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AtlasClear Holdings, Inc.

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Tapewire entity
7491
SEC CIK
0001963088
Parsed reports
38

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202690
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:34 UTC GrantStock Option (right to buy) · Derivative 626,881 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045543 · ownership.xml · derivative · entry 1

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,881

Underlying: Common Stock · 626,881 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:34 UTC GrantStock Option (right to buy) · Derivative 626,881 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045544 · ownership.xml · derivative · entry 1

Hammond Thomas Jon · CIK 0001844247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,881

Underlying: Common Stock · 626,881 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:34 UTC
Schaible John MartinDirector · Executive Chairman
OtherStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045548 · ownership.xml · derivative · entry 4

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-10-01

F5 · kind: On October 1, 2026, the Issuer granted this employee stock option to the Reporting Person's spouse.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:34 UTC
Schaible John MartinDirector · Executive Chairman
GrantStock Option (right to buy) · Derivative 777,332 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045548 · ownership.xml · derivative · entry 3

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,332

Underlying: Common Stock · 777,332 shares

Expires 2033-10-01

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:34 UTC
Ridenhour David CraigDirector · President
GrantStock Option (right to buy) · Derivative 782,332 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045547 · ownership.xml · derivative · entry 1

Ridenhour David Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,332

Underlying: Common Stock · 782,332 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:34 UTC GrantStock Option (right to buy) · Derivative 626,881 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045545 · ownership.xml · derivative · entry 1

KEYSER ROBERT DAWSON JR. · CIK 0001039050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,881

Underlying: Common Stock · 626,881 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:34 UTC
Patel Sandip IDirector · CFO and General Counsel
GrantStock Option (right to buy) · Derivative 777,332 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001493152-26-045546 · ownership.xml · derivative · entry 1

Patel Sandip I · CIK 0001843601 · Director · CFO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,332

Underlying: Common Stock · 777,332 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 1, 2027.

Read SEC document
September 25, 2026 Filed Sep 28, 2026 21:01 UTC Amendment
Ridenhour David CraigDirector · President
PurchaseCommon Stock 50,000 $0.19 $9,390.00
Disclosure

SEC source: 0001493152-26-044630 · ownership.xml · nonDerivative · entry 2

Ridenhour David Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,842

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.187 to $0.1878, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F3 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 25, 2026 Filed Sep 28, 2026 21:01 UTC Amendment PurchaseCommon Stock 5,000 $0.19 $960.00
Disclosure

SEC source: 0001493152-26-044627 · ownership.xml · nonDerivative · entry 2

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

Read SEC document
September 25, 2026 Filed Sep 28, 2026 21:01 UTC Amendment
Patel Sandip IDirector · CFO & General Counsel
PurchaseCommon Stock 50,000 $0.20 $9,875.00
Disclosure

SEC source: 0001493152-26-044629 · ownership.xml · nonDerivative · entry 2

Patel Sandip I · CIK 0001843601 · Director · CFO & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,130

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

Read SEC document
September 25, 2026 Filed Sep 28, 2026 21:01 UTC Amendment
Schaible John MartinDirector · Executive Chairman
PurchaseCommon Stock 64,900 $0.19 $12,136.30
Disclosure

SEC source: 0001493152-26-044631 · ownership.xml · nonDerivative · entry 2

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,842

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1865 to $0.1875, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F3 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 25, 2026 Filed Sep 28, 2026 13:29 UTC
Ridenhour David CraigDirector · President
GrantCommon Stock 50,000 $0.19 $9,390.00
Disclosure

SEC source: 0001493152-26-044475 · ownership.xml · nonDerivative · entry 2

Ridenhour David Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,842

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.187 to $0.1878, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F2 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 25, 2026 Filed Sep 28, 2026 13:26 UTC
Patel Sandip IDirector · CFO & General Counsel
GrantCommon Stock 50,000 $0.20 $9,875.00
Disclosure

SEC source: 0001493152-26-044471 · ownership.xml · nonDerivative · entry 2

Patel Sandip I · CIK 0001843601 · Director · CFO & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,130

Read SEC document
September 25, 2026 Filed Sep 28, 2026 13:25 UTC GrantCommon Stock 5,000 $0.19 $960.00
Disclosure

SEC source: 0001493152-26-044469 · ownership.xml · nonDerivative · entry 2

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
September 25, 2026 Filed Sep 28, 2026 13:22 UTC
Schaible John MartinDirector · Executive Chairman
GrantCommon Stock 64,900 $0.19 $12,136.30
Disclosure

SEC source: 0001493152-26-044465 · ownership.xml · nonDerivative · entry 2

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,842

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1865 to $0.1875, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F2 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 24, 2026 Filed Sep 28, 2026 21:01 UTC Amendment
Ridenhour David CraigDirector · President
PurchaseCommon Stock 50,000 $0.20 $10,005.00
Disclosure

SEC source: 0001493152-26-044630 · ownership.xml · nonDerivative · entry 1

Ridenhour David Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,842

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

F3 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 24, 2026 Filed Sep 28, 2026 21:01 UTC Amendment PurchaseCommon Stock 500,000 $0.20 $99,800.00
Disclosure

SEC source: 0001493152-26-044628 · ownership.xml · nonDerivative · entry 1

Hammond Thomas Jon · CIK 0001844247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,706

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1941 to $0.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

Read SEC document
September 24, 2026 Filed Sep 28, 2026 21:01 UTC Amendment PurchaseCommon Stock 10,000 $0.20 $1,985.00
Disclosure

SEC source: 0001493152-26-044627 · ownership.xml · nonDerivative · entry 1

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

Read SEC document
September 24, 2026 Filed Sep 28, 2026 21:01 UTC Amendment
Patel Sandip IDirector · CFO & General Counsel
PurchaseCommon Stock 50,000 $0.22 $10,865.00
Disclosure

SEC source: 0001493152-26-044629 · ownership.xml · nonDerivative · entry 1

Patel Sandip I · CIK 0001843601 · Director · CFO & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,130

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

Read SEC document
September 24, 2026 Filed Sep 28, 2026 21:01 UTC Amendment
Schaible John MartinDirector · Executive Chairman
PurchaseCommon Stock 35,100 $0.21 $7,507.89
Disclosure

SEC source: 0001493152-26-044631 · ownership.xml · nonDerivative · entry 1

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,021,942

F1 · kind: On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2139 to $0.2146, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F3 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 24, 2026 Filed Sep 28, 2026 13:29 UTC
Ridenhour David CraigDirector · President
GrantCommon Stock 50,000 $0.20 $10,005.00
Disclosure

SEC source: 0001493152-26-044475 · ownership.xml · nonDerivative · entry 1

Ridenhour David Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,842

F2 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
September 24, 2026 Filed Sep 28, 2026 13:26 UTC
Patel Sandip IDirector · CFO & General Counsel
GrantCommon Stock 50,000 $0.22 $10,865.00
Disclosure

SEC source: 0001493152-26-044471 · ownership.xml · nonDerivative · entry 1

Patel Sandip I · CIK 0001843601 · Director · CFO & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,130

Read SEC document
September 24, 2026 Filed Sep 28, 2026 13:25 UTC GrantCommon Stock 10,000 $0.20 $1,985.00
Disclosure

SEC source: 0001493152-26-044469 · ownership.xml · nonDerivative · entry 1

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
September 24, 2026 Filed Sep 28, 2026 13:24 UTC GrantCommon Stock 500,000 $0.20 $99,800.00
Disclosure

SEC source: 0001493152-26-044467 · ownership.xml · nonDerivative · entry 1

Hammond Thomas Jon · CIK 0001844247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1941 to $0.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

Read SEC document
September 24, 2026 Filed Sep 28, 2026 13:22 UTC
Schaible John MartinDirector · Executive Chairman
GrantCommon Stock 35,100 $0.21 $7,507.89
Disclosure

SEC source: 0001493152-26-044465 · ownership.xml · nonDerivative · entry 1

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,021,942

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2139 to $0.2146, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F2 · balance_after: Includes 286,842 shares of restricted stock which vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC GrantStock Option (right to buy) · Derivative 731,030 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-045544 · ownership.xml · derivative · entry 3

Hammond Thomas Jon · CIK 0001844247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,030

Underlying: Common Stock · 731,030 shares

Expires 2031-06-30

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-045544 · ownership.xml · derivative · entry 2

Hammond Thomas Jon · CIK 0001844247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-01-26

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC
Schaible John MartinDirector · Executive Chairman
GrantStock Option (right to buy) · Derivative 731,030 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-045548 · ownership.xml · derivative · entry 6

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,030

Underlying: Common Stock · 731,030 shares

Expires 2031-06-30

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC
Schaible John MartinDirector · Executive Chairman
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-045548 · ownership.xml · derivative · entry 5

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2030-01-26

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC
Schaible John MartinDirector · Executive Chairman
GrantCommon Stock 286,842 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-045548 · ownership.xml · nonDerivative · entry 2

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986,842

F2 · price: Represents shares of restricted stock granted to the Reporting Person pursuant to the terms of the Employment Agreement, which shares vest in full on June 30, 2027 (subject to continued employment through such date).

F3 · balance_after: Excludes shares subsequently purchased in the open market and reported on the Form 4 filed by the Reporting Person on September 28, 2026.

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC
Schaible John MartinDirector · Executive Chairman
GrantCommon Stock 700,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-045548 · ownership.xml · nonDerivative · entry 1

Schaible John Martin · CIK 0001843626 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

F1 · price: Represents shares of restricted stock granted to the Reporting Person pursuant to the terms of an Employment Agreement between the Reporting Person and the Issuer (the "Employment Agreement"), which shares are immediately vested in full.

Read SEC document
July 14, 2026 Filed Oct 3, 2026 00:34 UTC GrantStock Option (right to buy) · Derivative 109,654 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-045545 · ownership.xml · derivative · entry 2

KEYSER ROBERT DAWSON JR. · CIK 0001039050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,654

Underlying: Common Stock · 109,654 shares

Expires 2031-06-30

Read SEC document
July 14, 2026 Filed Jul 17, 2026 00:21 UTC
Patel Sandip IDirector · CFO and General Counsel
GrantStock Option (right to buy) · Derivative 731,030 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-033630 · ownership.xml · derivative · entry 2

Patel Sandip I · CIK 0001843601 · Director · CFO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,030

Underlying: Common Stock · 731,030 shares

Expires 2031-06-30

Read SEC document
July 14, 2026 Filed Jul 17, 2026 00:21 UTC
Patel Sandip IDirector · CFO and General Counsel
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-033630 · ownership.xml · derivative · entry 1

Patel Sandip I · CIK 0001843601 · Director · CFO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2030-01-26

Read SEC document
July 14, 2026 Filed Jul 17, 2026 00:17 UTC GrantStock Option (right to buy) · Derivative 255,860 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-033628 · ownership.xml · derivative · entry 1

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,860

Underlying: Common Stock · 255,860 shares

Expires 2031-06-30

Read SEC document
July 14, 2026 Filed Aug 6, 2026 21:29 UTC
Ridenhour David CraigDirector · President
GrantStock Option (right to buy) · Derivative 731,030 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-036422 · ownership.xml · derivative · entry 4

Ridenhour Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,030

Underlying: Common Stock · 731,030 shares

Expires 2031-06-30

Read SEC document
July 14, 2026 Filed Aug 6, 2026 21:29 UTC
Ridenhour David CraigDirector · President
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001493152-26-036422 · ownership.xml · derivative · entry 3

Ridenhour Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 45,000 shares

Expires 2030-01-26

Read SEC document
July 14, 2026 Filed Aug 6, 2026 21:29 UTC
Ridenhour David CraigDirector · President
GrantCommon Stock 286,842 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-036422 · ownership.xml · nonDerivative · entry 2

Ridenhour Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986,842

F2 · price: Represents shares of restricted stock granted to the Reporting Person pursuant to the terms of the Employment Agreement, which shares vest in full on June 30, 2027 (subject to continued employment through such date).

Read SEC document
July 14, 2026 Filed Aug 6, 2026 21:29 UTC
Ridenhour David CraigDirector · President
GrantCommon Stock 700,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-036422 · ownership.xml · nonDerivative · entry 1

Ridenhour Craig · CIK 0002002523 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

F1 · price: Represents shares of restricted stock granted to the Reporting Person pursuant to the terms of an Employment Agreement between the Reporting Person and the Issuer (the "Employment Agreement"), which shares are immediately vested in full.

Read SEC document
January 22, 2025 Filed Apr 4, 2025 16:01 UTC OtherCommon Stock 27,282 $4.64 $126,588.48
Disclosure

SEC source: 0001104659-25-032181 · tm258274-1_4seq1.xml · nonDerivative · entry 5

Atlas Fintech Holdings Corp. · CIK 0001677188 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,151

F5 · shares: Represents shares of restricted Common Stock issued to the Reporting Person by the Issuer in consideration and satisfaction of $126,667 of funds previously advanced to the Issuer.

Read SEC document
November 19, 2024 Filed Apr 4, 2025 16:01 UTC SaleCommon Stock 2,083 $12.99 $27,058.17
Disclosure

SEC source: 0001104659-25-032181 · tm258274-1_4seq1.xml · nonDerivative · entry 4

Atlas Fintech Holdings Corp. · CIK 0001677188 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,869

F4 · shares: Represents aggregate open market sales on this date at a weighted average price of $12.99 with a range of sale prices of $12.24 to $13.23. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request.

Read SEC document
November 18, 2024 Filed Apr 4, 2025 16:01 UTC SaleCommon Stock 6,250 $15.93 $99,562.50
Disclosure

SEC source: 0001104659-25-032181 · tm258274-1_4seq1.xml · nonDerivative · entry 3

Atlas Fintech Holdings Corp. · CIK 0001677188 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,952

F3 · shares: Represents aggregate open market sales on this date at a weighted average price of $15.93 with a range of sale prices of $13.37 to $17.48. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request.

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August 23, 2024 Filed Apr 4, 2025 16:01 UTC OtherCommon Stock 2,565 $51.72 $132,661.80
Disclosure

SEC source: 0001104659-25-032181 · tm258274-1_4seq1.xml · nonDerivative · entry 2

Atlas Fintech Holdings Corp. · CIK 0001677188 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,202

F2 · shares: Represents additional restricted shares of Common Stock issued to the Reporting Person as consideration for advancing the Issuer 19,727 shares of registered Common Stock to satisfy accrued interest obligations to third party convertible noteholders.

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August 23, 2024 Filed Apr 4, 2025 16:01 UTC OtherCommon Stock 46,471 $17.29 $803,483.59
Disclosure

SEC source: 0001104659-25-032181 · tm258274-1_4seq1.xml · nonDerivative · entry 1

Atlas Fintech Holdings Corp. · CIK 0001677188 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,911

F1 · shares: Represents restricted shares of Common Stock issued to the Reporting Person at a price of $17.29 per share to satisfy approximately $803,000 of previous cash advances by the Reporting Person to the Issuer to cover costs and expenses with a Business Combination Agreement.

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April 08, 2024 Filed Apr 24, 2024 21:44 UTC
McBey Robert GDirector · Chief Executive Officer
OtherCommon Stock 6,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-051414 · tm2411883-14_4seq1.xml · nonDerivative · entry 2

McBey Robert G · CIK 0001419502 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,914

F2 · shares: The Reporting Person acquired the shares of Common Stock as payment of interest under convertible promissory notes issued to certain sellers in the Business Combination, including the Reporting Person, pursuant to amendments to the Stock Purchase Agreement, dated as of April 11, 2022.

F2 · price: The Reporting Person acquired the shares of Common Stock as payment of interest under convertible promissory notes issued to certain sellers in the Business Combination, including the Reporting Person, pursuant to amendments to the Stock Purchase Agreement, dated as of April 11, 2022.

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March 20, 2024 Filed Apr 16, 2024 21:26 UTC OtherWarrants · Derivative 354,088 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-24-047909 · tm2411883-15_4seq1.xml · derivative · entry 2

Patel Sandip I · CIK 0001843601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,088

Underlying: Common Stock · 354,088 shares

Expires not disclosed

F2 · kind: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · price: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.exercise_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.expiration_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

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March 20, 2024 Filed Apr 16, 2024 17:25 UTC
Barber RichardChief Financial Officer
OtherWarrants · Derivative 40,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-24-047908 · tm2411883-13_4seq1.xml · derivative · entry 2

Barber Richard · CIK 0002003163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F2 · kind: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · price: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.exercise_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.expiration_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

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March 20, 2024 Filed Apr 16, 2024 17:28 UTC
Schaible John MartinDirector · Chief Strategy Officer
OtherWarrants · Derivative 703,140 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-24-047913 · tm2411883-18_4seq1.xml · derivative · entry 2

Schaible John · CIK 0001843626 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,140

Underlying: Common Stock · 703,140 shares

Expires not disclosed

F2 · kind: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · price: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.exercise_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.expiration_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

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March 20, 2024 Filed Apr 16, 2024 18:34 UTC OtherWarrants · Derivative 4,322,498 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-24-047937 · tm2411883-12_4seq1.xml · derivative · entry 4

Quantum Ventures LLC · CIK 0001843688 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 4,322,498 shares

Expires not disclosed

F3 · kind: Represents an aggregate number of private placement warrants distributed by Quantum Ventures to Funicular Funds LLP pursuant to the Securities Purchase Agreement in connection with the Closing.

F5 · price: Represents an aggregate number of private placement warrants distributed by Quantum Ventures to certain of its members and other persons without consideration in connection with the Closing.

F4 · derivative.exercise_date: The warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F5 · derivative.exercise_date: Represents an aggregate number of private placement warrants distributed by Quantum Ventures to certain of its members and other persons without consideration in connection with the Closing.

F4 · derivative.expiration_date: The warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F5 · derivative.expiration_date: Represents an aggregate number of private placement warrants distributed by Quantum Ventures to certain of its members and other persons without consideration in connection with the Closing.

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March 20, 2024 Filed Apr 16, 2024 17:26 UTC OtherWarrants · Derivative 80,054 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-24-047910 · tm2411883-17_4seq1.xml · derivative · entry 2

Hammond Thomas Jon · CIK 0001844247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,054

Underlying: Common Stock · 80,054 shares

Expires not disclosed

F2 · kind: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · price: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.exercise_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

F2 · derivative.expiration_date: Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.