · entry 2

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,129.6947

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:40 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, $0.10 par value per share 3,278 $29.13 $95,488.14
Disclosure

SEC source: 0001209191-19-014326 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,235.6947

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:37 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
Tax withholdingCommon Stock, $0.10 par value per share 2,148 $29.13 $62,571.24
Disclosure

SEC source: 0001209191-19-014322 · doc4.xml · nonDerivative · entry 2

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,787.1731

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:37 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
Tax withholdingCommon Stock, $0.10 par value per share 3,545 $29.13 $103,265.85
Disclosure

SEC source: 0001209191-19-014322 · doc4.xml · nonDerivative · entry 1

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,935.1731

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:36 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, $0.10 par value per share 1,991 $29.13 $57,997.83
Disclosure

SEC source: 0001209191-19-014320 · doc4.xml · nonDerivative · entry 2

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,528.4709

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:36 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, $0.10 par value per share 3,280 $29.13 $95,546.40
Disclosure

SEC source: 0001209191-19-014320 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,519.4709

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 23:34 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
SaleCommon Stock, par value $0.10 per share 7,140 $28.99 $206,988.60
Disclosure

SEC source: 0001209191-19-012761 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,756.7688

F4 · shares: These shares were sold pursuant to a 10b5-1 Trading Plan.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 23:29 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, $0.10 par value per share 1,557 $28.80 $44,841.60
Disclosure

SEC source: 0001209191-19-012756 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,799.4709

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

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February 20, 2019 Filed Feb 22, 2019 23:42 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, $0.10 par value per share 1,393 $28.80 $40,118.40
Disclosure

SEC source: 0001209191-19-012769 · doc4.xml · nonDerivative · entry 1

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,287.2071

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

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February 20, 2019 Filed Feb 22, 2019 23:43 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, $0.10 par value per share 1,712 $28.80 $49,305.60
Disclosure

SEC source: 0001209191-19-012771 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,199.3409

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

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February 20, 2019 Filed Feb 22, 2019 23:40 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 275 $28.80 $7,920.00
Disclosure

SEC source: 0001209191-19-012767 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,649.7932

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

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February 20, 2019 Filed Feb 22, 2019 23:38 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, $0.10 par value per share 1,489 $28.80 $42,883.20
Disclosure

SEC source: 0001209191-19-012765 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,060.8038

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

F3 · balance_after: This amount includes 1,817.997257 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,528 units, which represent interests in the Company's stock fund.

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February 20, 2019 Filed Feb 22, 2019 23:36 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, $0.10 par value per share 1,669 $28.80 $48,067.20
Disclosure

SEC source: 0001209191-19-012763 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,513.6947

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

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February 20, 2019 Filed Feb 22, 2019 23:31 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
Tax withholdingCommon Stock, $0.10 par value per share 1,715 $28.80 $49,392.00
Disclosure

SEC source: 0001209191-19-012758 · doc4.xml · nonDerivative · entry 1

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,480.1731

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

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February 20, 2019 Filed Feb 22, 2019 23:34 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
Tax withholdingCommon Stock, par value $0.10 per share 7,360 $28.80 $211,968.00
Disclosure

SEC source: 0001209191-19-012761 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,896.7688

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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February 20, 2019 Filed Feb 25, 2020 00:22 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, par value $0.10 per share 1,785 $20.40 $36,414.00
Disclosure

SEC source: 0001209191-20-012237 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,550.3409

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020.

Read SEC document
February 20, 2019 Filed Feb 25, 2020 00:21 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, par value $0.10 per share 1,402 $20.40 $28,600.80
Disclosure

SEC source: 0001209191-20-012235 · doc4.xml · nonDerivative · entry 1

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,565.2071

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020.

Read SEC document
February 20, 2019 Filed Feb 25, 2020 00:19 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 397 $20.40 $8,098.80
Disclosure

SEC source: 0001209191-20-012232 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,040.4283

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020.

F3 · balance_after: This amount includes 6190.3743 shares of common stock that Mr. Schwartz owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Schwartz holds approximately 5,191 units, which represent interests in the Company's stock fund.

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February 20, 2019 Filed Feb 25, 2020 00:17 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, par value $0.10 per share 1,520 $20.40 $31,008.00
Disclosure

SEC source: 0001209191-20-012229 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,660.8834

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020.

F3 · balance_after: This amount includes 1921.769 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,610 units, which represent interests in the Company's stock fund.

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February 20, 2019 Filed Feb 25, 2020 00:15 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, par value $0.10 per share 1,727 $20.40 $35,230.80
Disclosure

SEC source: 0001209191-20-012227 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,702.5562

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020.

F3 · balance_after: This amount includes 1,512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund.

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February 20, 2019 Filed Feb 25, 2020 00:12 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, par value $0.10 per share 1,615 $20.40 $32,946.00
Disclosure

SEC source: 0001209191-20-012225 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,052.4709

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:04 UTC SaleCommon Stock, par value $0.10 per share 7,500 $25.61 $192,060.00
Disclosure

SEC source: 0001209191-19-005503 · doc4.xml · nonDerivative · entry 1

JEREMIAH BARABARA S · CIK 0001240767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,832.8133

F1 · price: Represents the weighted average sale price with respect to multiple trades ranging in price from $25.53 to $25.69 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 05, 2018 Filed Dec 7, 2018 20:51 UTC GiftCommon Stock, par value $0.10 per share 3,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061464 · doc4.xml · nonDerivative · entry 1

TURNER JOHN D · CIK 0001198408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,418.8151

F1 · kind: The securities were gifted to an Internal Revenue Code section 501(c)(3) charitable organization.

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November 29, 2018 Filed Dec 3, 2018 21:36 UTC
HARSHMAN RICHARD JDirector · Chairman, President and CEO
GiftCommon Stock, $0.10 par value per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060580 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,388.7688

F1 · kind: The securities were gifted to The Harshman Family Foundation, which is an Internal Revenue Code section 501(c)(3) charitable organization. Mr. Harshman has sole investment authority with respect to the Foundation's assets.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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October 15, 2018 Filed Oct 17, 2018 20:29 UTC
Schwartz Karl DVP, Controller & CAO
SaleCommon Stock, par value $0.10 per share 1,000 $27.10 $27,100.00
Disclosure

SEC source: 0001209191-18-055310 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,982.5959

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

F2 · balance_after: This amount includes 6,183.766704 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

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September 17, 2018 Filed Sep 19, 2018 23:11 UTC
Schwartz Karl DVP, Controller & CAO
SaleCommon Stock, par value $0.10 per share 1,000 $26.79 $26,790.00
Disclosure

SEC source: 0001209191-18-051698 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,982.3711

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

F2 · balance_after: This amount includes 6,183.541885 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

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August 15, 2018 Filed Aug 17, 2018 15:34 UTC
Schwartz Karl DVP, Controller & CAO
SaleCommon Stock, par value $0.10 per share 1,000 $25.90 $25,900.00
Disclosure

SEC source: 0001209191-18-047265 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,987.4964

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

F2 · balance_after: This amount includes 6,188.667212 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

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July 26, 2018 Filed Jul 30, 2018 20:34 UTC SaleCommon Stock, par value $0.10 per share 3,844 $29.15 $112,052.60
Disclosure

SEC source: 0001209191-18-044392 · doc4.xml · nonDerivative · entry 1

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,145.8151

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.